OPTIMUM INVESTMENT ADVISORS' Q4 2021 13F: 33 new positions, 44 exits
Form 13F-HR for the quarter ended Dec 31, 2021 · filed Mar 17, 2022 · 792 reported positions · accession 0001580642-22-001562
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | INVESCO EXCH TRD SLF IDX FD (BSCL) | 0.3% | — | −0.3 pts | −33,330 sh | −100% |
| Increased | MODERNA INC (MRNA) | 0.0% | 0.2% | +0.2 pts | +2,194 sh | +954% |
| Reduced | ISHARES TR (SHY) | 0.4% | 0.2% | −0.2 pts | −6,168 sh | −53% |
| Increased | VANECK ETF TRUST (ITM) | 2.0% | 2.1% | 0.0 pts | +10,000 sh | +11% |
| Reduced | APPLE INC (AAPL) | 7.1% | 8.0% | +0.9 pts | −2,681 sh | −2% |
| Reduced | US BANCORP DEL (USB) | 0.5% | 0.3% | −0.2 pts | −6,162 sh | −33% |
| Reduced | AT&T INC (T) | 1.0% | 0.7% | −0.3 pts | −11,307 sh | −13% |
| Increased | PAYPAL HLDGS INC (PYPL) | 0.0% | 0.1% | +0.1 pts | +1,300 sh | +535% |
| Reduced | UNITED PARCEL SERVICE INC (UPS) | 1.0% | 1.0% | 0.0 pts | −998 sh | −8% |
| Reduced | ISHARES TR (IWF) | 0.7% | 0.7% | −0.1 pts | −665 sh | −11% |
| Reduced | ON SEMICONDUCTOR CORP (ON) | 0.2% | 0.2% | 0.0 pts | −2,500 sh | −29% |
| Reduced | MASTERCARD INCORPORATED (MA) | 1.2% | 1.1% | −0.1 pts | −470 sh | −6% |
| Reduced | BROADCOM INC (AVGO) | 0.5% | 0.6% | +0.1 pts | −250 sh | −10% |
| Increased | TRUIST FINL CORP (TFC) | 0.1% | 0.1% | +0.1 pts | +2,650 sh | +97% |
| Reduced | QUALCOMM INC (QCOM) | 1.0% | 1.3% | +0.3 pts | −825 sh | −4% |
| Reduced | BRISTOL-MYERS SQUIBB CO (BMY) | 0.7% | 0.6% | −0.1 pts | −2,393 sh | −9% |
| New | FLEX LNG LTD (FLNG) | — | 0.1% | +0.1 pts | +6,200 sh | new |
| Increased | VANGUARD WORLD FDS (VGT) | 1.3% | 1.4% | +0.1 pts | +311 sh | +4% |
| Reduced | PENNANTPARK FLOATING RATE CA (PFLT) | 0.2% | 0.1% | −0.1 pts | −10,847 sh | −30% |
| New | CF INDS HLDGS INC (CF) | — | 0.1% | +0.1 pts | +1,950 sh | new |
| Increased | DISNEY WALT CO (DIS) | 1.0% | 0.9% | −0.1 pts | +890 sh | +6% |
| New | CAMBRIA ETF TR (SYLD) | — | 0.1% | +0.1 pts | +2,100 sh | new |
| Increased | SPDR GOLD TR (GLD) | 0.7% | 0.7% | 0.0 pts | +772 sh | +8% |
| Reduced | VERIZON COMMUNICATIONS INC (VZ) | 0.8% | 0.6% | −0.1 pts | −2,450 sh | −7% |
| Exited | DIAMONDBACK ENERGY INC (FANG) | 0.0% | — | 0.0 pts | −1,223 sh | −100% |
| Reduced | SPDR SER TR (SPTS) | 0.2% | 0.1% | −0.1 pts | −4,000 sh | −24% |
| Reduced | SELECT SECTOR SPDR TR (XLV) | 0.1% | 0.1% | 0.0 pts | −810 sh | −42% |
| Reduced | ISHARES TR (DVY) | 0.6% | 0.5% | −0.1 pts | −897 sh | −8% |
| Increased | NVIDIA CORPORATION (NVDA) | 1.0% | 1.4% | +0.4 pts | +361 sh | +3% |
| Increased | UNITEDHEALTH GROUP INC (UNH) | 2.0% | 2.4% | +0.4 pts | +210 sh | +2% |
| New | DOCUSIGN INC (DOCU) | — | 0.0% | 0.0 pts | +670 sh | new |
| Reduced | CERENCE INC (CRNC) | 0.1% | 0.0% | −0.1 pts | −1,300 sh | −68% |
| Increased | PHYSICIANS RLTY TR (DOC) | 0.0% | 0.1% | 0.0 pts | +5,000 sh | +140% |
| Reduced | CALAMOS LNG SHR EQT DYNAMIC (CPZ) | 0.3% | 0.2% | −0.1 pts | −4,593 sh | −13% |
| Reduced | INTERCONTINENTAL EXCHANGE IN (ICE) | 0.6% | 0.6% | 0.0 pts | −650 sh | −6% |
| Increased | ENTERPRISE PRODS PARTNERS L (EPD) | 0.4% | 0.4% | 0.0 pts | +4,000 sh | +10% |
| Reduced | D R HORTON INC (DHI) | 0.2% | 0.2% | 0.0 pts | −800 sh | −12% |
| Increased | UPSTART HLDGS INC (UPST) | 0.0% | 0.0% | 0.0 pts | +565 sh | +353% |
| Increased | F5 INC (FFIV) | 0.1% | 0.1% | 0.0 pts | +350 sh | +30% |
| Reduced | ZOOM VIDEO COMMUNICATIONS IN (ZM) | 0.1% | 0.0% | −0.1 pts | −450 sh | −43% |
| Increased | WP CAREY INC (WPC) | 0.2% | 0.3% | 0.0 pts | +1,000 sh | +14% |
| New | EOG RES INC (EOG) | — | 0.0% | 0.0 pts | +925 sh | new |
| Exited | KANSAS CITY SOUTHERN (KSU) | 0.0% | — | 0.0 pts | −275 sh | −100% |
| Reduced | DOUBLELINE INCOME SOLUTIONS (DSL) | 0.3% | 0.3% | −0.1 pts | −4,948 sh | −11% |
| Reduced | VULCAN MATLS CO (VMC) | 0.1% | 0.1% | 0.0 pts | −350 sh | −24% |
| Reduced | SELECT SECTOR SPDR TR (XLF) | 0.2% | 0.2% | 0.0 pts | −1,850 sh | −12% |
| Increased | ALIBABA GROUP HLDG LTD (BABA) | 0.1% | 0.1% | 0.0 pts | +600 sh | +33% |
| Reduced | INMODE LTD (INMD) | 0.1% | 0.0% | 0.0 pts | −1,000 sh | −40% |
| Reduced | LUMENTUM HLDGS INC (LITE) | 0.0% | 0.0% | 0.0 pts | −675 sh | −68% |
| Increased | PATRICK INDS INC (PATK) | 0.0% | 0.1% | 0.0 pts | +875 sh | +100% |
The 50 largest of 342 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 27.6% of the equity book
Changes in the top 10 this quarter: NVDA entered · MA left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 7.1% | 8.0% | |
| 2 | SPDR S&P 500 ETF TR (SPY) | 4.6% | 4.7% | |
| 3 | MICROSOFT CORP (MSFT) | 2.4% | 2.7% | |
| 4 | UNITEDHEALTH GROUP INC (UNH) | 2.0% | 2.4% | |
| 5 | VANECK ETF TRUST (ITM) | 2.0% | 2.1% | |
| 6 | COSTCO WHSL CORP NEW (COST) | 1.8% | 2.1% | |
| 7 | AMAZON COM INC (AMZN) | 1.6% | 1.5% | |
| 8 | VANGUARD WORLD FDS (VGT) | 1.3% | 1.4% | |
| 9 | NVIDIA CORPORATION (NVDA) | 1.0% | 1.4% | Entered the top 10 |
| 10 | ALPHABET INC (GOOG) | 1.3% | 1.3% | |
| — | MASTERCARD INCORPORATED (MA) | 1.2% | 1.1% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| New | UNITED PARCEL SERVICE INC (UPS) | Call | 0 | 1,000 | $15K |
| Exited | PROSHARES TR (TBF) | Call | 10,000 | 0 | $0 |
| Exited | DRAFTKINGS INC (DKNGXXXX) | Call | 1,000 | 0 | $0 |
| Exited | SPDR GOLD TR (GLD) | Call | 1,000 | 0 | $0 |