Laurel Wealth Advisors Inc's Q1 2019 13F: 60 new positions, 11 exits
Form 13F-HR for the quarter ended Mar 31, 2019 · filed May 16, 2019 · 390 reported positions · accession 0001666179-19-000002
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | ISHARES S&P 500 INDEX (IVV) | 2.3% | 1.1% | −1.2 pts | −15,241 sh | −49% |
| Reduced | DISNEY WALT CO COM DISNEY (DIS) | 0.8% | 0.6% | −0.1 pts | −30,014 sh | −57% |
| Reduced | QUALCOMM INC (QCOM) | 1.9% | 1.0% | −0.9 pts | −45,214 sh | −40% |
| Increased | PFIZER INC COM (PFE) | 0.1% | 0.7% | +0.6 pts | +59,063 sh | +779% |
| Reduced | APPLE INC (AAPL) | 5.4% | 4.9% | −0.5 pts | −12,101 sh | −10% |
| Exited | AVAGO TECHNOLOGIES LTD (WDAY) | 0.5% | — | −0.5 pts | −10,555 sh | −100% |
| Increased | AVISTA CORP COM (AVA) | 0.1% | 0.5% | +0.4 pts | +43,580 sh | +655% |
| Reduced | JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | 0.7% | 0.4% | −0.4 pts | −21,137 sh | −42% |
| Increased | SPDR S&P 500 ETF (SPY) | 1.2% | 1.0% | −0.1 pts | +3,162 sh | +27% |
| New | EPR PPTYS SBI (EPR) | — | 0.2% | +0.2 pts | +11,049 sh | new |
| New | DELL TECHNOLOGIES INC CL C (DELL) | — | 0.2% | +0.2 pts | +13,313 sh | new |
| Exited | SOTHERLY HOTELS INC COM (SOHO) | 0.2% | — | −0.2 pts | −118K sh | −100% |
| New | MONMOUTH REAL ESTATEINVT CORP CL A (MNR) | — | 0.2% | +0.2 pts | +52,450 sh | new |
| Increased | VANGUARD TOTAL INTERNATIONAL STOCK ETF (VXUS) | 0.5% | 0.6% | +0.1 pts | +11,929 sh | +32% |
| Increased | TESLA MOTORS INC (TSLA) | 0.1% | 0.2% | +0.1 pts | +2,193 sh | +220% |
| Increased | SCHWAB ETFS- US BROAD MARKET ETF (SCHB) | 0.1% | 0.2% | +0.1 pts | +8,617 sh | +160% |
| New | ISHARES LIQUIDITY INCOME ETF (ICSH) | — | 0.1% | +0.1 pts | +11,360 sh | new |
| New | BILIBILI INC SPONS ADS REP Z (BILI) | — | 0.1% | +0.1 pts | +30,000 sh | new |
| New | ENERGY SELECT SECTOR SPDR (XLE) | — | 0.1% | +0.1 pts | +8,532 sh | new |
| Exited | TWENTY FIRST CENTY FOX INC CL B (FOX) | 0.1% | — | −0.1 pts | −10,020 sh | −100% |
| Increased | ISHARES RUSSELL 2000 ETF (IWM) | 0.6% | 0.7% | +0.1 pts | +3,666 sh | +25% |
| Reduced | GLAXOSMITHKLINE PLC SPONSORED ADR (GSK) | 0.2% | 0.1% | −0.2 pts | −13,300 sh | −60% |
| New | JD COM INC SPON ADR CL A (JD) | — | 0.1% | +0.1 pts | +17,010 sh | new |
| New | EAST WEST BANCORP (EWBC) | — | 0.1% | +0.1 pts | +10,040 sh | new |
| Reduced | VANGUARD REIT INDEX ETF (VNQ) | 0.5% | 0.4% | −0.1 pts | −5,231 sh | −22% |
| New | ISHARES S&P SMALLCAP 600 ETF (IJR) | — | 0.1% | +0.1 pts | +5,482 sh | new |
| Increased | ALTRIA GROUP INC COM (MO) | 0.7% | 0.8% | +0.1 pts | +7,339 sh | +15% |
| Increased | AMARIN CORP PLC SPONS ADR NEW (AMRN) | 0.3% | 0.4% | +0.2 pts | +20,100 sh | +30% |
| Exited | CIGNA CORP (CI) | 0.1% | — | −0.1 pts | −1,859 sh | −100% |
| New | OKTA INC CL A (OKTA) | — | 0.1% | +0.1 pts | +5,000 sh | new |
| Exited | EPR PPTYS (EPRPRC) | 0.1% | — | −0.1 pts | −13,080 sh | −100% |
| Increased | SCHWAB SHORT TERM US TREASURY ETF (SCHO) | 0.4% | 0.5% | 0.0 pts | +7,762 sh | +26% |
| Increased | AMAZON.COM INC (AMZN) | 2.0% | 2.1% | +0.1 pts | +217 sh | +5% |
| Increased | POWERSHARES QQQ TR (QQQ) | 1.1% | 1.2% | +0.1 pts | +2,146 sh | +9% |
| New | UNION PACIFIC CORP COM (UNP) | — | 0.1% | +0.1 pts | +2,290 sh | new |
| Increased | SCHWAB EMERGING MARKET EQ ETF (SCHE) | 0.2% | 0.3% | +0.1 pts | +14,418 sh | +43% |
| New | ISHARES MSCI EMERGING MARKETS ETF (EEM) | — | 0.1% | +0.1 pts | +8,630 sh | new |
| New | TC ENERGY CORP COM (TRP) | — | 0.1% | +0.1 pts | +8,230 sh | new |
| Increased | GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT (RSP) | 0.2% | 0.2% | +0.1 pts | +3,244 sh | +51% |
| New | ISHARES TR DOW JONES U S HEALTHCARE (IYH) | — | 0.1% | +0.1 pts | +1,730 sh | new |
| Increased | NETFLIX COM INC (NFLX) | 0.2% | 0.4% | +0.1 pts | +925 sh | +30% |
| Increased | MCDONALDS CORP COM (MCD) | 0.8% | 0.8% | 0.0 pts | +1,729 sh | +12% |
| New | INVESCO S&P 500 EQUAL WEIGHT UTILITIES ETF (RSPU) | — | 0.1% | +0.1 pts | +3,371 sh | new |
| Increased | COSTCO WHOLESALE CORP (COST) | 0.2% | 0.2% | +0.1 pts | +1,342 sh | +50% |
| Reduced | TARGET CORP COM (TGT) | 0.2% | 0.1% | −0.1 pts | −3,992 sh | −42% |
| New | UBIQUITI NETWORKS INC COM (UBNT) | — | 0.1% | +0.1 pts | +2,135 sh | new |
| Increased | LOCKHEED MARTIN CORP (LMT) | 0.2% | 0.2% | +0.1 pts | +1,045 sh | +51% |
| Exited | TRANSCANADA CORP COM (TRP) | 0.1% | — | −0.1 pts | −7,250 sh | −100% |
| Exited | LIBERTY MEDIA HOLDING CP INTER A (QVCGA) | 0.1% | — | −0.1 pts | −6,508 sh | −100% |
| Increased | JPMORGAN CHASE & CO COM (JPM) | 0.6% | 0.6% | 0.0 pts | +2,933 sh | +13% |
The 50 largest of 359 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 19.4% of the equity book
Changes in the top 10 this quarter: XOM entered · CSCO entered · IVV left · QCOM left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 5.4% | 4.9% | |
| 2 | MICROSOFT (MSFT) | 2.5% | 2.4% | |
| 3 | AMAZON.COM INC (AMZN) | 2.0% | 2.1% | |
| 4 | JOHNSON & JOHNSON COM (JNJ) | 1.8% | 1.7% | |
| 5 | 3M CO COM (MMM) | 1.7% | 1.6% | |
| 6 | CHEVRON CORP NEW COM (CVX) | 1.5% | 1.4% | |
| 7 | VANGUARD S&P 500 ETF (VOO) | 1.4% | 1.4% | |
| 8 | VERIZON COMMUNICATIONS (VZ) | 1.6% | 1.3% | |
| 9 | EXXON MOBIL CORP COM (XOM) | 1.4% | 1.3% | Entered the top 10 |
| 10 | CISCO SYS INC (CSCO) | 1.2% | 1.3% | Entered the top 10 |
| — | ISHARES S&P 500 INDEX (IVV) | 2.3% | 1.1% | Left the top 10 |
| — | QUALCOMM INC (QCOM) | 1.9% | 1.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| New | QUALCOMM INC (QCOM) | Call | 0 | 38,000 | $2.17M |
| New | SPDR S&P 500 ETF (SPY) | Put | 0 | 5,000 | $1.41M |
| New | QUALCOMM INC (QCOM) | Put | 0 | 8,000 | $456K |
| New | DISNEY WALT CO COM DISNEY (DIS) | Call | 0 | 4,000 | $444K |
| New | APPLE INC (AAPL) | Call | 0 | 2,100 | $399K |
| New | FACEBOOK INC CL A (META) | Call | 0 | 2,000 | $333K |
| New | AMAZON.COM INC (AMZN) | Call | 0 | 100 | $178K |
| New | NVIDIA CORP (NVDA) | Call | 0 | 700 | $126K |
| New | GOOGLE INC (GOOGL) | Call | 0 | 100 | $118K |
| New | AT&T INC COM (T) | Call | 0 | 3,000 | $94K |
| New | TESLA MOTORS INC (TSLA) | Call | 0 | 300 | $84K |
| New | SQUARE INC CL A (XYZ) | Call | 0 | 1,000 | $75K |
| New | ENTERPRISE PRODS PARTNERS L P (EPD) | Call | 0 | 2,000 | $58K |
| New | BLUEBIRD BIO INC COM (BLUE) | Call | 0 | 200 | $31K |
| New | ADVANCED MICRO DEVICES INC COM (AMD) | Call | 0 | 1,000 | $26K |
| New | ENERGY SELECT SECTOR SPDR (XLE) | Call | 0 | 200 | $13K |
| New | KIMBERLY CLARK CORP COM (KMB) | Call | 0 | 100 | $12K |
| New | ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP (ET) | Call | 0 | 200 | $3K |