Laurel Wealth Advisors Inc's Q2 2021 13F: 64 new positions, 17 exits
Form 13F-HR for the quarter ended Jun 30, 2021 · filed Aug 16, 2021 · 500 reported positions · accession 0001666179-21-000006
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | SPDR INDEX SHS FDS (SPDW) | 0.2% | 1.7% | +1.6 pts | +332K sh | +984% |
| Reduced | ISHARES MSCI EAFE MIN VOL FACTOR ETF (EFAV) | 1.2% | 0.0% | −1.2 pts | −108K sh | −97% |
| Increased | SCHWAB US TIPS ETF (SCHP) | 0.1% | 1.0% | +0.9 pts | +115K sh | +1525% |
| Increased | SPDR DOW JONES INDUSTRIAL ETF (DIA) | 0.0% | 0.8% | +0.8 pts | +16,968 sh | +2544% |
| New | VANGUARD INTERMEDIATE-TERM BOND INDEX FUND (BIV) | — | 0.6% | +0.6 pts | +47,475 sh | new |
| Increased | POWERSHARES QQQ TR (QQQ) | 2.0% | 2.5% | +0.4 pts | +11,659 sh | +28% |
| Increased | VANECK VECTORS FALLEN ANGEL HIGH YIELD BOND ETF (ANGL) | 0.1% | 0.6% | +0.5 pts | +116K sh | +547% |
| Exited | INVESCO S&P MIDCAP MOMENTUM ETF (XMMO) | 0.4% | — | −0.4 pts | −33,388 sh | −100% |
| Increased | PRUDENTIAL FINL INC (PRU) | 0.1% | 0.4% | +0.3 pts | +22,432 sh | +266% |
| New | FIDELITY COVINGTON TRUST (FSTA) | — | 0.3% | +0.3 pts | +53,033 sh | new |
| Reduced | VANGUARD TOTAL INTERNATIONAL BOND ETF (BNDX) | 0.4% | 0.0% | −0.3 pts | −36,583 sh | −89% |
| Increased | GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF (GBIL) | 0.2% | 0.4% | +0.2 pts | +19,784 sh | +179% |
| Increased | VANGUARD MID CAP (VO) | 0.5% | 0.7% | +0.2 pts | +6,991 sh | +45% |
| New | T. ROWE PRICE EQUITY INCOME ETF (TEQI) | — | 0.2% | +0.2 pts | +46,052 sh | new |
| Reduced | ARK INNOVATION ETF (ARKK) | 1.0% | 0.7% | −0.3 pts | −11,215 sh | −21% |
| Reduced | PROSHARES TR (REGL) | 0.9% | 0.6% | −0.3 pts | −19,368 sh | −24% |
| Reduced | CROWN CASTLE INTL CORP (CCI) | 0.2% | 0.0% | −0.2 pts | −7,003 sh | −83% |
| Increased | NVIDIA CORP (NVDA) | 0.2% | 0.5% | +0.2 pts | +1,660 sh | +58% |
| Reduced | FIRST TR EXCHANGE TRAD FD VI (FTGC) | 0.9% | 0.7% | −0.2 pts | −52,464 sh | −19% |
| Increased | JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | 0.2% | 0.4% | +0.1 pts | +24,290 sh | +81% |
| Increased | SPDR INDEX SHS FDS (GNR) | 0.2% | 0.3% | +0.1 pts | +22,327 sh | +87% |
| Reduced | ETF SER SOLUTIONS (HOMZ) | 1.0% | 0.7% | −0.2 pts | −29,393 sh | −17% |
| Increased | GLOBAL X NASDAQ 100 COVERED CALL ETF (QYLD) | 0.2% | 0.3% | +0.1 pts | +45,507 sh | +97% |
| Exited | UNITED STATES OIL FUND, LP (USO) | 0.1% | — | −0.1 pts | −20,552 sh | −100% |
| New | AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF (DIVO) | — | 0.1% | +0.1 pts | +26,782 sh | new |
| Increased | DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | 0.0% | 0.2% | +0.1 pts | +30,611 sh | +322% |
| New | JPMORGAN EQUITY PREMIUM INCOME ETF (JEPI) | — | 0.1% | +0.1 pts | +15,073 sh | new |
| Increased | VANGUARD REIT INDEX ETF (VNQ) | 0.5% | 0.6% | +0.1 pts | +8,807 sh | +22% |
| Increased | ISHARES SILVER TRUST ETF (SLV) | 0.5% | 0.5% | +0.1 pts | +36,085 sh | +26% |
| Increased | INVESCO ACTIVELY MANAGED ETF (GSY) | 0.2% | 0.3% | +0.1 pts | +17,116 sh | +60% |
| New | PIMCO ENHANCED SHORT MATURITY ETF (MINT) | — | 0.1% | +0.1 pts | +7,866 sh | new |
| Reduced | SPDR PORTFOLIO AGGREGATE BOND ETF (SPAB) | 1.7% | 1.4% | −0.3 pts | −26,381 sh | −7% |
| Increased | INTEL CORP COM (INTC) | 0.2% | 0.2% | 0.0 pts | +12,516 sh | +65% |
| Increased | SPDR INDEX SHS FDS (SPEM) | 1.4% | 1.3% | −0.1 pts | +15,003 sh | +7% |
| Increased | APPLE INC (AAPL) | 6.2% | 6.0% | −0.2 pts | +4,799 sh | +1% |
| New | ISHARES TR SANDP CALIF MUN BD FD (CMF) | — | 0.1% | +0.1 pts | +10,324 sh | new |
| Increased | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF (EMB) | 0.9% | 0.9% | 0.0 pts | +5,571 sh | +10% |
| New | DIREXION DAILY INDUSTRIALS BULL 3X SHARES (DUSL) | — | 0.1% | +0.1 pts | +13,351 sh | new |
| Reduced | ISHARES U.S. TREASURY BOND ETF (GOVT) | 0.1% | 0.0% | −0.1 pts | −21,516 sh | −70% |
| Increased | CHEVRON CORP NEW COM (CVX) | 0.6% | 0.6% | 0.0 pts | +5,424 sh | +15% |
| New | MKT VECTORS OIL SERVICES (OIH) | — | 0.1% | +0.1 pts | +2,515 sh | new |
| Exited | DIREXION DAILY HOMEBUILDERS & SUPPLIES BULL 3X SHARES (NAIL) | 0.1% | — | −0.1 pts | −6,000 sh | −100% |
| Exited | DIREXION DAILY SEMICONDUCTOR BULL 3X SHARES (SOXL) | 0.1% | — | −0.1 pts | −12,056 sh | −100% |
| Increased | ISHARES SANDP 500 INDEX (IVV) | 0.7% | 0.7% | 0.0 pts | +1,197 sh | +10% |
| New |
DIMENSIONAL U.S. TARGETED VALUE ETF (DFAT)
new — newly listed security (e.g. spin-off)
|
— | 0.1% | +0.1 pts | +11,345 sh | new |
| Increased | AMAZON.COM INC (AMZN) | 1.9% | 1.9% | 0.0 pts | +145 sh | +4% |
| Increased | PFIZER INC COM (PFE) | 0.5% | 0.5% | 0.0 pts | +12,719 sh | +14% |
| Increased | FIRST TR EXCHANGE TRADED FD (FPXI) | 0.3% | 0.3% | 0.0 pts | +7,115 sh | +23% |
| Reduced | AMERICAN CENTURY DIVERSIFIED CORPORATE BOND ETF (KORP) | 0.2% | 0.1% | −0.1 pts | −8,876 sh | −29% |
| Exited | BAOZUN INC (BZUN) | 0.1% | — | −0.1 pts | −10,401 sh | −100% |
The 50 largest of 474 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- WISDOMTREE U.S. QUALITY SHAREHOLDER YIELD FUND (WTV): 4,816 shares as filed last quarter, 9,632 after adjustment → 14,024 now (prior share count adjusted for a stock split)
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- IAC INTERACTIVECORP NEW COM NEW (IAC): 44891N109 → 44891N208, 2,533 → 2,508 shares
- ISHARES GOLD TRUST ETF (IAU): 464285105 → 464285204, 34,080 → 17,188 shares (share count change consistent with a stock split)
- GENERAL ELECTRIC CO COM (GE): 369604103 → 369604301, 70,903 → 71,431 shares
Top 10 positions — 23.7% of the equity book
Changes in the top 10 this quarter: SPDW entered · GLD left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 6.2% | 6.0% | |
| 2 | SPDR SANDP 500 ETF (SPY) | 3.8% | 3.4% | |
| 3 | MICROSOFT (MSFT) | 2.5% | 2.6% | |
| 4 | POWERSHARES QQQ TR (QQQ) | 2.0% | 2.5% | |
| 5 | AMAZON.COM INC (AMZN) | 1.9% | 1.9% | |
| 6 | SPDR INDEX SHS FDS (SPDW) | 0.2% | 1.7% | Entered the top 10 |
| 7 | VANGUARD SMALL CAP ETF (VB) | 1.7% | 1.5% | |
| 8 | QUALCOMM INC (QCOM) | 1.6% | 1.5% | |
| 9 | SPDR PORTFOLIO AGGREGATE BOND ETF (SPAB) | 1.7% | 1.4% | |
| 10 | SPDR INDEX SHS FDS (SPEM) | 1.4% | 1.3% | |
| — | SPDR GOLD ETF (GLD) | 1.3% | 1.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).