NBZ Investment Advisors LLC's Q3 2025 13F: 9 new positions, 4 exits
Form 13F-HR for the quarter ended Sep 30, 2025 · filed Nov 12, 2025 · 58 reported positions · accession 0001398344-25-020740
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | PROSHARES TR (SSO) | 7.9% | — | −7.9 pts | −140K sh | −100% |
| Increased | SPDR SERIES TRUST (SPYM) | 8.2% | 15.5% | +7.3 pts | +180K sh | +91% |
| Exited | INVESCO EXCH TRD SLF IDX FD (OMFL) | 2.1% | — | −2.1 pts | −63,936 sh | −100% |
| Reduced | INVESCO EXCHANGE TRADED FD T (SPGP) | 1.7% | 0.0% | −1.6 pts | −26,302 sh | −98% |
| Increased | T ROWE PRICE ETF INC (TSPA) | 5.0% | 6.4% | +1.4 pts | +68,054 sh | +30% |
| Increased | TIDAL TRUST I (GRNY) | 5.3% | 6.8% | +1.5 pts | +113K sh | +28% |
| Increased | INVESCO EXCHANGE TRADED FD T (XSMO) | 5.6% | 6.2% | +0.6 pts | +17,402 sh | +12% |
| Increased | INVESCO EXCHANGE TRADED FD T (XMHQ) | 5.6% | 6.1% | +0.5 pts | +11,642 sh | +12% |
| New | BERKSHIRE HATHAWAY INC DEL (BRK-B) | — | 0.4% | +0.4 pts | +1,700 sh | new |
| Increased | INNOVATOR ETFS TRUST (BALT) | 7.7% | 7.6% | −0.1 pts | +22,873 sh | +5% |
| Increased | ALPHABET INC (GOOG) | 0.7% | 1.3% | +0.6 pts | +2,935 sh | +42% |
| Increased | APPLE INC (AAPL) | 1.3% | 1.9% | +0.5 pts | +2,581 sh | +23% |
| Increased | CAPITOL SER TR (TACK) | 4.5% | 4.6% | +0.1 pts | +17,152 sh | +6% |
| Increased | AMPLIFY ETF TR (DIVO) | 11.3% | 11.1% | −0.2 pts | +10,843 sh | +2% |
| Increased | MICROSOFT CORP (MSFT) | 0.8% | 1.0% | +0.2 pts | +913 sh | +32% |
| Reduced | ARK ETF TR (ARKK) | 3.2% | 3.4% | +0.2 pts | −4,618 sh | −6% |
| Exited | INNOVATOR ETFS TRUST (PJUL) | 0.2% | — | −0.2 pts | −7,165 sh | −100% |
| Reduced | ISHARES TR (SGOV) | 0.5% | 0.4% | −0.2 pts | −2,409 sh | −26% |
| Reduced | T ROWE PRICE ETF INC (TCHP) | 1.6% | 1.4% | −0.1 pts | −4,651 sh | −8% |
| Exited | ANNALY CAPITAL MANAGEMENT IN (NLY) | 0.1% | — | −0.1 pts | −10,500 sh | −100% |
| New | VANGUARD INDEX FDS (VOO) | — | 0.1% | +0.1 pts | +333 sh | new |
| New | FLOWERS FOODS INC (FLO) | — | 0.1% | +0.1 pts | +11,700 sh | new |
| Reduced | JANUS DETROIT STR TR (JAAA) | 7.2% | 6.6% | −0.7 pts | −2,780 sh | −1% |
| Increased | INVESCO QQQ TR (QQQ) | 1.0% | 1.1% | +0.1 pts | +221 sh | +7% |
| Reduced | ISHARES TR (MAXJ) | 0.5% | 0.4% | −0.1 pts | −3,964 sh | −14% |
| Reduced | AIM ETF PRODUCTS TRUST (JULU) | 0.4% | 0.3% | −0.1 pts | −3,025 sh | −13% |
| New | VANGUARD INDEX FDS (VNQ) | — | 0.0% | 0.0 pts | +760 sh | new |
| Reduced | AIM ETF PRODUCTS TRUST (FEBU) | 4.0% | 3.9% | −0.2 pts | −2,351 sh | −1% |
| New | AIM ETF PRODUCTS TRUST (SEPU) | — | 0.0% | 0.0 pts | +2,083 sh | new |
| Increased | AIM ETF PRODUCTS TRUST (AUGU) | 1.1% | 1.1% | 0.0 pts | +1,553 sh | +2% |
| New | AIM ETF PRODUCTS TRUST (OCTU) | — | 0.0% | 0.0 pts | +1,158 sh | new |
| Reduced | ARK ETF TR (ARKX) | 0.0% | 0.0% | 0.0 pts | −1,021 sh | −42% |
| New | AIM ETF PRODUCTS TRUST (MAYU) | — | 0.0% | 0.0 pts | +890 sh | new |
| New | INVESCO EXCHANGE TRADED FD T (RSP) | — | 0.0% | 0.0 pts | +135 sh | new |
| Increased | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 0.2% | 0.2% | 0.0 pts | +80 sh | +5% |
| Reduced | PGIM ROCK ETF TR (PBJN) | 0.2% | 0.2% | 0.0 pts | −731 sh | −6% |
| Reduced | SCHWAB STRATEGIC TR (SCHB) | 4.3% | 4.2% | −0.1 pts | −476 sh | 0% |
| Reduced | JPMORGAN CHASE & CO. (JPM) | 0.7% | 0.7% | 0.0 pts | −37 sh | −1% |
| Reduced | NVIDIA CORPORATION (NVDA) | 1.2% | 1.3% | +0.1 pts | −61 sh | 0% |
| Reduced | CALAMOS ETF TR (CPSJ) | 0.0% | 0.0% | 0.0 pts | −299 sh | −13% |
| Reduced | AMERICAN EXPRESS CO (AXP) | 1.0% | 0.9% | −0.1 pts | −19 sh | 0% |
| Increased | SCHWAB STRATEGIC TR (SCHM) | 0.9% | 0.9% | 0.0 pts | +191 sh | 0% |
| Reduced | CALAMOS ETF TR (CBTJ) | 0.6% | 0.5% | 0.0 pts | −195 sh | −1% |
| Reduced | DISNEY WALT CO (DIS) | 0.1% | 0.1% | 0.0 pts | −48 sh | −4% |
| Reduced | BOEING CO (BA) | 0.3% | 0.3% | 0.0 pts | −24 sh | −1% |
| New | T ROWE PRICE ETF INC (TOUS) | — | 0.0% | 0.0 pts | +50 sh | new |
| Increased | PFIZER INC (PFE) | 0.3% | 0.3% | 0.0 pts | +1 sh | 0% |
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 75.1% of the equity book
Changes in the top 10 this quarter: SCHB entered · SSO left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR SERIES TRUST (SPYM) | 8.2% | 15.5% | |
| 2 | AMPLIFY ETF TR (DIVO) | 11.3% | 11.1% | |
| 3 | INNOVATOR ETFS TRUST (BALT) | 7.7% | 7.6% | |
| 4 | TIDAL TRUST I (GRNY) | 5.3% | 6.8% | |
| 5 | JANUS DETROIT STR TR (JAAA) | 7.2% | 6.6% | |
| 6 | T ROWE PRICE ETF INC (TSPA) | 5.0% | 6.4% | |
| 7 | INVESCO EXCHANGE TRADED FD T (XSMO) | 5.6% | 6.2% | |
| 8 | INVESCO EXCHANGE TRADED FD T (XMHQ) | 5.6% | 6.1% | |
| 9 | CAPITOL SER TR (TACK) | 4.5% | 4.6% | |
| 10 | SCHWAB STRATEGIC TR (SCHB) | 4.3% | 4.2% | Entered the top 10 |
| — | PROSHARES TR (SSO) | 7.9% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | AMAZON COM INC (AMZN) | Call | 1,200 | 200 | $43.9K |
| New | PINNACLE FINL PARTNERS INC (PNFP) | Call | 0 | 1,000 | $93.8K |
| Exited | SPDR SERIES TRUST (XBI) | Call | 1,000 | 0 | $0 |
| Reduced | DISNEY WALT CO (DIS) | Call | 900 | 600 | $68.7K |
| Reduced | ADVANCED MICRO DEVICES INC (AMD) | Call | 500 | 200 | $32.4K |
| Exited | TESLA INC (TSLA) | Call | 100 | 0 | $0 |