Laurel Wealth Advisors Inc's Q2 2020 13F: 49 new positions, 21 exits
Form 13F-HR for the quarter ended Jun 30, 2020 · filed Aug 14, 2020 · 373 reported positions · accession 0001666179-20-000003
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | SPDR SER TR (SPAB) | 0.2% | 1.5% | +1.3 pts | +234K sh | +758% |
| Increased | ISHARES TR (ISTB) | 0.4% | 1.6% | +1.2 pts | +135K sh | +443% |
| Exited | INVESCO S&P SMALLCAP LOW VOLATILITY ETF (XSLV) | 1.1% | — | −1.1 pts | −143K sh | −100% |
| New | SPDR S&P 600 SMALL CAP VALUE ETF (SLYV) | — | 1.0% | +1.0 pts | +111K sh | new |
| New | ISHARES AMT-FREE MUNI BOND ETF (MUB) | — | 0.9% | +0.9 pts | +44,189 sh | new |
| New | ARK INNOVATION ETF (ARKK) | — | 0.8% | +0.8 pts | +61,836 sh | new |
| New | PROSHARES TR (REGL) | — | 0.8% | +0.8 pts | +83,562 sh | new |
| Increased | POWERSHARES QQQ TR (QQQ) | 1.6% | 2.4% | +0.8 pts | +17,704 sh | +50% |
| Exited | SCHWAB INTMEDIATE TERM US TREASURY ETF (SCHR) | 0.8% | — | −0.8 pts | −55,196 sh | −100% |
| Exited | ISHARES 1-3 YR TREASURY BOND ETF (SHY) | 0.6% | — | −0.6 pts | −31,776 sh | −100% |
| New | FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF (LMBS) | — | 0.6% | +0.6 pts | +64,904 sh | new |
| New | MARKET VECTORS GOLD MINERS INDEX ETF (GDX) | — | 0.5% | +0.5 pts | +78,312 sh | new |
| Reduced | GOLDMAN SACHS ETF TR (GBIL) | 0.8% | 0.1% | −0.7 pts | −27,308 sh | −84% |
| Reduced | SCHWAB U.S. LARGE-CAP GROWTH ETF (SCHG) | 1.9% | 1.4% | −0.5 pts | −26,739 sh | −26% |
| Increased | ISHARES EDGE MSCI MIN VOL EAFE ETF (EFAV) | 0.5% | 0.8% | +0.4 pts | +35,953 sh | +111% |
| New | SPDR NUVEEN BLOOMBERG BARCLAYS HIGH YIELD MUNICIPAL BOND ETF (HYMB) | — | 0.4% | +0.4 pts | +40,935 sh | new |
| Reduced | ISHARES EDGE MSCI MIN VOL USA ETF (USMV) | 1.8% | 1.2% | −0.6 pts | −34,746 sh | −25% |
| New | SPDR SER TR (BIL) | — | 0.3% | +0.3 pts | +20,193 sh | new |
| Exited | INVESCO EXCHANGE-TRADED FD T (GOVI) | 0.3% | — | −0.3 pts | −36,509 sh | −100% |
| Reduced | UNITED STATES OIL FUND, LP (USO) | 0.1% | 0.2% | +0.1 pts | −63,588 sh | −59% |
| Reduced | APPLE INC (AAPL) | 5.6% | 6.0% | +0.4 pts | −4,474 sh | −5% |
| Increased | INVESCO S&P MIDCAP LOW VOLATILITY ETF (XMLV) | 0.7% | 0.8% | +0.1 pts | +32,591 sh | +42% |
| New | ISHARES TR (IYR) | — | 0.2% | +0.2 pts | +15,031 sh | new |
| Reduced | AMAZON.COM INC (AMZN) | 2.0% | 2.0% | 0.0 pts | −404 sh | −9% |
| Increased | 3M CO COM (MMM) | 1.1% | 1.2% | +0.1 pts | +6,621 sh | +19% |
| Increased | PEPSICO INC COM (PEP) | 1.0% | 1.1% | 0.0 pts | +6,992 sh | +19% |
| Increased | VANGUARD MID CAP (VO) | 0.8% | 0.9% | +0.1 pts | +5,308 sh | +20% |
| Exited | ISHARES TREASURY FLOATING RATE BOND ETF (TFLO) | 0.2% | — | −0.2 pts | −12,939 sh | −100% |
| Reduced | VANGUARD TOTAL INTERNATIONAL STOCK ETF (VXUS) | 0.5% | 0.3% | −0.2 pts | −16,657 sh | −31% |
| Increased | SPDR INDEX SHS FDS (SPEM) | 0.8% | 0.9% | +0.1 pts | +23,486 sh | +20% |
| Exited | LINDE PLC SHS (LIN) | 0.1% | — | −0.1 pts | −3,578 sh | −100% |
| Reduced | FIRST TRUST CAPITAL STRENGTH ETF (FTCS) | 0.7% | 0.5% | −0.2 pts | −13,131 sh | −23% |
| Reduced | POWERSHARES ACTIVE U.S. REAL ESTATE FUND (PSR) | 0.6% | 0.4% | −0.2 pts | −9,294 sh | −24% |
| Increased | KIMBERLY CLARK CORP COM (KMB) | 0.4% | 0.5% | +0.1 pts | +5,290 sh | +40% |
| Increased | TESLA MOTORS INC (TSLA) | 0.1% | 0.3% | +0.2 pts | +663 sh | +69% |
| Exited | SPDR INDEX SHS FDS (ZCAN) | 0.1% | — | −0.1 pts | −11,815 sh | −100% |
| Increased | JOHNSON & JOHNSON COM (JNJ) | 1.1% | 1.1% | 0.0 pts | +4,842 sh | +13% |
| Reduced | WEYERHAEUSER CO (WY) | 0.2% | 0.0% | −0.1 pts | −29,075 sh | −74% |
| New | ALLETE INC COM NEW (ALE) | — | 0.1% | +0.1 pts | +11,497 sh | new |
| Exited | SOCIEDAD QUIMICA MINERA DE CHILE S A (SQM) | 0.1% | — | −0.1 pts | −21,501 sh | −100% |
| Exited | IPATH SERIES B S&P GSCI CRUDE OIL TOTAL RETURN INDEX ETN (OIL) | 0.1% | — | −0.1 pts | −113K sh | −100% |
| Reduced | INVESCO S&P 500 EQUAL WEIGHT UTILITIES ETF (RSPU) | 0.2% | 0.0% | −0.1 pts | −6,241 sh | −68% |
| Increased | SCH US REIT ETF (SCHH) | 0.3% | 0.4% | +0.1 pts | +15,969 sh | +38% |
| Increased | VANGUARD MEGA CAP VALUE ETF (MGV) | 0.5% | 0.5% | 0.0 pts | +7,648 sh | +24% |
| Reduced | SCHWAB INTERNATIONAL EQUITY ETF (SCHF) | 0.6% | 0.4% | −0.1 pts | −17,539 sh | −19% |
| Reduced | ISHARES CORE S&P MID CAP ETF (IJH) | 0.5% | 0.4% | −0.1 pts | −2,934 sh | −20% |
| Reduced | CONSOLIDATED EDISON INC COM (ED) | 0.9% | 0.5% | −0.3 pts | −7,206 sh | −15% |
| Increased | VANGUARD VALUE ETF (VTV) | 0.4% | 0.5% | 0.0 pts | +5,201 sh | +25% |
| New | TJX COS INC NEW COM (TJX) | — | 0.1% | +0.1 pts | +10,114 sh | new |
| Increased | PHILIP MORRIS INTL INC (PM) | 0.3% | 0.3% | 0.0 pts | +7,281 sh | +38% |
The 50 largest of 366 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- BROOKFIELD ASSET MGMT INC COM VOTING (BAMXXXX): 6,188 shares as filed last quarter, 9,282 after adjustment → 9,281 now (prior share count adjusted for a stock split)
Top 10 positions — 24.2% of the equity book
Changes in the top 10 this quarter: ISTB entered · SPAB entered · HD entered · USMV left · EMB left · BRK-B left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 5.6% | 6.0% | |
| 2 | SPDR S&P 500 ETF (SPY) | 3.6% | 3.6% | |
| 3 | MICROSOFT (MSFT) | 2.5% | 2.6% | |
| 4 | POWERSHARES QQQ TR (QQQ) | 1.6% | 2.4% | |
| 5 | AMAZON.COM INC (AMZN) | 2.0% | 2.0% | |
| 6 | SPDR GOLD ETF (GLD) | 1.9% | 1.7% | |
| 7 | ISHARES TR (ISTB) | 0.4% | 1.6% | Entered the top 10 |
| 8 | SPDR SER TR (SPAB) | 0.2% | 1.5% | Entered the top 10 |
| 9 | SCHWAB U.S. LARGE-CAP GROWTH ETF (SCHG) | 1.9% | 1.4% | |
| 10 | HOME DEPOT (HD) | 1.3% | 1.3% | Entered the top 10 |
| — | ISHARES EDGE MSCI MIN VOL USA ETF (USMV) | 1.8% | 1.2% | Left the top 10 |
| — | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF (EMB) | 1.4% | 1.2% | Left the top 10 |
| — | BERKSHIRE HATHAWAY INC DEL CL B NEW (BRK-B) | 1.4% | 1.1% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Exited | DISNEY WALT CO COM DISNEY (DIS) | Call | 11,000 | 0 | $0 |
| Exited | FACEBOOK INC CL A (META) | Call | 4,000 | 0 | $0 |
| Exited | AMAZON.COM INC (AMZN) | Call | 300 | 0 | $0 |
| Exited | NVIDIA CORP (NVDA) | Call | 1,500 | 0 | $0 |
| New | SPDR S&P 500 ETF (SPY) | Put | 0 | 1,000 | $308K |
| Exited | BOEING CO COM (BA) | Call | 2,000 | 0 | $0 |
| Exited | SPDR S&P 500 ETF (SPY) | Call | 1,000 | 0 | $0 |
| Exited | APPLE INC (AAPL) | Call | 1,000 | 0 | $0 |
| Exited | XILINX INC (XLNX) | Call | 3,000 | 0 | $0 |
| Reduced | QUALCOMM INC (QCOM) | Call | 4,000 | 3,000 | $274K |