MELFA WEALTH MANAGEMENT LLC's Q3 2023 13F: 1 new position, 4 exits
Form 13F-HR for the quarter ended Sep 30, 2023 · filed Oct 30, 2023 · 138 reported positions · accession 0001951757-23-000633
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | PIMCO CALIF MUN INCOME FD (PCQ) | 0.5% | 1.3% | +0.7 pts | +83,690 sh | +153% |
| Increased | PUTNAM MASTER INTER INCOME T (PIM) | 0.0% | 0.3% | +0.2 pts | +68,266 sh | +534% |
| Increased | BLACKROCK CORE BD TR (BHK) | 0.7% | 0.9% | +0.2 pts | +20,111 sh | +31% |
| Exited | VANGUARD INTL EQUITY INDEX F (VWO) | 0.2% | — | −0.2 pts | −5,099 sh | −100% |
| Exited | BLACKROCK MUN TARGET TERM TR (BTT) | 0.2% | — | −0.2 pts | −9,734 sh | −100% |
| Increased | DIMENSIONAL ETF TRUST (DFAU) | 2.2% | 2.4% | +0.3 pts | +5,820 sh | +8% |
| Exited | AT&T INC (T) | 0.2% | — | −0.2 pts | −11,090 sh | −100% |
| Increased | NUVEEN FLOATING RATE INCOME (JFR) | 0.9% | 1.2% | +0.3 pts | +19,464 sh | +18% |
| Increased | BLACKROCK INCOME TR INC (BKT) | 4.1% | 4.3% | +0.2 pts | +13,204 sh | +4% |
| Increased | NEUBERGER BERMAN MUN FD INC (NBH) | 0.2% | 0.4% | +0.1 pts | +14,000 sh | +66% |
| Reduced | BLACKROCK FLOATING RATE INC (BGT) | 1.3% | 1.3% | 0.0 pts | −9,071 sh | −8% |
| Reduced | MFS HIGH YIELD MUN TR (CMU) | 0.5% | 0.4% | −0.1 pts | −29,856 sh | −20% |
| Exited | NUVEEN FLOATING RATE INCOME (JRO) | 0.1% | — | −0.1 pts | −12,666 sh | −100% |
| Increased | DIMENSIONAL ETF TRUST (DFAC) | 7.4% | 7.8% | +0.3 pts | +3,164 sh | +1% |
| Reduced | BLACKROCK FLOATING RATE INCO (FRA) | 0.8% | 0.8% | 0.0 pts | −6,497 sh | −9% |
| Increased | MFS MUN INCOME TR (MFM) | 0.5% | 0.6% | +0.1 pts | +14,800 sh | +15% |
| Reduced | HANCOCK JOHN INCOME SECS TR (JHS) | 0.3% | 0.2% | −0.1 pts | −5,995 sh | −24% |
| New | PUTNAM PREMIER INCOME TR (PPT) | — | 0.1% | +0.1 pts | +16,500 sh | new |
| Reduced | EATON VANCE NATL MUN OPPORT (EOT) | 1.6% | 1.5% | −0.1 pts | −3,340 sh | −4% |
| Reduced | NEUBERGER BRMAN CLIFRN MUNI (NBW) | 1.7% | 1.6% | −0.1 pts | −5,451 sh | −4% |
| Increased | INVESCO BD FD (VBF) | 0.3% | 0.4% | +0.1 pts | +3,650 sh | +19% |
| Reduced | BLACKROCK DEBT STRATEGIES FD (DSU) | 0.6% | 0.6% | 0.0 pts | −4,884 sh | −9% |
| Increased | EATON VANCE MUN BD FD (EIM) | 1.6% | 1.6% | 0.0 pts | +5,573 sh | +3% |
| Reduced | APPLE INC (AAPL) | 4.3% | 4.1% | −0.3 pts | −290 sh | −1% |
| Increased | DIMENSIONAL ETF TRUST (DFSV) | 0.7% | 0.8% | +0.1 pts | +1,897 sh | +7% |
| Increased | DIMENSIONAL ETF TRUST (DFAI) | 0.6% | 0.7% | +0.1 pts | +1,639 sh | +7% |
| Reduced | WESTERN ASSET MUN HIGH INCOM (MHF) | 0.5% | 0.4% | 0.0 pts | −6,770 sh | −10% |
| Increased | MFS INVT GRADE MUN TR (CXH) | 0.5% | 0.5% | +0.1 pts | +5,819 sh | +9% |
| Reduced | BLACKROCK LONG-TERM MUN ADVA (BTA) | 0.5% | 0.4% | 0.0 pts | −4,323 sh | −9% |
| Reduced | BLACKROCK CALIF MUN INCOME T (BFZ) | 1.0% | 0.8% | −0.1 pts | −3,606 sh | −5% |
| Reduced | BLACKROCK MUNIYIELD QUALITY (MYI) | 2.5% | 2.3% | −0.2 pts | −3,863 sh | −2% |
| Reduced | INVESCO MUNICIPAL TRUST (VKQ) | 0.3% | 0.3% | −0.1 pts | −4,383 sh | −12% |
| Reduced | BLACKROCK MUNIYIELD MICH QU (MIY) | 0.6% | 0.5% | −0.1 pts | −3,626 sh | −7% |
| Reduced | INVESCO HIGH INCOME TR II (VLT) | 0.8% | 0.8% | 0.0 pts | −3,620 sh | −5% |
| Increased | EATON VANCE LTD DURATION INC (EVV) | 0.9% | 1.0% | +0.1 pts | +3,972 sh | +4% |
| Reduced | BLACKROCK MUNIHLDGS NJ QLTY (MUJ) | 0.6% | 0.5% | −0.1 pts | −3,445 sh | −7% |
| Reduced | ABRDN ASIA PACIFIC INCOME FU (FAX) | 0.1% | 0.1% | 0.0 pts | −13,192 sh | −27% |
| Reduced | BLACKROCK MUNIHOLDINGS FD IN (MHD) | 2.4% | 2.2% | −0.2 pts | −3,073 sh | −2% |
| Reduced | DIMENSIONAL ETF TRUST (DFAX) | 1.7% | 1.8% | 0.0 pts | −1,351 sh | −2% |
| Reduced | VANGUARD INDEX FDS (VTI) | 0.7% | 0.7% | 0.0 pts | −138 sh | −4% |
| Reduced | BLACKROCK MUNI INCOME TR II (BLE) | 1.0% | 0.9% | −0.1 pts | −3,190 sh | −4% |
| Reduced | DIMENSIONAL ETF TRUST (DFUV) | 2.5% | 2.6% | +0.1 pts | −832 sh | −1% |
| Increased | DIMENSIONAL ETF TRUST (DFAT) | 1.2% | 1.3% | +0.1 pts | +580 sh | +2% |
| Reduced | VANGUARD INDEX FDS (VBR) | 0.3% | 0.2% | 0.0 pts | −159 sh | −10% |
| Reduced | NUVEEN AMT FREE MUN CR INC F (NVG) | 2.2% | 2.1% | −0.1 pts | −2,294 sh | −1% |
| Reduced | BLACKROCK MUNIYILD QULT FD I (MQY) | 2.4% | 2.2% | −0.1 pts | −2,145 sh | −1% |
| Increased | BNY MELLON MUN INCOME INC (DMF) | 0.2% | 0.2% | 0.0 pts | +3,463 sh | +10% |
| Reduced | PUTNAM MUN OPPORTUNITIES TR (PMO) | 5.0% | 4.8% | −0.2 pts | −1,921 sh | 0% |
| Reduced | NUVEEN MUN CR OPPORTUNITIES (NMCO) | 0.4% | 0.4% | 0.0 pts | −1,764 sh | −5% |
| Reduced | BLACKROCK MUNIHLDGS NY QLTY (MHN) | 0.1% | 0.1% | 0.0 pts | −1,496 sh | −11% |
The 50 largest of 118 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 36.9% of the equity book
Changes in the top 10 this quarter: DFAU entered · NVG left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | DIMENSIONAL ETF TRUST (DFAC) | 7.4% | 7.8% | |
| 2 | PUTNAM MUN OPPORTUNITIES TR (PMO) | 5.0% | 4.8% | |
| 3 | BLACKROCK INCOME TR INC (BKT) | 4.1% | 4.3% | |
| 4 | EATON VANCE MUNI INCOME TRUS (EVN) | 4.3% | 4.2% | |
| 5 | APPLE INC (AAPL) | 4.3% | 4.1% | |
| 6 | DIMENSIONAL ETF TRUST (DFUV) | 2.5% | 2.6% | |
| 7 | DIMENSIONAL ETF TRUST (DFAU) | 2.2% | 2.4% | Entered the top 10 |
| 8 | BLACKROCK MUNIYIELD QUALITY (MYI) | 2.5% | 2.3% | |
| 9 | BLACKROCK MUNIHOLDINGS FD IN (MHD) | 2.4% | 2.2% | |
| 10 | BLACKROCK MUNIYILD QULT FD I (MQY) | 2.4% | 2.2% | |
| — | NUVEEN AMT FREE MUN CR INC F (NVG) | 2.2% | 2.1% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).