NORTHROCK PARTNERS LLC
Q2 2024 Form 13-F

MINNEAPOLIS, MINNESOTA
CIK 0001632097 · CRD 167908 · SEC-registered investment adviser
$2.7B Reported Value Total

NORTHROCK PARTNERS, LLC reports 11,981 total accounts under management (AUM). There are 11,109 discretionary accounts valued at $5,447,451,068, and 872 non-discretionary accounts valued at $351,368,347.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A) Client Relationship Summary (Form CRS)
Private funds (Form ADV)
1 fund · $74.9K gross asset value
Other: $74.9K
Source: Form ADV filed 2026-11-04
Reported value
$2.7B
Quarter over quarter
+3.0%
Holdings
800
Top-10 concentration
53.8%

Filing Structure

Holdings reported by

Key People

Form ADV owners & control persons
Todd Alan Moser
MANAGING MEMBER
Robert Dean Nelson
MANAGING MEMBER, CEO & FOUNDING PARTNER
James Marshall Dubrueler
CHIEF FINANCIAL OFFICER, SAMMONS FINANCIAL GROUP WEALTH
Q1 2024
Q3 2024
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Q2 2024 13F filing summary

Period of report June 30, 2024
Filed August 06, 2024
Form 13F-HR
Reported value $2.7B
Positions 800
Change in reported value +2.1%
New positions 57
Exited positions 61
Position turnover 13.7%
Top-10 concentration 53.8%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 11, 2026
 669 $6.9B
Q1 2026 13F
Filed May 15, 2026
 653 $6.2B
Q4 2025 13F
Filed Feb 17, 2026
 600 $5.9B
Q3 2025 13F
Filed Nov 14, 2025
 849 $5.5B
Q2 2025 13F
Filed Jul 25, 2025
 667 $3.8B
Q1 2025 13F
Filed May 8, 2025
 841 $3.0B
Q4 2024 13F
Filed Feb 14, 2025
 765 $3.1B
Q3 2024 13F
Filed Oct 30, 2024
 826 $3.0B
Q2 2024 13F
Filed Aug 6, 2024
 800 $2.7B
Q1 2024 13F
Filed May 7, 2024
 804 $2.6B
Q4 2023 13F
Filed Feb 8, 2024
 743 $2.4B
Q3 2023 13F
Filed Oct 24, 2023
 348 $958.6M
Q2 2023 13F
Filed Aug 2, 2023
 311 $913.1M
Q1 2023 13F
Filed May 4, 2023
 322 $939.4M
Q4 2022 13F
Filed Feb 1, 2023
 342 $878.6M
Q3 2022 13F
Filed Nov 2, 2022
 300 $860.4M
Q2 2022 13F
Filed Aug 4, 2022
 304 $962.1M
Q1 2022 13F
Filed May 5, 2022
 336 $1.1B
Q4 2021 13F
Filed Feb 7, 2022
 333 $1.3B
Q3 2021 13F
Filed Nov 12, 2021
 279 $1.2B

27 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q2 2024

# Holding Reported value % of portfolio
1 SPY SPDR S&P 500 ETF TR $388.3M 14.6%
2 SPYV SPDR SER TR $206.0M 7.75%
3 SGOV ISHARES TR $165.8M 6.24%
4 SPYG SPDR SER TR $157.4M 5.92%
5 AAPL APPLE INC $153.6M 5.78%
6 MDYV SPDR SER TR $93.9M 3.53%
7 MDYG SPDR SER TR $79.9M 3.0%
8 VOO VANGUARD INDEX FDS $68.6M 2.58%
9 MSFT MICROSOFT CORP $61.6M 2.32%
10 SLYV SPDR SER TR $56.4M 2.12%
11 SLYG SPDR SER TR $52.7M 1.98%
12 NVDA NVIDIA CORPORATION $49.9M 1.88%
13 IWF ISHARES TR $45.6M 1.71%
14 MDLZ MONDELEZ INTL INC $37.4M 1.41%
15 EFA ISHARES TR $34.6M 1.3%
16 AMZN AMAZON COM INC $29.6M 1.11%
17 IWB ISHARES TR $25.5M 0.96%
18 PM PHILIP MORRIS INTL INC $24.0M 0.9%
19 ATI ATI INC $24.0M 0.9%
20 GOOGL ALPHABET INC $22.6M 0.85%

Values as reported on the Q2 2024 Form 13F. Every position is in the holdings table below.

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