NOMURA ASSET MANAGEMENT CO LTD's Q3 2021 13F: 74 new positions, 368 exits
Form 13F-HR for the quarter ended Sep 30, 2021 · filed Nov 12, 2021 · 977 reported positions · accession 0001567619-21-019885 · Amended
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | ISHARES TR (VLUE) | 0.0% | 0.6% | +0.6 pts | +1.04M sh | +6109% |
| Increased | FACEBOOK INC (META) | 1.4% | 1.9% | +0.5 pts | +309K sh | +46% |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | 1.2% | 0.3% | −1.0 pts | −616K sh | −65% |
| Increased | ELASTIC N V (ESTC) | 0.3% | 0.7% | +0.3 pts | +415K sh | +100% |
| Increased | APPLE INC (AAPL) | 4.1% | 4.4% | +0.4 pts | +418K sh | +8% |
| Increased | SQUARE INC (XYZ) | 0.2% | 0.5% | +0.3 pts | +243K sh | +219% |
| Increased | CISCO SYS INC (CSCO) | 0.5% | 0.8% | +0.3 pts | +994K sh | +57% |
| Increased | JOHNSON CTLS INTL PLC (JCI) | 0.3% | 0.6% | +0.3 pts | +751K sh | +93% |
| Reduced | ILLUMINA INC (ILMN) | 0.4% | 0.1% | −0.3 pts | −116K sh | −78% |
| Increased | VEEVA SYS INC (VEEV) | 0.2% | 0.4% | +0.2 pts | +161K sh | +170% |
| Increased | INTUIT (INTU) | 0.9% | 1.2% | +0.3 pts | +81,829 sh | +27% |
| Increased | MICROSOFT CORP (MSFT) | 4.6% | 4.9% | +0.3 pts | +148K sh | +5% |
| Reduced | JPMORGAN CHASE & CO (JPM) | 1.0% | 0.8% | −0.2 pts | −253K sh | −22% |
| Increased | AMAZON COM INC (AMZN) | 3.3% | 3.3% | 0.0 pts | +12,287 sh | +7% |
| Reduced | DISNEY WALT CO (DIS) | 0.7% | 0.4% | −0.3 pts | −238K sh | −34% |
| Increased | NIO INC (NIO) | 0.2% | 0.4% | +0.1 pts | +1.02M sh | +131% |
| Reduced | COPART INC (CPRT) | 0.2% | 0.0% | −0.2 pts | −258K sh | −84% |
| Reduced | STARBUCKS CORP (SBUX) | 0.4% | 0.2% | −0.2 pts | −319K sh | −54% |
| Increased | NVIDIA CORPORATION (NVDA) | 1.8% | 2.0% | +0.2 pts | +168K sh | +11% |
| Increased | SEA LTD (SE) | 0.1% | 0.3% | +0.2 pts | +108K sh | +155% |
| Increased | PAYPAL HLDGS INC (PYPL) | 0.9% | 1.0% | +0.1 pts | +130K sh | +24% |
| Increased | ALPHABET INC (GOOGL) | 1.2% | 1.5% | +0.3 pts | +11,881 sh | +14% |
| Increased | BECTON DICKINSON & CO (BDX) | 0.4% | 0.6% | +0.2 pts | +123K sh | +42% |
| Increased | DAVITA INC (DVA) | 0.2% | 0.3% | +0.1 pts | +244K sh | +94% |
| Increased | FIDELITY NATL INFORMATION SV (FIS) | 0.2% | 0.4% | +0.1 pts | +232K sh | +78% |
| Increased | SMITH A O CORP (AOS) | 0.2% | 0.3% | +0.1 pts | +459K sh | +88% |
| Reduced | CME GROUP INC (CME) | 0.4% | 0.2% | −0.2 pts | −145K sh | −41% |
| Increased | CIGNA CORP NEW (CI) | 0.3% | 0.4% | +0.1 pts | +138K sh | +59% |
| Increased | NEXTERA ENERGY INC (NEE) | 0.3% | 0.4% | +0.2 pts | +324K sh | +50% |
| Reduced | COSTCO WHSL CORP NEW (COST) | 0.6% | 0.5% | −0.1 pts | −55,082 sh | −23% |
| Increased | INTEL CORP (INTC) | 0.8% | 0.8% | +0.1 pts | +417K sh | +18% |
| Reduced | DARDEN RESTAURANTS INC (DRI) | 0.1% | 0.0% | −0.1 pts | −135K sh | −83% |
| Increased | ANALOG DEVICES INC (ADI) | 0.2% | 0.3% | +0.1 pts | +122K sh | +65% |
| Increased | JD.COM INC (JD) | 0.6% | 0.7% | 0.0 pts | +277K sh | +21% |
| Reduced | METLIFE INC (MET) | 0.2% | 0.1% | −0.1 pts | −321K sh | −65% |
| Increased | ISHARES TR (TIP) | 0.0% | 0.1% | +0.1 pts | +152K sh | +830% |
| Exited | MAXIM INTEGRATED PRODS INC (MXIM) | 0.1% | — | −0.1 pts | −179K sh | −100% |
| Increased | MEDTRONIC PLC (MDT) | 0.5% | 0.6% | +0.1 pts | +140K sh | +22% |
| Reduced | ZOOM VIDEO COMMUNICATIONS IN (ZM) | 0.5% | 0.2% | −0.3 pts | −65,560 sh | −28% |
| Increased | MCDONALDS CORP (MCD) | 0.3% | 0.4% | +0.1 pts | +68,737 sh | +27% |
| Increased | SERVICENOW INC (NOW) | 0.7% | 0.9% | +0.2 pts | +26,353 sh | +12% |
| Increased | CVS HEALTH CORP (CVS) | 0.5% | 0.6% | +0.1 pts | +189K sh | +18% |
| Reduced | NEW ORIENTAL ED & TECHNOLOGY (EDU) | 0.4% | 0.0% | −0.4 pts | −7.72M sh | −99% |
| Increased | VANGUARD SCOTTSDALE FDS (VGSH) | 0.1% | 0.2% | +0.1 pts | +256K sh | +79% |
| Increased | VISA INC (V) | 0.6% | 0.7% | 0.0 pts | +68,257 sh | +14% |
| Increased | EVERSOURCE ENERGY (ES) | 0.2% | 0.3% | +0.1 pts | +186K sh | +51% |
| New | GULFPORT ENERGY CORP (GPOR) | — | 0.1% | +0.1 pts | +177K sh | new |
| Reduced | DEERE & CO (DE) | 0.4% | 0.3% | −0.1 pts | −42,795 sh | −24% |
| Increased | THERMO FISHER SCIENTIFIC INC (TMO) | 0.4% | 0.5% | +0.1 pts | +23,916 sh | +20% |
| Reduced | FORTUNE BRANDS HOME & SEC IN (FBIN) | 0.1% | 0.0% | −0.1 pts | −148K sh | −84% |
The 50 largest of 1,246 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- HELLO GROUP INC (MOMO): 60879B107 → 423403104, 12,600 → 12,600 shares
- GENERAL ELECTRIC CO (GE): 369604103 → 369604301, 1.79M → 231K shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 23.6% of the equity book
Changes in the top 10 this quarter: INTU entered · BABA left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | MICROSOFT CORP (MSFT) | 4.6% | 4.9% | |
| 2 | APPLE INC (AAPL) | 4.1% | 4.4% | |
| 3 | AMAZON COM INC (AMZN) | 3.3% | 3.3% | |
| 4 | NVIDIA CORPORATION (NVDA) | 1.8% | 2.0% | |
| 5 | FACEBOOK INC (META) | 1.4% | 1.9% | |
| 6 | ADOBE SYSTEMS INCORPORATED (ADBE) | 1.5% | 1.5% | |
| 7 | ALPHABET INC (GOOGL) | 1.2% | 1.5% | |
| 8 | ALPHABET INC (GOOG) | 1.5% | 1.5% | |
| 9 | MASTERCARD INCORPORATED (MA) | 1.5% | 1.4% | |
| 10 | INTUIT (INTU) | 0.9% | 1.2% | Entered the top 10 |
| — | ALIBABA GROUP HLDG LTD (BABA) | 1.2% | 0.3% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).