OPPENHEIMER & CLOSE LLC
Q3 2026 Form 13-F
NEW YORK, NEW YORK
CIK 0001591377
· CRD 15168
· SEC-registered investment adviser
$162.6M Reported Value Total
OPPENHEIMER + CLOSE, LLC reports 127 total accounts under management (AUM). There are 125 discretionary accounts valued at $89,622,206, and 2 non-discretionary accounts valued at $3,389,807.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
4 funds
· $188.0M gross asset value
Hedge Fund: $188.0M
Source: Form ADV filed 2026-03-27
Reported value
$162.6M
Quarter over quarter
+1.1%
Holdings
54
Top-10 concentration
44.2%
Key People
Form ADV owners & control persons
Carl Kirby Oppenheimer
DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER
Kirsten Beaven Oppenheimer
MEMBER
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Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | November 09, 2026 |
| Form | 13F-HR |
| Reported value | $162.6M |
| Positions | 54 |
| Change in reported value | +2.6% |
| New positions | 5 |
| Exited positions | 8 |
| Position turnover | 21.0% |
| Top-10 concentration | 44.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 9, 2026
|
54 | $162.6M |
|
Q2 2026 13F
Filed Aug 12, 2026
|
57 | $158.5M |
|
Q1 2026 13F
Filed May 12, 2026
|
56 | $158.6M |
|
Q4 2025 13F
Filed Feb 10, 2026
|
57 | $146.7M |
|
Q3 2025 13F
Filed Nov 10, 2025
|
55 | $148.0M |
|
Q2 2025 13F
Filed Aug 12, 2025
|
52 | $130.5M |
|
Q1 2025 13F
Filed Apr 29, 2025
|
51 | $121.3M |
|
Q4 2024 13F
Filed Feb 11, 2025
|
51 | $121.6M |
|
Q3 2024 13F
Filed Oct 17, 2024
|
51 | $124.8M |
|
Q2 2024 13F
Filed Jul 25, 2024
|
56 | $113.9M |
|
Q1 2024 13F
Filed May 7, 2024
|
55 | $115.3M |
|
Q4 2023 13F
Filed Feb 8, 2024
|
54 | $109.7M |
|
Q3 2023 13F
Filed Nov 13, 2023
|
55 | $100.2M |
|
Q2 2023 13F
Filed Jul 24, 2023
|
52 | $96.3M |
|
Q1 2023 13F
Filed May 9, 2023
|
61 | $101.0M |
|
Q4 2022 13F
Filed Feb 9, 2023
|
61 | $101.8M |
|
Q3 2022 13F
Filed Oct 17, 2022
|
62 | $92.4M |
|
Q2 2022 13F
Filed Jul 15, 2022
|
58 | $87.6M |
|
Q1 2022 13F
Filed May 5, 2022
|
59 | $115.9M |
|
Q4 2021 13F
Filed Feb 11, 2022
|
61 | $106.3M |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SMHI SEACOR MARINE HLDGS INC | $11.2M | 6.9% |
| 2 | HURC HURCO CO | $9.9M | 6.11% |
| 3 | AEM AGNICO EAGLE MINES LTD | $8.9M | 5.46% |
| 4 | UHALB U HAUL HOLDING COMPANY | $7.2M | 4.44% |
| 5 | TAYD TAYLOR DEVICES INC | $6.9M | 4.26% |
| 6 | IIIN INSTEEL INDS INC | $5.8M | 3.59% |
| 7 | CCNE CNB FINL CORP PA | $5.5M | 3.4% |
| 8 | PGC PEAPACK-GLADSTONE FINL CORP | $5.4M | 3.35% |
| 9 | CVX CHEVRON CORPORATION | $5.4M | 3.35% |
| 10 | GLD SPDR GOLD TR | $5.4M | 3.31% |
| 11 | BRK-B BERKSHIRE HATHAWAY INC DEL | $5.3M | 3.25% |
| 12 | BRT BRT APARTMENTS CORP | $5.1M | 3.13% |
| 13 | HL HECLA MINING COMPANY | $5.0M | 3.08% |
| 14 | AGI ALAMOS GOLD INC | $4.9M | 3.0% |
| 15 | LENB LENNAR CORP | $4.9M | 2.99% |
| 16 | NEM NEWMONT CORP | $4.6M | 2.85% |
| 17 | B BARRICK MNG CORP | $4.5M | 2.79% |
| 18 | FRPH FRP HLDGS INC | $4.4M | 2.73% |
| 19 | CDE COEUR MNG INC | $4.4M | 2.73% |
| 20 | ACNT ASCENT INDUSTRIES CO | $3.9M | 2.41% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.