MACKAY SHIELDS LLC
Q1 2023 Form 13-F
NEW YORK, NEW YORK
CIK 0000061227
· CRD 107717
· SEC-registered investment adviser
Consolidated report · includes
7 managers
since Q2 2013
$3.6B Reported Value Total
MACKAY SHIELDS LLC reports 363 total accounts under management (AUM). There are 363 discretionary accounts valued at $129,853,804,475, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
33 funds
· $14.4B gross asset value
Hedge Fund: $12.4B · Private Equity Fund: $930.7M · Securitized Asset Fund: $754.1M · Other: $255.5M
Source: Form ADV filed 2026-08-06
Reported value
$3.6B
Quarter over quarter
+1.3%
Holdings
52
Top-10 concentration
25.7%
Reports holdings for
- NEW YORK LIFE INSURANCE CO · File #028-00065 · since Q1 2018 · declared by one filing
- FIRST TRUST ADVISORS LP · File #028-06487 · since Q2 2013
- NEW YORK LIFE INVESTMENT MANAGEMENT LLC · File #028-06325 · since Q2 2013
- MCMORGAN & CO LLC · File #028-10044 · since Q4 2018 · declared by one filing
- OPPENHEIMER ASSET MANAGEMENT INC · File #028-10748 · since Q2 2018 · declared by one filing
- IndexIQ Advisors LLC · File #028-13712 · since Q3 2019
- RIVERNORTH CAPITAL MANAGEMENT LLC · File #028-13256 · since Q4 2018 · declared by one filing
- UBS ASSET MANAGEMENT AMERICAS INC · File #028-02682 · Q2 2013 – Q2 2015 · declared by one filing
- Mercer Trust Co LLC · File #028-14465 · Q2 2013 – Q3 2014 · declared by one filing
- Mercer Investments LLC · File #028-12567 · Q2 2013 – Q2 2013 · declared by one filing
Key People
Form ADV owners & control persons
Naim (nmn) Abou-Jaoude
CHAIRMAN OF THE BOARD OF MANAGERS
Rene Arturo Bustamante
CHIEF ADMINISTRATIVE OFFICER, EXECUTIVE MANAGING DIRECTOR
Michael Daniel Corker
CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q1 2023 13F record
Q1 2023 13F filing summary
| Period of report | March 31, 2023 |
|---|---|
| Filed | April 27, 2023 |
| Form | 13F-HR |
| Reported value | $3.6B |
| Positions | 52 |
| Change in reported value | -7.1% |
| New positions | 9 |
| Exited positions | 96 |
| Position turnover | 71.0% |
| Top-10 concentration | 25.7% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 13, 2026
|
29 | $2.8B |
|
Q2 2026 13F
Filed Jul 28, 2026
|
32 | $3.0B |
|
Q1 2026 13F
Filed Apr 27, 2026
|
37 | $2.7B |
|
Q4 2025 13F
Filed Jan 29, 2026
|
48 | $2.9B |
|
Q3 2025 13F
Filed Oct 27, 2025
|
54 | $2.9B |
|
Q2 2025 13F
Filed Jul 24, 2025
|
59 | $3.1B |
|
Q1 2025 13F
Filed Apr 29, 2025
|
58 | $3.1B |
|
Q4 2024 13F
Filed Feb 4, 2025
|
57 | $3.4B |
|
Q3 2024 13F
Filed Oct 31, 2024
|
54 | $3.6B |
|
Q2 2024 13F
Filed Aug 8, 2024
|
53 | $3.3B |
|
Q1 2024 13F
Filed May 3, 2024
|
48 | $3.6B |
|
Q4 2023 13F
Filed Feb 2, 2024
|
45 | $3.4B |
|
Q3 2023 13F
Filed Oct 25, 2023
|
41 | $3.6B |
|
Q2 2023 13F
Filed Jul 27, 2023
|
49 | $3.6B |
|
Q1 2023 13F
Filed Apr 27, 2023
|
52 | $3.6B |
|
Q4 2022 13F
Filed Jan 31, 2023
|
56 | $3.9B |
|
Q3 2022 13F
Filed Nov 2, 2022
|
61 | $4.0B |
|
Q2 2022 13F
Filed Aug 3, 2022
|
63 | $4.1B |
|
Q1 2022 13F
Filed May 13, 2022
|
553 | $11.4B |
|
Q4 2021 13F
Filed Feb 4, 2022
|
552 | $12.0B |
34 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | GPOR GULFPORT ENERGY CORP | $168.2M | 4.62% |
| 2 | DHRPRB DANAHER CORPORATION | $108.6M | 2.98% |
| 3 | 653656AB4 NICE LTD | $106.8M | 2.93% |
| 4 | MCHP 0.125 11/15/24 MICROCHIP TECHNOLOGY INC. | $89.2M | 2.45% |
| 5 | EQT 1.75 05/01/26 EQT CORP | $81.2M | 2.23% |
| 6 | BMRN 1.25 05/15/27 BIOMARIN PHARMACEUTICAL INC | $80.1M | 2.2% |
| 7 | DISH 2.375 03/15/24 DISH NETWORK CORPORATION | $78.9M | 2.17% |
| 8 | PXD 0.25 05/15/25 PIONEER NAT RES CO | $75.2M | 2.06% |
| 9 | LUV SOUTHWEST AIRLS CO | $74.6M | 2.05% |
| 10 | HOS 6.75 02/15/26 HELIX ENERGY SOLUTIONS GRP I | $73.3M | 2.01% |
| 11 | F 0 03/15/26 FORD MTR CO DEL | $71.4M | 1.96% |
| 12 | NRG 2.75 06/01/48 NRG ENERGY INC | $65.2M | 1.79% |
| 13 | PANW 0.75 07/01/23 PALO ALTO NETWORKS INC | $63.4M | 1.74% |
| 14 | MTN 0 01/01/26 VAIL RESORTS INC | $62.8M | 1.72% |
| 15 | OIS 4.75 04/01/26 OIL STS INTL INC | $61.8M | 1.7% |
| 16 | PCGU PG&E CORP | $57.9M | 1.59% |
| 17 | PR 3.25 04/01/28 PERMIAN RESOURCES CORP | $56.4M | 1.55% |
| 18 | BURL 2.25 04/15/25 BURLINGTON STORES INC | $55.8M | 1.53% |
| 19 | LITE 0.5 12/15/26 LUMENTUM HLDGS INC | $54.5M | 1.5% |
| 20 | PANW 0.375 06/01/25 PALO ALTO NETWORKS INC | $53.8M | 1.48% |
Values as reported on the Q1 2023 Form 13F. Every position is in the holdings table below.