OPPENHEIMER ASSET MANAGEMENT INC
Q3 2026 Form 13-F

NEW YORK, NEW YORK
CIK 0001269119 · CRD 105559 · SEC-registered investment adviser
Holdings reported by MACKAY SHIELDS LLC since Q2 2018 , ALKEON CAPITAL MANAGEMENT LLC since Q2 2013
Consolidated report · includes 60 managers since Q1 2017
$9.5B Reported Value Total

OPPENHEIMER ASSET MANAGEMENT reports 43,537 total accounts under management (AUM). There are 29,095 discretionary accounts valued at $16,327,399,946, and 14,442 non-discretionary accounts valued at $4,999,696,882.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A) Client Relationship Summary (Form CRS)
Private funds (Form ADV)
3 funds · $82.6M gross asset value
Hedge Fund: $68.1M · Private Equity Fund: $14.5M
Source: Form ADV filed 2026-09-30
Reported value
$9.5B
Quarter over quarter
-0.8%
Holdings
1,124
Top-10 concentration
19.9%

Reports holdings for

  • 12th Street Asset Mgmt (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • ACR Alpine Capital Research (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Alger (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Ancora Advisors (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Atalanta Sosnoff Capital (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Atlanta Capital Management (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Bahl & Gaynor (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Brandes Investment Partners (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Cambiar Investors (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Campbell Newman Asset Mgmt (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Causeway Capital Management (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Chautauqua Capital Management (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Churchill Management Group (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Clarkston Caplital Partners (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • ClearBridge Advisors (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Cohen And Steers (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Columbia Management (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Congress Asset Management (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Cornerstone (not a 13F filer in our records) · since Q3 2026 · declared by one filing
  • Cramer Rosenthal McGlynn (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Davis Advisors (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Dearborn Partners (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Delaware Capital Management (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • DF Dent (not a 13F filer in our records) · since Q1 2020 · declared by one filing
  • Earnest Partners (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Epoch Investment (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Federated (not a 13F filer in our records) · since Q1 2020 · declared by one filing
  • Fiera Capital (not a 13F filer in our records) · since Q2 2022 · declared by one filing
  • GW&K Investment Management (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Harding Loevner Managed Accts (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Herndon Capital Management (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Invesco Advisors (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Jennison Associates (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Lyrical Asset Management (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • MacKay Shields (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Madison Investment Advisors (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • MetWest Capital Management (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Miller Howard (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Montag & Caldwell (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Oak Ridge Investments (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Penn Capital (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Polen Capital (not a 13F filer in our records) · since Q1 2020 · declared by one filing
  • Poplar Forest Capital (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Putnam Investment (not a 13F filer in our records) · since Q4 2020 · declared by one filing
  • Reinhart Partners (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Riverbridge Partners (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • RNC Genter Capital Mgmt (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Roosevelt Investment Group (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Salient Capital Advisors (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • SaratogaRIM (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Schafer Cullen Capital Mgmt (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • SGA (not a 13F filer in our records) · since Q1 2020 · declared by one filing
  • SouthernSun Asset Mgmt (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Spyglass (not a 13F filer in our records) · since Q1 2020 · declared by one filing
  • Stephens Inv Mgt (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Stonebridge (not a 13F filer in our records) · since Q4 2021 · declared by one filing
  • The Ithaka Group (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Thornburg Investment Management (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • Tran Capital Mgmt (not a 13F filer in our records) · since Q4 2021 · declared by one filing
  • Wasatch Advisors (not a 13F filer in our records) · since Q1 2017 · declared by one filing
  • 1919 Investment Counsel (not a 13F filer in our records) · Q4 2025 – Q4 2025 · declared by one filing
  • Eaton Vance (not a 13F filer in our records) · Q1 2017 – Q4 2025 · declared by one filing
  • Cove Street Capital (not a 13F filer in our records) · Q1 2017 – Q4 2024 · declared by one filing
  • Nuveen (not a 13F filer in our records) · Q3 2022 – Q4 2023 · declared by one filing
  • Van Kampen (not a 13F filer in our records) · Q4 2023 – Q4 2023 · declared by one filing
  • AMG SOUTHERNSUN (not a 13F filer in our records) · Q1 2017 – Q1 2023 · declared by one filing
  • FPA First Pacific Advisors (not a 13F filer in our records) · Q1 2017 – Q4 2022 · declared by one filing
  • Security Capital (not a 13F filer in our records) · Q1 2017 – Q4 2022 · declared by one filing
  • Sage Advisory Services (not a 13F filer in our records) · Q1 2017 – Q2 2022 · declared by one filing
  • Apex Capital (not a 13F filer in our records) · Q1 2017 – Q1 2022 · declared by one filing
  • Confluence Investment Mgmt (not a 13F filer in our records) · Q1 2017 – Q1 2022 · declared by one filing
  • DeRoy & Deveraux (not a 13F filer in our records) · Q1 2017 – Q1 2022 · declared by one filing
  • Good Harbor Financial (not a 13F filer in our records) · Q1 2017 – Q1 2022 · declared by one filing
  • Seaview Global Advisors (not a 13F filer in our records) · Q1 2017 – Q1 2022 · declared by one filing
  • Torray (not a 13F filer in our records) · Q1 2017 – Q1 2022 · declared by one filing
  • Amundi Pioneer (not a 13F filer in our records) · Q1 2020 – Q3 2021 · declared by one filing
  • Anchor Capital (not a 13F filer in our records) · Q1 2020 – Q3 2021 · declared by one filing
  • Lateef Investment (not a 13F filer in our records) · Q1 2020 – Q3 2021 · declared by one filing
  • Mount Lucas Management (not a 13F filer in our records) · Q1 2017 – Q3 2020 · declared by one filing
  • Athena Invest (not a 13F filer in our records) · Q1 2017 – Q4 2019 · declared by one filing
  • Fayez Sarofim & Co. (not a 13F filer in our records) · Q1 2017 – Q4 2019 · declared by one filing
  • Globalt Investments (not a 13F filer in our records) · Q1 2017 – Q4 2019 · declared by one filing
  • Sterling (not a 13F filer in our records) · Q1 2017 – Q2 2019 · declared by one filing
  • Westend Advisors (not a 13F filer in our records) · Q1 2017 – Q4 2018 · declared by one filing
  • Cambridge Financial Group (not a 13F filer in our records) · Q1 2017 – Q3 2018 · declared by one filing
  • Sovereign Asset Mgmt (not a 13F filer in our records) · Q1 2017 – Q3 2018 · declared by one filing
  • Wedgewood Partners (not a 13F filer in our records) · Q1 2017 – Q3 2018 · declared by one filing
  • Navellier & Associates (not a 13F filer in our records) · Q1 2017 – Q4 2017 · declared by one filing
  • Brown Investment Advisory (not a 13F filer in our records) · Q1 2017 – Q3 2017 · declared by one filing

Holdings reported by

Key People

Form ADV owners & control persons
Albert Grinsfelder Lowenthal
OWNER
Peter Michael Cadaret
PRESIDENT
Kristie Marie Feinberg
TREASURER
Q2 2026

Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

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Q3 2026 13F filing summary

Period of report September 30, 2026
Filed October 27, 2026
Form 13F-HR
Reported value $9.5B
Positions 1,124
Change in reported value -1.2%
New positions 71
Exited positions 81
Position turnover 12.6%
Top-10 concentration 19.9%

13F filings by quarter

Quarter Positions Value
Q3 2026 13F
Filed Oct 27, 2026
 1,124 $9.5B
Q2 2026 13F
Filed Aug 3, 2026
 1,134 $9.6B
Q1 2026 13F
Filed Apr 24, 2026
 1,113 $8.8B
Q4 2025 13F
Filed Feb 2, 2026
 1,063 $8.1B
Q3 2025 13F
Filed Nov 6, 2025
 1,154 $9.1B
Q2 2025 13F
Filed Jul 31, 2025
 1,156 $8.7B
Q1 2025 13F
Filed Apr 23, 2025
 1,121 $8.1B
Q4 2024 13F
Filed Feb 5, 2025
 1,152 $8.2B
Q3 2024 13F
Filed Nov 5, 2024
 1,159 $8.3B
Q2 2024 13F
Filed Aug 8, 2024
 1,149 $7.8B
Q1 2024 13F
Filed May 7, 2024
 1,108 $6.8B
Q4 2023 13F
Filed Feb 13, 2024
 1,139 $7.2B
Q3 2023 13F
Filed Nov 8, 2023
 1,126 $6.5B
Q2 2023 13F
Filed Aug 3, 2023
 1,134 $6.8B
Q1 2023 13F
Filed May 10, 2023
 1,127 $6.5B
Q4 2022 13F
Filed Feb 7, 2023
 1,142 $6.2B
Q3 2022 13F
Filed Nov 14, 2022
 1,119 $5.7B
Q2 2022 13F
Filed Aug 8, 2022
 1,157 $6.0B
Q1 2022 13F
Filed May 12, 2022
 1,196 $7.0B
Q4 2021 13F
Filed Feb 2, 2022
 1,228 $7.5B

34 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2026

# Holding Reported value % of portfolio
1 MSFT MICROSOFT CORP $341.5M 3.59%
2 GBIL GOLDMAN SACHS ETF TR $308.4M 3.24%
3 NVDA NVIDIA CORPORATION $215.9M 2.27%
4 BIL SPDR SERIES TRUST $198.6M 2.09%
5 JPM JPMORGAN CHASE & CO $149.5M 1.57%
6 AAPL APPLE INC $148.7M 1.56%
7 CVX CHEVRON CORPORATION $146.7M 1.54%
8 JNJ JOHNSON & JOHNSON $144.4M 1.52%
9 AMZN AMAZON COM INC $129.1M 1.36%
10 AVGO BROADCOM INC $108.3M 1.14%
11 GOOGL ALPHABET INC $105.7M 1.11%
12 V VISA INC $94.0M 0.99%
13 GOOG ALPHABET INC $89.9M 0.94%
14 RTX RTX CORPORATION $88.9M 0.93%
15 LLY ELI LILLY & CO $86.3M 0.91%
16 VOD VODAFONE GROUP PLC $84.3M 0.89%
17 C CITIGROUP INC $80.8M 0.85%
18 META META PLATFORMS INC $80.1M 0.84%
19 TSM TAIWAN SEMICONDUCTOR MANUFAC $73.0M 0.77%
20 MRK MERCK & CO INC $72.7M 0.76%

Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.

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