Pasadena Private Wealth LLC's Q1 2022 13F: 6 new positions, 20 exits
Form 13F-HR for the quarter ended Mar 31, 2022 · filed Apr 21, 2022 · 98 reported positions · accession 0001085146-22-001467
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | PIMCO ETF TR (MINT) | 0.2% | 10.9% | +10.7 pts | +329K sh | +5387% |
| Exited | ISHARES TR (SHY) | 2.0% | — | −2.0 pts | −72,401 sh | −100% |
| Exited | WISDOMTREE TR (DES) | 1.9% | — | −1.9 pts | −180K sh | −100% |
| New | PROSHARES TR (PSQ) | — | 1.8% | +1.8 pts | +486K sh | new |
| Exited | ISHARES INC (EWL) | 1.7% | — | −1.7 pts | −98,889 sh | −100% |
| Increased | INVESCO ACTIVELY MANAGED ETF (GSY) | 6.7% | 8.1% | +1.4 pts | +93,768 sh | +23% |
| Increased | ISHARES TR (ICSH) | 1.5% | 2.8% | +1.3 pts | +79,789 sh | +90% |
| Exited | SCHWAB STRATEGIC TR (SCHE) | 1.3% | — | −1.3 pts | −132K sh | −100% |
| Reduced | AMPLIFY ETF TR (DIVO) | 1.2% | 0.4% | −0.8 pts | −65,222 sh | −68% |
| Reduced | VANGUARD INDEX FDS (VTV) | 14.5% | 13.8% | −0.7 pts | −14,668 sh | −5% |
| Reduced | VANGUARD INDEX FDS (VUG) | 13.5% | 11.5% | −2.0 pts | −5,966 sh | −5% |
| Reduced | VANGUARD INDEX FDS (VBR) | 5.2% | 4.6% | −0.6 pts | −9,113 sh | −10% |
| Exited | AUTOMATIC DATA PROCESSING IN (ADP) | 0.5% | — | −0.5 pts | −6,409 sh | −100% |
| Exited | GLOBAL X FDS (BKCH) | 0.4% | — | −0.4 pts | −60,110 sh | −100% |
| Increased | ISHARES TR (STIP) | 2.7% | 3.0% | +0.4 pts | +11,702 sh | +15% |
| Reduced | VANGUARD INDEX FDS (VBK) | 3.8% | 3.0% | −0.9 pts | −4,936 sh | −12% |
| Reduced | APPLE INC (AAPL) | 2.0% | 1.6% | −0.4 pts | −6,559 sh | −19% |
| New | PIMCO ETF TR (STPZ) | — | 0.3% | +0.3 pts | +18,094 sh | new |
| Increased | DIREXION SHS ETF TR (COM) | 2.7% | 3.4% | +0.6 pts | +26,912 sh | +9% |
| New | VANGUARD SCOTTSDALE FDS (VGSH) | — | 0.3% | +0.3 pts | +13,807 sh | new |
| Exited | VANGUARD WORLD FD (MGK) | 0.3% | — | −0.3 pts | −2,950 sh | −100% |
| Reduced | ISHARES TR (IEF) | 0.8% | 0.5% | −0.3 pts | −6,945 sh | −33% |
| Exited | PAYCHEX INC (PAYX) | 0.2% | — | −0.2 pts | −5,219 sh | −100% |
| Reduced | MICROSOFT CORP (MSFT) | 0.7% | 0.4% | −0.3 pts | −2,203 sh | −35% |
| Reduced | ALPHABET INC (GOOG) | 0.5% | 0.3% | −0.2 pts | −204 sh | −39% |
| Reduced | JPMORGAN CHASE & CO (JPM) | 0.4% | 0.2% | −0.2 pts | −4,161 sh | −55% |
| Reduced | FLEXSHARES TR (GUNR) | 3.6% | 4.1% | +0.5 pts | −11,505 sh | −4% |
| Increased | AMERICOLD RLTY TR (COLD) | 1.7% | 1.6% | −0.1 pts | +18,740 sh | +12% |
| Increased | VANGUARD INTL EQUITY INDEX F (VEU) | 10.5% | 10.0% | −0.5 pts | +8,392 sh | +2% |
| Reduced | SPDR S&P 500 ETF TR (SPY) | 1.3% | 1.1% | −0.2 pts | −990 sh | −12% |
| Reduced | VANGUARD MALVERN FDS (VTIP) | 3.5% | 3.3% | −0.2 pts | −8,468 sh | −4% |
| Exited | VANGUARD INDEX FDS (VNQ) | 0.1% | — | −0.1 pts | −3,116 sh | −100% |
| Reduced | VANGUARD TAX-MANAGED INTL FD (VEA) | 0.3% | 0.2% | −0.1 pts | −7,032 sh | −37% |
| Exited | ETF SER SOLUTIONS (DRSK) | 0.1% | — | −0.1 pts | −9,792 sh | −100% |
| Exited | BROADRIDGE FINL SOLUTIONS IN (BR) | 0.1% | — | −0.1 pts | −1,500 sh | −100% |
| Exited | SCHWAB STRATEGIC TR (SCHX) | 0.1% | — | −0.1 pts | −2,225 sh | −100% |
| Exited | AES CORP (AES) | 0.1% | — | −0.1 pts | −10,099 sh | −100% |
| Exited | CVS HEALTH CORP (CVS) | 0.1% | — | −0.1 pts | −2,374 sh | −100% |
| Exited | VANGUARD WHITEHALL FDS (VYMI) | 0.1% | — | −0.1 pts | −3,554 sh | −100% |
| Exited | WELLS FARGO CO NEW (WFCPRL) | 0.1% | — | −0.1 pts | −160 sh | −100% |
| Exited | PFIZER INC (PFE) | 0.1% | — | −0.1 pts | −3,780 sh | −100% |
| New | ABBVIE INC (ABBV) | — | 0.1% | +0.1 pts | +1,362 sh | new |
| Increased | AT&T INC (T) | 0.0% | 0.1% | +0.1 pts | +9,244 sh | +198% |
| Exited | TARGET CORP (TGT) | 0.1% | — | −0.1 pts | −928 sh | −100% |
| Increased | VANGUARD BD INDEX FDS (BIV) | 0.4% | 0.4% | 0.0 pts | +2,529 sh | +18% |
| Increased | KRANESHARES TR (KRBN) | 0.9% | 0.9% | 0.0 pts | +4,235 sh | +8% |
| New | FORD MTR CO DEL (F) | — | 0.1% | +0.1 pts | +11,534 sh | new |
| Reduced | SCHWAB STRATEGIC TR (SCHD) | 0.5% | 0.4% | −0.1 pts | −2,422 sh | −14% |
| Reduced | VANGUARD SPECIALIZED FUNDS (VIG) | 0.3% | 0.2% | −0.1 pts | −1,064 sh | −24% |
| Reduced | ISHARES TR (QUAL) | 0.3% | 0.2% | −0.1 pts | −1,077 sh | −19% |
The 50 largest of 99 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 72.8% of the equity book
Changes in the top 10 this quarter: MINT entered · VBK left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VTV) | 14.5% | 13.8% | |
| 2 | VANGUARD INDEX FDS (VUG) | 13.5% | 11.5% | |
| 3 | PIMCO ETF TR (MINT) | 0.2% | 10.9% | Entered the top 10 |
| 4 | VANGUARD INTL EQUITY INDEX F (VEU) | 10.5% | 10.0% | |
| 5 | INVESCO ACTIVELY MANAGED ETF (GSY) | 6.7% | 8.1% | |
| 6 | VANGUARD INDEX FDS (VBR) | 5.2% | 4.6% | |
| 7 | FLEXSHARES TR (GUNR) | 3.6% | 4.1% | |
| 8 | DIREXION SHS ETF TR (COM) | 2.7% | 3.4% | |
| 9 | VANGUARD MALVERN FDS (VTIP) | 3.5% | 3.3% | |
| 10 | ISHARES TR (STIP) | 2.7% | 3.0% | |
| — | VANGUARD INDEX FDS (VBK) | 3.8% | 3.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Exited | UBER TECHNOLOGIES INC (UBER) | Call | 13,500 | 0 | $0 |
| Increased | AMERICAN AIRLS GROUP INC (AAL) | Call | 11,000 | 27,000 | $20K |
| Exited | GENERAL ELECTRIC CO (GE) | Call | 17,500 | 0 | $0 |
| Increased | AT&T INC (T) | Put | 7,500 | 10,000 | $2K |
| Exited | META PLATFORMS INC (META) | Put | 500 | 0 | $0 |
| New | FEDEX CORP (FDX) | Put | 0 | 400 | $0 |
| Exited | PROCTER AND GAMBLE CO (PG) | Put | 1,000 | 0 | $0 |