LESA SROUFE & CO
Q3 2023 Form 13-F
SEATTLE, WASHINGTON
CIK 0001492162
· CRD 130232
· SEC-registered investment adviser
$93.3M Reported Value Total
LESA SROUFE & COMPANY, INC. reports 243 total accounts under management (AUM). There are 212 discretionary accounts valued at $162,627,495, and 31 non-discretionary accounts valued at $10,150,465.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-26
Reported value
$93.3M
Quarter over quarter
+0.3%
Holdings
66
Top-10 concentration
40.0%
Key People
Form ADV owners & control persons
Lesa Anne Sroufe
PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER
Shaun Elizabeth Corry
CHIEF COMPLIANCE OFFICER
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Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | October 19, 2023 |
| Form | 13F-HR |
| Reported value | $93.3M |
| Positions | 66 |
| Change in reported value | -0.5% |
| New positions | 3 |
| Exited positions | 4 |
| Position turnover | 10.0% |
| Top-10 concentration | 40.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 29, 2026
|
65 | $144.7M |
|
Q2 2026 13F
Filed Jul 22, 2026
|
66 | $140.2M |
|
Q1 2026 13F
Filed Apr 27, 2026
|
67 | $146.9M |
|
Q4 2025 13F
Filed Jan 22, 2026
|
68 | $134.3M |
|
Q3 2025 13F
Filed Oct 23, 2025
|
68 | $123.8M |
|
Q2 2025 13F
Filed Jul 29, 2025
|
70 | $108.8M |
|
Q1 2025 13F
Filed Apr 18, 2025
|
70 | $100.2M |
|
Q3 2024 13F
Filed Oct 16, 2024
|
74 | $107.1M |
|
Q2 2024 13F
Filed Jul 9, 2024
|
71 | $103.0M |
|
Q1 2024 13F
Filed May 6, 2024
|
74 | $106.9M |
|
Q4 2023 13F
Filed Feb 1, 2024
|
65 | $98.0M |
|
Q3 2023 13F
Filed Oct 19, 2023
|
66 | $93.3M |
|
Q2 2023 13F
Filed Jul 20, 2023
|
67 | $93.7M |
|
Q1 2023 13F
Filed Apr 19, 2023
|
71 | $98.9M |
|
Q4 2022 13F
Filed Feb 2, 2023
|
68 | $90.2M |
|
Q3 2022 13F
Filed Oct 27, 2022
|
65 | $83.2M |
|
Q1 2022 13F
Filed Apr 21, 2022
|
73 | $99.6M |
|
Q4 2021 13F
Filed Jan 28, 2022
|
72 | $99.6M |
34 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | MSFT MICROSOFT CORP | $8.2M | 8.76% |
| 2 | RRC RANGE RESOURCES CORP | $4.2M | 4.47% |
| 3 | PBR PETROLEO BRASILEIRO SPONSORED | $3.8M | 4.09% |
| 4 | BG BUNGE LIMITED | $3.3M | 3.59% |
| 5 | FRO FRONTLINE PLC | $3.3M | 3.58% |
| 6 | NTR NUTRIEN LTD | $3.2M | 3.47% |
| 7 | INSW INTERNATIONAL SEAWAYS INC | $2.9M | 3.14% |
| 8 | MTB M & T BANK CORP | $2.9M | 3.1% |
| 9 | BBVA BANCO BILBAO VIZCAYA A SPONSOR | $2.7M | 2.89% |
| 10 | INTC INTEL CORP | $2.7M | 2.87% |
| 11 | SLV ISHARES SILVER TRUST ETF | $2.7M | 2.87% |
| 12 | CX CEMEX SAB DE CV SPONSORED ADR | $2.6M | 2.77% |
| 13 | SH PROSHARES SHORT S&P500 | $2.5M | 2.7% |
| 14 | PAAS PAN AMERICAN SILVER CORP | $2.5M | 2.63% |
| 15 | NEM NEWMONT CORP | $2.3M | 2.49% |
| 16 | AMGN AMGEN INC. | $2.3M | 2.45% |
| 17 | DSX DIANA SHIPPING INC | $2.2M | 2.38% |
| 18 | PSQ PROSHARES SHORT QQQ ETF | $2.2M | 2.37% |
| 19 | TTE TOTALENERGIES SE | $2.2M | 2.33% |
| 20 | ENIC ENEL CHILE S A SPONSORED ADR | $2.1M | 2.2% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.