Nikko Asset Management Americas Inc's Q2 2023 13F: 2 new positions, 7 exits
Form 13F-HR for the quarter ended Jun 30, 2023 · filed Aug 14, 2023 · 197 reported positions · accession 0001140361-23-039425
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | SHOPIFY INC - CLASS A (SHOP) | 5.4% | 4.7% | −0.7 pts | −3.06M sh | −31% |
| Reduced | EXACT SCIENCES CORP (EXAS) | 2.5% | 2.2% | −0.4 pts | −1.1M sh | −34% |
| Reduced | TESLA INC (TSLA) | 5.5% | 5.6% | +0.1 pts | −374K sh | −16% |
| Reduced | NVIDIA CORP (NVDA) | 2.0% | 1.7% | −0.2 pts | −231K sh | −37% |
| New | PALANTIR TECHNOLOGIES INC-A (PLTR) | — | 1.0% | +1.0 pts | +6.09M sh | new |
| Increased | TWILIO INC - A (TWLO) | 3.5% | 3.7% | +0.3 pts | +994K sh | +22% |
| Reduced | DRAFTKINGS INC-CL A (DKNG) | 2.9% | 3.1% | +0.2 pts | −2.22M sh | −17% |
| Reduced | MERCADOLIBRE INC (MELI) | 2.8% | 1.7% | −1.0 pts | −46,715 sh | −25% |
| Increased | META PLATFORMS INC-CLASS A (META) | 0.0% | 0.6% | +0.6 pts | +184K sh | +2744% |
| Increased | BLOCK INC (XYZ) | 6.4% | 6.3% | −0.1 pts | +731K sh | +9% |
| Increased | TERADYNE INC (TER) | 1.1% | 1.6% | +0.4 pts | +413K sh | +45% |
| Increased | COINBASE GLOBAL INC -CLASS A (COIN) | 6.3% | 6.6% | +0.3 pts | +483K sh | +6% |
| Increased | PRIME MEDICINE INC (PRME) | 0.1% | 0.5% | +0.3 pts | +2.07M sh | +207% |
| Increased | PURE STORAGE INC - CLASS A (PSTG) | 0.1% | 0.4% | +0.3 pts | +769K sh | +203% |
| Reduced | NU HOLDINGS LTD/CAYMAN ISL-A (NU) | 0.7% | 0.8% | +0.1 pts | −3.41M sh | −25% |
| Reduced | AEROVIRONMENT INC (AVAV) | 0.8% | 0.5% | −0.3 pts | −254K sh | −35% |
| Reduced | CRISPR THERAPEUTICS AG (CRSP) | 2.1% | 2.1% | 0.0 pts | −439K sh | −11% |
| Increased | ADVANCED MICRO DEVICES (AMD) | 0.3% | 0.5% | +0.3 pts | +193K sh | +78% |
| Increased | BEAM THERAPEUTICS INC (BEAM) | 0.2% | 0.4% | +0.2 pts | +557K sh | +85% |
| Reduced | UIPATH INC - CLASS A (PATH) | 5.3% | 4.4% | −0.8 pts | −1.06M sh | −4% |
| Increased | GINKGO BIOWORKS HOLDINGS INC (DNA) | 0.6% | 1.0% | +0.3 pts | +8.19M sh | +19% |
| Increased | ROBLOX CORP -CLASS A (RBLX) | 2.7% | 2.4% | −0.3 pts | +373K sh | +7% |
| Increased | IRIDIUM COMMUNICATIONS INC (IRDM) | 0.5% | 0.6% | +0.1 pts | +233K sh | +33% |
| Reduced | 10X GENOMICS INC-CLASS A (TXG) | 1.3% | 1.0% | −0.2 pts | −255K sh | −13% |
| Increased | INTELLIA THERAPEUTICS INC (NTLA) | 1.3% | 1.5% | +0.2 pts | +282K sh | +9% |
| Increased | VERVE THERAPEUTICS INC (VERV) | 0.3% | 0.4% | +0.2 pts | +588K sh | +37% |
| Increased | TOAST INC-CLASS A (TOST) | 0.5% | 0.7% | +0.2 pts | +484K sh | +20% |
| Reduced | GLOBAL-E ONLINE LTD (GLBE) | 0.8% | 0.8% | 0.0 pts | −266K sh | −12% |
| Increased | ZOOM VIDEO COMMUNICATIONS-A (ZM) | 4.7% | 4.2% | −0.6 pts | +156K sh | +3% |
| Increased | CLOUDFLARE INC - CLASS A (NET) | 0.6% | 0.7% | +0.1 pts | +159K sh | +18% |
| Reduced | STONECO LTD-A (STNE) | 1.0% | 1.1% | +0.1 pts | −814K sh | −9% |
| Increased | APPLE INC (AAPL) | 0.1% | 0.2% | +0.1 pts | +52,887 sh | +80% |
| Increased | SOMALOGIC INC (SLGC) | 0.1% | 0.2% | +0.1 pts | +4.41M sh | +102% |
| Reduced | ZILLOW GROUP INC - C (Z) | 0.2% | 0.1% | −0.1 pts | −188K sh | −53% |
| Increased | INTUIT INC (INTU) | 0.8% | 0.9% | +0.1 pts | +20,527 sh | +12% |
| Reduced | ROKU INC (ROKU) | 5.4% | 4.8% | −0.6 pts | −144K sh | −2% |
| Increased | CROWDSTRIKE HOLDINGS INC - A (CRWD) | 0.4% | 0.5% | +0.1 pts | +62,466 sh | +26% |
| Increased | UNITY SOFTWARE INC (U) | 2.7% | 3.5% | +0.8 pts | +186K sh | +3% |
| Increased | ROBINHOOD MARKETS INC - A (HOOD) | 2.7% | 2.6% | −0.1 pts | +728K sh | +3% |
| Increased | ADAPTIVE BIOTECHNOLOGIES (ADPT) | 0.5% | 0.5% | −0.1 pts | +1.06M sh | +20% |
| Increased | NEXTDOOR HOLDINGS INC (NXDR) | 0.2% | 0.3% | +0.1 pts | +1.56M sh | +23% |
| New | SOFI TECHNOLOGIES INC (SOFI) | — | 0.1% | +0.1 pts | +586K sh | new |
| Reduced | PACIFIC BIOSCIENCES OF CALIF (PACB) | 1.8% | 1.9% | +0.1 pts | −357K sh | −3% |
| Exited | NIU TECHNOLOGIES-SPONS ADR (NIU) | 0.0% | — | 0.0 pts | −1.07M sh | −100% |
| Reduced | DEERE & CO (DE) | 0.6% | 0.5% | −0.1 pts | −11,288 sh | −9% |
| Reduced | TELADOC HEALTH INC (TDOC) | 2.4% | 2.1% | −0.3 pts | −179K sh | −2% |
| Reduced | KRATOS DEFENSE & SECURITY (KTOS) | 0.7% | 0.7% | −0.1 pts | −285K sh | −6% |
| Increased | TWIST BIOSCIENCE CORP (TWST) | 0.6% | 0.8% | +0.2 pts | +164K sh | +5% |
| Exited | SCHWAB (CHARLES) CORP (SCHW) | 0.0% | — | 0.0 pts | −56,061 sh | −100% |
| Reduced | STRATASYS LTD (SSYS) | 0.3% | 0.3% | 0.0 pts | −182K sh | −11% |
The 50 largest of 200 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 46.8% of the equity book
Changes in the top 10 this quarter: U entered · MELI left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | COINBASE GLOBAL INC -CLASS A (COIN) | 6.3% | 6.6% | |
| 2 | BLOCK INC (XYZ) | 6.4% | 6.3% | |
| 3 | TESLA INC (TSLA) | 5.5% | 5.6% | |
| 4 | ROKU INC (ROKU) | 5.4% | 4.8% | |
| 5 | SHOPIFY INC - CLASS A (SHOP) | 5.4% | 4.7% | |
| 6 | UIPATH INC - CLASS A (PATH) | 5.3% | 4.4% | |
| 7 | ZOOM VIDEO COMMUNICATIONS-A (ZM) | 4.7% | 4.2% | |
| 8 | TWILIO INC - A (TWLO) | 3.5% | 3.7% | |
| 9 | UNITY SOFTWARE INC (U) | 2.7% | 3.5% | Entered the top 10 |
| 10 | DRAFTKINGS INC-CL A (DKNG) | 2.9% | 3.1% | |
| — | MERCADOLIBRE INC (MELI) | 2.8% | 1.7% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).