MARINER LLC
Q3 2023 Form 13-F

OVERLAND PARK, KANSAS
CIK 0001373442 · CRD 140195 · SEC-registered investment adviser
Consolidated report · includes 2 managers since Q2 2021
$37.3B Reported Value Total

MARINER reports 132,567 total accounts under management (AUM). There are 128,555 discretionary accounts valued at $75,035,938,445, and 4,012 non-discretionary accounts valued at $6,070,987,039.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A) Client Relationship Summary (Form CRS)
Private funds (Form ADV)
12 funds · $78.7M gross asset value
Private Equity Fund: $57.3M · Other: $18.0M · Venture Capital Fund: $3.4M
Source: Form ADV filed 2026-10-02
Reported value
$37.3B
Quarter over quarter
-3.7%
Holdings
2,892
Top-10 concentration
23.3%

Filing Structure

Reports holdings for

  • Asset Allocation & Management Company LLC · File #028-20383 · Q1 2024 – Q1 2026 · declared by one filing
  • Strategic Wealth Advisors Group LLC · File #028-16275 · Q4 2022 – Q1 2026
  • AdvicePeriod, LLC (not a 13F filer in our records) · File #028-18755 · Q3 2021 – Q4 2021
  • Mariner Wealth Advisors-Madison LLC · File #028-10221 · Q2 2014 – Q1 2018
  • MARINER WEALTH ADVISORS-OKLAHOMA, LLC (not a 13F filer in our records) · File #028-16242 · Q2 2014 – Q1 2018
  • Mariner Wealth Advisors-St. Louis, LLC (not a 13F filer in our records) · File #028-16994 · Q2 2015 – Q1 2018
  • MARINER WEALTH ADVISORS-OMAHA LLC · File #028-14647 · Q2 2014 – Q4 2017
  • Mariner Wealth Advisors - Leawood, LLC (not a 13F filer in our records) · File #028-16909 · Q1 2015 – Q4 2017
  • Mariner Wealth Advisors-NYC, LLC (not a 13F filer in our records) · File #028-16888 · Q2 2015 – Q4 2017
  • Mariner Wealth Advisors-Chicago, LLC (not a 13F filer in our records) · File #028-18180 · Q3 2017 – Q4 2017
  • Mariner Wealth Advisors-Chicago, LLC (not a 13F filer in our records) · Q3 2017 – Q3 2017 · declared by one filing
  • Mariner Wealth Advisors-Cincinnati LLC · File #028-15092 · Q2 2015 – Q3 2015
  • Marnier Wealth Advisors-Madison, LLC (not a 13F filer in our records) · Q2 2015 – Q2 2015 · declared by one filing
  • Marnier Wealth Advisors-Oklahoma, LLC (not a 13F filer in our records) · Q2 2015 – Q2 2015 · declared by one filing
  • Marnier Wealth Advisors-St. Louis, LLC (not a 13F filer in our records) · Q2 2015 – Q2 2015 · declared by one filing
  • Mariner Wealth Advisors-Leawood, LLC (not a 13F filer in our records) · Q1 2015 – Q1 2015 · declared by one filing
  • Adams Hall Wealth Advisors (not a 13F filer in our records) · Q1 2014 – Q1 2014 · declared by one filing
  • Brinton Eaton Wealth Advisors (not a 13F filer in our records) · Q1 2014 – Q1 2014 · declared by one filing
  • FirstPoint Financial (not a 13F filer in our records) · Q1 2014 – Q1 2014 · declared by one filing

Holdings reported by

  • MARINER WEALTH ADVISORS-OKLAHOMA LLC (not a 13F filer in our records) · Q2 2014 – Q2 2014 · declared by one filing

Key People

Form ADV owners & control persons
Cheryl Renee Bicknell
CHIEF OPERATING OFFICER
Martin Christopher Bicknell
CHIEF EXECUTIVE OFFICER
Anne Jenelle Dorian
CHIEF RISK OFFICER AND CCO
Q2 2023
Q4 2023
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Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

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Q3 2023 13F filing summary

Period of report September 30, 2023
Filed November 13, 2023
Form 13F-HR
Reported value $37.3B
Positions 2,892
Change in reported value -0.4%
New positions 252
Exited positions 186
Position turnover 14.2%
Top-10 concentration 23.3%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 13, 2026
 3,517 $95.2B
Q1 2026 13F
Filed May 13, 2026
 3,545 $85.7B
Q4 2025 13F
Filed Feb 13, 2026
 3,524 $84.0B
Q3 2025 13F
Filed Nov 14, 2025
 3,542 $77.4B
Q2 2025 13F
Filed Aug 14, 2025
 3,468 $69.3B
Q1 2025 13F
Filed May 15, 2025
 3,429 $60.1B
Q4 2024 13F
Filed Feb 13, 2025
 3,378 $59.6B
Q3 2024 13F
Filed Nov 13, 2024
 3,284 $56.4B
Q2 2024 13F
Filed Aug 13, 2024
 3,152 $51.6B
Q1 2024 13F
Filed May 15, 2024
 3,126 $48.4B
Q4 2023 13F
Filed Feb 14, 2024
 3,041 $42.2B
Q3 2023 13F
Filed Nov 13, 2023
 2,892 $37.3B
Q2 2023 13F
Filed Aug 11, 2023
 2,826 $37.4B
Q1 2023 13F
Filed May 15, 2023
 2,776 $34.4B
Q4 2022 13F
Filed Feb 14, 2023
 2,734 $31.1B
Q3 2022 13F
Filed Nov 10, 2022
 2,439 $25.0B
Q2 2022 13F
Filed Aug 15, 2022
 1,370 $24.4B
Q1 2022 13F
Filed May 13, 2022
 1,379 $26.5B
Q4 2021 13F
Filed Feb 14, 2022
 1,151 $23.6B
Q3 2021 13F
Filed Nov 15, 2021
 989 $19.2B

33 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2023

# Holding Reported value % of portfolio
1 AAPL APPLE INC $2.0B 5.45%
2 IVV ISHARES TR $1.6B 4.29%
3 MSFT MICROSOFT CORP $1.0B 2.73%
4 VEA VANGUARD TAX-MANAGED FDS $994.7M 2.67%
5 TSLA TESLA INC $586.3M 1.57%
6 IJH ISHARES TR $541.6M 1.45%
7 SPY SPDR S&P 500 ETF TR $531.9M 1.43%
8 NVDA NVIDIA CORPORATION $468.4M 1.26%
9 AMZN AMAZON COM INC $458.4M 1.23%
10 IEFA ISHARES TR $453.7M 1.22%
11 VTV VANGUARD INDEX FDS $452.2M 1.21%
12 AGG ISHARES TR $445.4M 1.19%
13 GOOGL ALPHABET INC $412.2M 1.11%
14 VWO VANGUARD INTL EQUITY INDEX F $384.3M 1.03%
15 VUG VANGUARD INDEX FDS $361.1M 0.97%
16 PG PROCTER AND GAMBLE CO $335.2M 0.9%
17 APO APOLLO GLOBAL MGMT INC $327.5M 0.88%
18 BRK-B BERKSHIRE HATHAWAY INC DEL $324.6M 0.87%
19 VTI VANGUARD INDEX FDS $306.1M 0.82%
20 LLY ELI LILLY & CO $282.2M 0.76%

Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.

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