LPL FINANCIAL LLC
Q3 2026 Form 13-F

FORT MILL, SOUTH CAROLINA
CIK 0001403438 · CRD 6413 · SEC-registered investment adviser
Holdings reported by Cornerstone Wealth Management LLC since Q1 2018 , AGH Wealth Advisors LLC since Q4 2024
$467.9B Reported Value Total

LPL FINANCIAL LLC reports 2,850,994 total accounts under management (AUM). There are 2,849,049 discretionary accounts valued at $818,319,955,349, and 1,945 non-discretionary accounts valued at $797,874,476.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A) Client Relationship Summary (Form CRS)
Source: Form ADV filed 2026-10-13
Reported value
$467.9B
Quarter over quarter
-0.5%
Holdings
6,042
Top-10 concentration
15.1%

Filing Structure

Reports holdings for

Holdings reported by

Key People

Form ADV owners & control persons
Matthew Jon Audette
PRESIDENT AND CHIEF FINANCIAL OFFICER
Matthew Klaus Enyedi
GROUP MANAGING DIRECTOR, CHIEF CLIENT OFFICER
Gregory Gates
GROUP MANAGING DIRECTOR, CHIEF PRODUCT & TECHNOLOGY OFFICER
Q2 2026

Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

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Q3 2026 13F filing summary

Period of report September 30, 2026
Filed November 06, 2026
Form 13F-HR
Reported value $467.9B
Positions 6,042
Change in reported value +5.1%
New positions 285
Exited positions 209
Position turnover 7.9%
Top-10 concentration 15.1%

13F filings by quarter

Quarter Positions Value
Q3 2026 13F
Filed Nov 6, 2026
 6,042 $467.9B
Q2 2026 13F
Filed Aug 7, 2026
 5,958 $445.1B
Q1 2026 13F
Filed May 6, 2026
 5,754 $376.6B
Q4 2025 13F
Filed Feb 11, 2026
 5,637 $366.2B
Q3 2025 13F
Filed Nov 12, 2025
 5,546 $343.1B
Q2 2025 13F
Filed Aug 12, 2025
 5,356 $299.8B
Q1 2025 13F
Filed May 7, 2025
 5,169 $257.1B
Q4 2024 13F
Filed Feb 11, 2025
 5,110 $246.0B
Q3 2024 13F
Filed Nov 8, 2024
 5,037 $224.3B
Q2 2024 13F
Filed Aug 7, 2024
 4,891 $200.8B
Q1 2024 13F
Filed May 10, 2024
 4,821 $186.3B
Q4 2023 13F
Filed Feb 14, 2024
 4,714 $165.1B
Q3 2023 13F
Filed Nov 13, 2023
 4,610 $142.8B
Q2 2023 13F
Filed Jul 31, 2023
 4,512 $140.0B
Q1 2023 13F
Filed May 10, 2023
 4,432 $128.5B
Q4 2022 13F
Filed Feb 7, 2023
 4,400 $116.8B
Q3 2022 13F
Filed Nov 14, 2022
 4,354 $103.6B
Q2 2022 13F
Filed Aug 12, 2022
 4,356 $105.3B
Q1 2022 13F
Filed May 16, 2022
 4,132 $116.4B
Q4 2021 13F
Filed Feb 14, 2022
 4,293 $119.2B

34 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2026

# Holding Reported value % of portfolio
1 IVV ISHARES TR $12.0B 2.56%
2 AAPL APPLE INC $8.2B 1.76%
3 NVDA NVIDIA CORPORATION $8.1B 1.74%
4 QQQ INVESCO QQQ TR $7.9B 1.68%
5 SPY STATE STR SPDR S&P 500 ETF T $7.6B 1.62%
6 SPYM SPDR SERIES TRUST $5.8B 1.25%
7 MSFT MICROSOFT CORP $5.7B 1.22%
8 SPYG SPDR SERIES TRUST $5.3B 1.13%
9 IEFA ISHARES TR $5.0B 1.07%
10 VOO VANGUARD INDEX FDS $4.9B 1.04%
11 AMZN AMAZON COM INC $4.4B 0.93%
12 CGDV CAPITAL GROUP DIVIDEND VALUE $4.2B 0.91%
13 VTI VANGUARD INDEX FDS $4.0B 0.85%
14 QQQM INVESCO EXCH TRADED FD TR II $3.9B 0.83%
15 GOVT ISHARES TR $3.8B 0.81%
16 IEMG ISHARES INC $3.6B 0.77%
17 DYNF BLACKROCK ETF TRUST $3.6B 0.76%
18 IUSB ISHARES TR $3.4B 0.73%
19 SPYV SPDR SERIES TRUST $3.4B 0.72%
20 GOOGL ALPHABET INC $3.2B 0.69%

Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.

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