Pasadena Private Wealth LLC's Q4 2021 13F: 33 new positions, 13 exits
Form 13F-HR for the quarter ended Dec 31, 2021 · filed Feb 14, 2022 · 112 reported positions · accession 0001085146-22-000991
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | SCHWAB STRATEGIC TR (SCHX) | 5.0% | 0.1% | −4.9 pts | −134K sh | −98% |
| Exited | VANGUARD SCOTTSDALE FDS (VCSH) | 4.9% | — | −4.9 pts | −171K sh | −100% |
| New | ISHARES TR (STIP) | — | 2.7% | +2.7 pts | +77,530 sh | new |
| New | ISHARES TR (SHY) | — | 2.0% | +2.0 pts | +72,401 sh | new |
| New | KRANESHARES TR (KRBN) | — | 0.9% | +0.9 pts | +54,987 sh | new |
| Increased | SPDR S&P 500 ETF TR (SPY) | 0.5% | 1.3% | +0.8 pts | +5,223 sh | +164% |
| New | ISHARES TR (IWR) | — | 0.8% | +0.8 pts | +29,704 sh | new |
| New | ISHARES TR (IEF) | — | 0.8% | +0.8 pts | +20,859 sh | new |
| Exited | FIRST TR EXCHNG TRADED FD VI (FIXD) | 0.7% | — | −0.7 pts | −36,228 sh | −100% |
| Exited | SSGA ACTIVE ETF TR (TOTL) | 0.7% | — | −0.7 pts | −38,411 sh | −100% |
| Exited | AMPLIFY ETF TR (BLOK) | 0.5% | — | −0.5 pts | −33,644 sh | −100% |
| Reduced | VANGUARD MALVERN FDS (VTIP) | 4.4% | 3.5% | −0.9 pts | −30,427 sh | −13% |
| Increased | APPLE INC (AAPL) | 1.3% | 2.0% | +0.7 pts | +8,036 sh | +31% |
| New | GLOBAL X FDS (BKCH) | — | 0.4% | +0.4 pts | +60,110 sh | new |
| New | ISHARES TR (IJR) | — | 0.4% | +0.4 pts | +11,100 sh | new |
| Increased | BK OF AMERICA CORP (BAC) | 0.1% | 0.5% | +0.4 pts | +25,870 sh | +273% |
| Increased | VANGUARD INDEX FDS (VTV) | 13.9% | 14.5% | +0.6 pts | +7,260 sh | +2% |
| New | VANGUARD TAX-MANAGED INTL FD (VEA) | — | 0.3% | +0.3 pts | +19,257 sh | new |
| Increased | VANGUARD INDEX FDS (VUG) | 12.8% | 13.5% | +0.7 pts | +2,921 sh | +2% |
| Increased | INVESCO ACTIVELY MANAGED ETF (GSY) | 6.9% | 6.7% | −0.2 pts | +15,750 sh | +4% |
| New | INVESCO ACTIVLY MANGD ETC FD (PDBC) | — | 0.2% | +0.2 pts | +37,295 sh | new |
| Exited | KRANESHARES TR (IVOL) | 0.2% | — | −0.2 pts | −16,391 sh | −100% |
| Exited | BLACKROCK MUNIHLDS INVSTM QL (MFL) | 0.2% | — | −0.2 pts | −29,914 sh | −100% |
| Increased | FLEXSHARES TR (GUNR) | 3.5% | 3.6% | +0.2 pts | +11,397 sh | +4% |
| New | UNITEDHEALTH GROUP INC (UNH) | — | 0.1% | +0.1 pts | +867 sh | new |
| Increased | VANGUARD INTL EQUITY INDEX F (VEU) | 11.1% | 10.5% | −0.5 pts | +6,862 sh | +1% |
| Increased | PIMCO ETF TR (MINT) | 0.1% | 0.2% | +0.1 pts | +4,130 sh | +209% |
| New | AMERICAN TOWER CORP NEW (AMT) | — | 0.1% | +0.1 pts | +1,295 sh | new |
| Increased | ALPHABET INC (GOOG) | 0.4% | 0.5% | +0.1 pts | +129 sh | +32% |
| New | VANGUARD INDEX FDS (VNQ) | — | 0.1% | +0.1 pts | +3,116 sh | new |
| New | ISHARES TR (IWD) | — | 0.1% | +0.1 pts | +2,145 sh | new |
| New | CONTROLADORA VUELA COMP DE A (VLRS) | — | 0.1% | +0.1 pts | +19,350 sh | new |
| Reduced | KINDER MORGAN INC DEL (KMI) | 0.2% | 0.1% | −0.1 pts | −21,584 sh | −57% |
| New | PNC FINL SVCS GROUP INC (PNC) | — | 0.1% | +0.1 pts | +1,536 sh | new |
| New | ZOETIS INC (ZTS) | — | 0.1% | +0.1 pts | +1,173 sh | new |
| New | THERMO FISHER SCIENTIFIC INC (TMO) | — | 0.1% | +0.1 pts | +425 sh | new |
| New | VANGUARD SCOTTSDALE FDS (VTWO) | — | 0.1% | +0.1 pts | +3,157 sh | new |
| Increased | VANGUARD INDEX FDS (VBR) | 5.2% | 5.2% | 0.0 pts | +1,486 sh | +2% |
| New | LEGALZOOM COM INC (LZ) | — | 0.1% | +0.1 pts | +16,000 sh | new |
| New | UNION PAC CORP (UNP) | — | 0.1% | +0.1 pts | +1,000 sh | new |
| New | CVS HEALTH CORP (CVS) | — | 0.1% | +0.1 pts | +2,374 sh | new |
| New | NUTRIEN LTD (NTR) | — | 0.1% | +0.1 pts | +3,160 sh | new |
| New | WELLS FARGO CO NEW (WFCPRL) | — | 0.1% | +0.1 pts | +160 sh | new |
| Increased | VANGUARD INDEX FDS (VBK) | 4.0% | 3.8% | −0.2 pts | +833 sh | +2% |
| Exited | LANDMARK INFRASTRCTUR PARTR (LMRK) | 0.1% | — | −0.1 pts | −12,850 sh | −100% |
| New | PFIZER INC (PFE) | — | 0.1% | +0.1 pts | +3,780 sh | new |
| Exited | INTEL CORP (INTC) | 0.1% | — | −0.1 pts | −3,856 sh | −100% |
| New | MOSAIC CO NEW (MOS) | — | 0.1% | +0.1 pts | +5,472 sh | new |
| New | TARGET CORP (TGT) | — | 0.1% | +0.1 pts | +928 sh | new |
| Exited | NUVEEN CA QUALTY MUN INCOME (NAC) | 0.1% | — | −0.1 pts | −12,765 sh | −100% |
The 50 largest of 112 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 66.9% of the equity book
Changes in the top 10 this quarter: COM entered · STIP entered · SCHX left · VCSH left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VTV) | 13.9% | 14.5% | |
| 2 | VANGUARD INDEX FDS (VUG) | 12.8% | 13.5% | |
| 3 | VANGUARD INTL EQUITY INDEX F (VEU) | 11.1% | 10.5% | |
| 4 | INVESCO ACTIVELY MANAGED ETF (GSY) | 6.9% | 6.7% | |
| 5 | VANGUARD INDEX FDS (VBR) | 5.2% | 5.2% | |
| 6 | VANGUARD INDEX FDS (VBK) | 4.0% | 3.8% | |
| 7 | FLEXSHARES TR (GUNR) | 3.5% | 3.6% | |
| 8 | VANGUARD MALVERN FDS (VTIP) | 4.4% | 3.5% | |
| 9 | DIREXION SHS ETF TR (COM) | 3.1% | 2.7% | Entered the top 10 |
| 10 | ISHARES TR (STIP) | 0.0% | 2.7% | Entered the top 10 |
| — | SCHWAB STRATEGIC TR (SCHX) | 5.0% | 0.1% | Left the top 10 |
| — | VANGUARD SCOTTSDALE FDS (VCSH) | 4.9% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | AT&T INC (T) | Put | 12,000 | 7,500 | $10K |
| Exited | GENERAL MTRS CO (GM) | Put | 14,600 | 0 | $0 |
| Exited | STARBUCKS CORP (SBUX) | Put | 9,500 | 0 | $0 |
| New | AMERICAN AIRLS GROUP INC (AAL) | Call | 0 | 11,000 | $6K |
| Increased | UBER TECHNOLOGIES INC (UBER) | Call | 9,500 | 13,500 | $26K |
| Exited | FORD MTR CO DEL (F) | Put | 11,000 | 0 | $0 |
| New | PROCTER AND GAMBLE CO (PG) | Put | 0 | 1,000 | $0 |
| Increased | META PLATFORMS INC (META) | Put | 300 | 500 | $2K |