MELFA WEALTH MANAGEMENT LLC's Q4 2023 13F: 9 new positions, 6 exits
Form 13F-HR for the quarter ended Dec 31, 2023 · filed Jan 22, 2024 · 141 reported positions · accession 0001951757-24-000081
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | NEUBERGER BERMAN MUN FD INC (NBH) | 0.4% | 2.2% | +1.8 pts | +188K sh | +537% |
| Exited | NEUBERGER BRMAN CLIFRN MUNI (NBW) | 1.6% | — | −1.6 pts | −150K sh | −100% |
| Increased | DIMENSIONAL ETF TRUST (DFAC) | 7.8% | 8.6% | +0.8 pts | +39,582 sh | +14% |
| Increased | DIMENSIONAL ETF TRUST (DFSV) | 0.8% | 1.8% | +0.9 pts | +34,254 sh | +115% |
| Exited | WESTERN ASSET MUN PARTNERS F (MNP) | 0.8% | — | −0.8 pts | −68,905 sh | −100% |
| Increased | WESTERN ASSET MANAGED MUNS F (MMU) | 0.3% | 1.0% | +0.8 pts | +79,896 sh | +275% |
| Increased | DIMENSIONAL ETF TRUST (DFAI) | 0.7% | 1.2% | +0.5 pts | +19,125 sh | +76% |
| Reduced | EXXON MOBIL CORP (XOM) | 2.1% | 1.2% | −1.0 pts | −4,128 sh | −25% |
| Exited | NUVEEN PFD & INCOME SECS FD (JPS) | 0.3% | — | −0.3 pts | −45,781 sh | −100% |
| Increased | NUVEEN PFD & INCOME OPPORTUN (JPC) | 0.4% | 0.7% | +0.2 pts | +41,404 sh | +66% |
| New | BLACKROCK MUN TARGET TERM TR (BTT) | — | 0.2% | +0.2 pts | +11,546 sh | new |
| New | NUVEEN MUN HIGH INCOME OPPOR (NMZ) | — | 0.2% | +0.2 pts | +22,153 sh | new |
| Increased | BNY MELLON HIGH YIELD STRATE (DHF) | 0.1% | 0.3% | +0.2 pts | +95,200 sh | +365% |
| New | VANGUARD WELLINGTON FD (VFVA) | — | 0.2% | +0.2 pts | +1,920 sh | new |
| New | VANGUARD INTL EQUITY INDEX F (VWO) | — | 0.2% | +0.2 pts | +4,973 sh | new |
| New | BROOKFIELD REAL ASSETS INCOM (RA) | — | 0.2% | +0.2 pts | +15,287 sh | new |
| Increased | PIMCO CALIF MUN INCOME FD (PCQ) | 1.3% | 1.4% | +0.1 pts | +20,811 sh | +15% |
| Increased | PIONEER MUNICIPAL HIGH INCOM (MAV) | 0.2% | 0.4% | +0.2 pts | +23,743 sh | +76% |
| New | BNY MELLON STRATEGIC MUN BD (DSM) | — | 0.2% | +0.2 pts | +31,879 sh | new |
| New | NUVEEN MORTGAGE AND INCOME F (JLS) | — | 0.2% | +0.2 pts | +10,743 sh | new |
| New | PIONEER MUN HIGH INCOME OPPO (MIO) | — | 0.2% | +0.2 pts | +16,850 sh | new |
| Exited | BLACKROCK ENHANCED GOVT FD I (EGF) | 0.1% | — | −0.1 pts | −12,327 sh | −100% |
| Reduced | DIMENSIONAL ETF TRUST (DFUV) | 2.6% | 2.4% | −0.3 pts | −3,701 sh | −5% |
| Increased | PIMCO NEW YORK MUN INCOME FD (PYN) | 0.1% | 0.2% | +0.1 pts | +21,675 sh | +170% |
| Increased | EATON VANCE CALIF MUN BD FD (EVM) | 0.3% | 0.4% | +0.1 pts | +12,654 sh | +43% |
| New | VIRTUS STONE HBR EMRG MKTS I (EDF) | — | 0.1% | +0.1 pts | +26,788 sh | new |
| Increased | PIMCO NEW YORK MUN INCOME FD (PNF) | 0.4% | 0.4% | +0.1 pts | +13,386 sh | +29% |
| Increased | DWS MUN INCOME TR NEW (KTF) | 1.3% | 1.3% | +0.1 pts | +8,810 sh | +6% |
| Increased | BLACKROCK CORE BD TR (BHK) | 0.9% | 0.9% | 0.0 pts | +6,872 sh | +8% |
| Reduced | EATON VANCE LTD DURATION INC (EVV) | 1.0% | 0.9% | −0.2 pts | −7,434 sh | −7% |
| Increased | BLACKROCK MUNIVEST FD INC (MVF) | 1.1% | 1.2% | +0.1 pts | +9,083 sh | +5% |
| Increased | BLACKROCK INCOME TR INC (BKT) | 4.3% | 4.0% | −0.3 pts | +5,293 sh | +2% |
| Reduced | BLACKROCK MUN INCOME TR (BFK) | 1.0% | 1.0% | −0.1 pts | −6,391 sh | −6% |
| Exited | PUTNAM PREMIER INCOME TR (PPT) | 0.1% | — | −0.1 pts | −16,500 sh | −100% |
| Increased | BNY MELLON STRATEGIC MUNS IN (LEO) | 0.3% | 0.3% | 0.0 pts | +10,751 sh | +22% |
| Exited | VIRTUS STONE HBR EMG MKTS TO (EDI) | 0.1% | — | −0.1 pts | −10,218 sh | −100% |
| Reduced | TEMPLETON GLOBAL INCOME FD (SABA) | 0.2% | 0.1% | −0.1 pts | −15,000 sh | −31% |
| Reduced | DIMENSIONAL ETF TRUST (DFAX) | 1.8% | 1.6% | −0.2 pts | −2,277 sh | −3% |
| Reduced | DIMENSIONAL ETF TRUST (DFAT) | 1.3% | 1.2% | −0.1 pts | −1,031 sh | −4% |
| Increased | BNY MELLON MUN BD INFRASTRUC (DMB) | 0.2% | 0.2% | 0.0 pts | +5,016 sh | +35% |
| Reduced | APPLE INC (AAPL) | 4.1% | 3.9% | −0.2 pts | −262 sh | −1% |
| Increased | ABRDN NATL MUN INCOME FD (VFL) | 0.2% | 0.3% | +0.1 pts | +4,839 sh | +19% |
| Increased | NUVEEN CA QUALTY MUN INCOME (NAC) | 0.1% | 0.2% | 0.0 pts | +4,267 sh | +36% |
| Increased | BLACKROCK MUNICIPAL INCOME (MUI) | 1.2% | 1.2% | 0.0 pts | +3,999 sh | +4% |
| Reduced | EATON VANCE MUN INCOME 2028 (ETX) | 0.4% | 0.3% | −0.1 pts | −2,654 sh | −13% |
| Reduced | MFS INTER INCOME TR (MIN) | 0.1% | 0.1% | −0.1 pts | −16,500 sh | −33% |
| Increased | BLACKROCK CORPOR HI YLD FD I (HYT) | 0.8% | 0.8% | 0.0 pts | +4,525 sh | +5% |
| Increased | NUVEEN MASSACHUSETS QLT MUN (NMT) | 0.5% | 0.5% | 0.0 pts | +3,965 sh | +9% |
| Increased | NUVEEN MUN CR OPPORTUNITIES (NMCO) | 0.4% | 0.4% | 0.0 pts | +4,100 sh | +11% |
| Reduced | NUVEEN FLOATING RATE INCOME (JFR) | 1.2% | 1.0% | −0.2 pts | −4,944 sh | −4% |
The 50 largest of 128 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 36.7% of the equity book
Changes in the top 10 this quarter: NBH entered · MHD left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | DIMENSIONAL ETF TRUST (DFAC) | 7.8% | 8.6% | |
| 2 | PUTNAM MUN OPPORTUNITIES TR (PMO) | 4.8% | 4.7% | |
| 3 | BLACKROCK INCOME TR INC (BKT) | 4.3% | 4.0% | |
| 4 | EATON VANCE MUNI INCOME TRUS (EVN) | 4.2% | 3.9% | |
| 5 | APPLE INC (AAPL) | 4.1% | 3.9% | |
| 6 | BLACKROCK MUNIYIELD QUALITY (MYI) | 2.3% | 2.4% | |
| 7 | DIMENSIONAL ETF TRUST (DFUV) | 2.6% | 2.4% | |
| 8 | DIMENSIONAL ETF TRUST (DFAU) | 2.4% | 2.3% | |
| 9 | BLACKROCK MUNIYILD QULT FD I (MQY) | 2.2% | 2.3% | |
| 10 | NEUBERGER BERMAN MUN FD INC (NBH) | 0.4% | 2.2% | Entered the top 10 |
| — | BLACKROCK MUNIHOLDINGS FD IN (MHD) | 2.2% | 2.1% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).