Nuveen Asset Management LLC's Q2 2022 13F: 267 new positions, 325 exits
Form 13F-HR for the quarter ended Jun 30, 2022 · filed Aug 15, 2022 · 3180 reported positions · accession 0000950123-22-009242
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | UNITEDHEALTH GROUP INC (UNH) | 1.0% | 1.4% | +0.4 pts | +922K sh | +15% |
| Increased | LINDE PLC (LIN) | 0.2% | 0.4% | +0.2 pts | +1.6M sh | +73% |
| Increased | ELEVANCE HEALTH INC (ELV) | 0.4% | 0.6% | +0.2 pts | +781K sh | +33% |
| Increased | ORACLE CORP (ORCL) | 0.3% | 0.4% | +0.2 pts | +5.35M sh | +51% |
| Increased | PEPSICO INC (PEP) | 0.4% | 0.7% | +0.2 pts | +2.04M sh | +26% |
| Increased | NEXTERA ENERGY INC (NEE) | 0.3% | 0.5% | +0.2 pts | +4.05M sh | +32% |
| Increased | MERCK & CO INC (MRK) | 0.3% | 0.5% | +0.2 pts | +3.44M sh | +34% |
| Reduced | BAIDU INC (BIDU) | 0.1% | 0.0% | −0.1 pts | −2.03M sh | −98% |
| Increased | CORTEVA INC (CTVA) | 0.1% | 0.2% | +0.1 pts | +5.35M sh | +116% |
| Reduced | CISCO SYS INC (CSCO) | 0.6% | 0.4% | −0.2 pts | −6.7M sh | −20% |
| Reduced | ABBVIE INC (ABBV) | 0.9% | 0.9% | 0.0 pts | −1.7M sh | −10% |
| Reduced | NVIDIA CORPORATION (NVDA) | 1.5% | 0.9% | −0.6 pts | −1.39M sh | −8% |
| Reduced | GENERAL MTRS CO (GM) | 0.2% | 0.1% | −0.1 pts | −6.6M sh | −60% |
| Reduced | NXP SEMICONDUCTORS N V (NXPI) | 0.1% | 0.0% | −0.1 pts | −1.3M sh | −67% |
| Reduced | APPLE INC (AAPL) | 4.5% | 4.4% | −0.1 pts | −1.31M sh | −2% |
| Increased | INTUIT (INTU) | 0.4% | 0.4% | +0.1 pts | +456K sh | +19% |
| Increased | ADVANCE AUTO PARTS INC (AAP) | 0.0% | 0.1% | +0.1 pts | +1.01M sh | +452% |
| Increased | AT&T INC (T) | 0.2% | 0.3% | +0.1 pts | +8.22M sh | +31% |
| Increased | BOOKING HOLDINGS INC (BKNG) | 0.5% | 0.5% | +0.1 pts | +98,449 sh | +15% |
| Reduced | UNION PAC CORP (UNP) | 0.7% | 0.6% | −0.1 pts | −806K sh | −9% |
| Increased | BRISTOLMYERS SQUIBB CO (BMY) | 0.3% | 0.5% | +0.2 pts | +2.23M sh | +16% |
| Reduced | COMCAST CORP NEW (CMCSA) | 0.5% | 0.5% | −0.1 pts | −4.24M sh | −12% |
| Reduced | WELLS FARGO CO NEW (WFC) | 0.6% | 0.5% | −0.1 pts | −4.2M sh | −12% |
| Reduced | ISHARES TR (IWF) | 0.2% | 0.1% | −0.1 pts | −726K sh | −41% |
| Reduced | HOME DEPOT INC (HD) | 0.7% | 0.6% | −0.1 pts | −563K sh | −9% |
| Reduced | CHIPOTLE MEXICAN GRILL INC (CMG) | 0.1% | 0.1% | −0.1 pts | −116K sh | −40% |
| Increased | VALERO ENERGY CORP (VLO) | 0.2% | 0.3% | +0.1 pts | +1.37M sh | +26% |
| Increased | S&P GLOBAL INC (SPGI) | 0.3% | 0.4% | +0.1 pts | +422K sh | +18% |
| Increased | FIDELITY NATL INFORMATION SV (FIS) | 0.1% | 0.2% | +0.1 pts | +1.54M sh | +33% |
| Reduced | LAUDER ESTEE COS INC (EL) | 0.2% | 0.2% | 0.0 pts | −550K sh | −23% |
| Increased | MICROSOFT CORP (MSFT) | 5.5% | 5.7% | +0.2 pts | +543K sh | +1% |
| Reduced | MICRON TECHNOLOGY INC (MU) | 0.2% | 0.1% | −0.1 pts | −2.51M sh | −35% |
| Reduced | BANK NEW YORK MELLON CORP (BK) | 0.1% | 0.1% | −0.1 pts | −3.25M sh | −39% |
| Reduced | ELECTRONIC ARTS INC (EA) | 0.1% | 0.1% | 0.0 pts | −1.11M sh | −48% |
| Reduced | WALMART INC (WMT) | 0.5% | 0.5% | 0.0 pts | −1.08M sh | −10% |
| Increased | METLIFE INC (MET) | 0.1% | 0.1% | +0.1 pts | +2.03M sh | +49% |
| New |
WARNER BROS DISCOVERY INC (WBD)
new — newly listed security (e.g. spin-off)
|
— | 0.0% | 0.0 pts | +9.41M sh | new |
| Reduced | YUM BRANDS INC (YUM) | 0.1% | 0.1% | 0.0 pts | −1.07M sh | −41% |
| Increased | AUTOMATIC DATA PROCESSING IN (ADP) | 0.1% | 0.2% | +0.1 pts | +569K sh | +29% |
| Increased | SCHWAB CHARLES CORP (SCHW) | 0.4% | 0.4% | 0.0 pts | +1.88M sh | +12% |
| Increased | TAKETWO INTERACTIVE SOFTWAR (TTWO) | 0.0% | 0.1% | 0.0 pts | +971K sh | +101% |
| Reduced | ALIGN TECHNOLOGY INC (ALGN) | 0.2% | 0.1% | −0.1 pts | −500K sh | −36% |
| Reduced | BUNGE LIMITED (BG) | 0.1% | 0.0% | 0.0 pts | −1.28M sh | −52% |
| Exited | CERNER CORP (CERN) | 0.0% | — | 0.0 pts | −1.44M sh | −100% |
| Increased | CONSTELLATION BRANDS INC (STZ) | 0.0% | 0.1% | +0.1 pts | +469K sh | +74% |
| Reduced | ALPHABET INC (GOOG) | 1.7% | 1.6% | −0.1 pts | −48,878 sh | −3% |
| Reduced | PRUDENTIAL FINL INC (PRU) | 0.1% | 0.1% | 0.0 pts | −1.1M sh | −36% |
| Reduced | ADVANCED MICRO DEVICES INC (AMD) | 0.5% | 0.4% | −0.2 pts | −1.36M sh | −10% |
| Reduced | NEWELL BRANDS INC (NWL) | 0.1% | 0.0% | 0.0 pts | −5.45M sh | −68% |
| Reduced | WILLIS TOWERS WATSON PLC LTD (WTW) | 0.1% | 0.0% | 0.0 pts | −524K sh | −59% |
The 50 largest of 3,458 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- BROOKFIELD INFRASTRUCTURE CO (BIPC): 497K shares as filed last quarter, 746K after adjustment → 838K now (prior share count adjusted for a stock split)
- A MARK PRECIOUS METALS INC (GOLD): 86,676 shares as filed last quarter, 173K after adjustment → 240K now (prior share count adjusted for a stock split)
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- ROCKWELL MED INC (RMTI): 774374102 → 774374300, 200K → 18,188 shares (share count changed with the identifier; not shown as a trade)
- INVESCO MORTGAGE CAPITAL INC (IVR): 46131B100 → 46131B704, 1.1M → 116K shares (share count changed with the identifier; not shown as a trade)
- QUIDELORTHO CORP (QDEL): 74838J101 → 219798105, 222K → 353K shares (share count changed with the identifier; not shown as a trade)
- MFA FINL INC (MFA): 55272X102 → 55272X607, 1.55M → 362K shares (share count changed with the identifier; not shown as a trade)
- R1 RCM INC (RCM): 749397105 → 77634L105, 1.64M → 1.04M shares (share count changed with the identifier; not shown as a trade)
- ASPEN TECHNOLOGY INC (AZPN): 045327103 → 29109X106, 254K → 100K shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 21.8% of the equity book
Changes in the top 10 this quarter: LQD entered · NVDA left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | MICROSOFT CORP (MSFT) | 5.5% | 5.7% | |
| 2 | APPLE INC (AAPL) | 4.5% | 4.4% | |
| 3 | AMAZON COM INC (AMZN) | 3.3% | 2.5% | |
| 4 | ALPHABET INC (GOOG) | 1.7% | 1.6% | |
| 5 | ALPHABET INC (GOOGL) | 1.7% | 1.6% | |
| 6 | UNITEDHEALTH GROUP INC (UNH) | 1.0% | 1.4% | |
| 7 | TESLA INC (TSLA) | 1.6% | 1.4% | |
| 8 | MASTERCARD INCORPORATED (MA) | 1.0% | 1.1% | |
| 9 | VISA INC (V) | 1.0% | 1.1% | |
| 10 | ISHARES TR (LQD) | 1.0% | 1.1% | Entered the top 10 |
| — | NVIDIA CORPORATION (NVDA) | 1.5% | 0.9% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Exited | NVIDIA CORPORATION (NVDA) | Put | 331K | 0 | $0 |
| Exited | PALO ALTO NETWORKS INC (PANW) | Call | 53,800 | 0 | $0 |
| Exited | INTUITIVE SURGICAL INC (ISRG) | Put | 102K | 0 | $0 |
| Exited | INTUITIVE SURGICAL INC (ISRG) | Call | 82,800 | 0 | $0 |
| Exited | TESLA INC (TSLA) | Put | 18,100 | 0 | $0 |
| Exited | TESLA INC (TSLA) | Call | 11,300 | 0 | $0 |
| Exited | ADVANCED MICRO DEVICES INC (AMD) | Put | 90,600 | 0 | $0 |
| Exited | M & T BK CORP (MTB) | Put | 59,800 | 0 | $0 |
| Exited | CF INDS HLDGS INC (CF) | Put | 96,800 | 0 | $0 |
| Exited | HOME DEPOT INC (HD) | Call | 24,400 | 0 | $0 |
| Exited | HOME DEPOT INC (HD) | Put | 24,400 | 0 | $0 |
| Exited | DOCUSIGN INC (DOCU) | Put | 78,300 | 0 | $0 |
| Exited | ALBERTSONS COS INC (ACI) | Put | 196K | 0 | $0 |
| Exited | DEXCOM INC (DXCM) | Put | 12,900 | 0 | $0 |
| Exited | CME GROUP INC (CME) | Put | 22,600 | 0 | $0 |
| Exited | FORTINET INC (FTNT) | Put | 17,500 | 0 | $0 |
| Exited | APTIV PLC (APTV) | Put | 51,000 | 0 | $0 |
| Exited | HESS CORP (HES) | Put | 57,700 | 0 | $0 |
| Exited | OKTA INC (OKTA) | Put | 36,000 | 0 | $0 |
| Exited | TERADYNE INC (TER) | Put | 53,600 | 0 | $0 |
| Exited | ULTA BEAUTY INC (ULTA) | Put | 14,400 | 0 | $0 |
| Exited | AMAZON COM INC (AMZN) | Put | 1,500 | 0 | $0 |
| Exited | CATERPILLAR INC (CAT) | Put | 22,700 | 0 | $0 |
| Exited | CENTENE CORP DEL (CNC) | Put | 61,800 | 0 | $0 |
| Exited | CHENIERE ENERGY INC (LNG) | Call | 36,000 | 0 | $0 |