LAKE STREET ADVISORS GROUP LLC
Q3 2021 Form 13-F
PORTSMOUTH, NEW HAMPSHIRE
CIK 0001724269
· CRD 288300
· SEC-registered investment adviser
$933.9M Reported Value Total
LAKE STREET ADVISORS GROUP, LLC reports 1,259 total accounts under management (AUM). There are 611 discretionary accounts valued at $982,137,178, and 648 non-discretionary accounts valued at $1,928,396,691.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary & Non-Discretionary
Private funds (Form ADV)
1 fund
Hedge Fund: $0
Source: Form ADV filed 2024-05-23
Reported value
$933.9M
Quarter over quarter
-1.7%
Holdings
225
Top-10 concentration
49.6%
Filing Structure
Key People
Form ADV owners & control persons
Joseph Winlock Chase
MANAGING PARTNER
Carolyn Bunting Ryan Decker
PARTNER
Matthew Robert Kreger
CHIEF COMPLIANCE OFFICER
Filing Navigation
13F Metrics
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Q3 2021 13F record
Q3 2021 13F filing summary
| Period of report | September 30, 2021 |
|---|---|
| Filed | November 15, 2021 |
| Form | 13F-HR |
| Reported value | $933.9M |
| Positions | 225 |
| Change in reported value | -31.0% |
| New positions | 110 |
| Exited positions | 217 |
| Position turnover | 74.0% |
| Top-10 concentration | 49.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q4 2024 13F
Filed Feb 4, 2025
|
586 | $2.2B |
|
Q3 2024 13F
Filed Oct 23, 2024
|
583 | $2.2B |
|
Q2 2024 13F
Filed Aug 5, 2024
|
563 | $2.1B |
|
Q1 2024 13F
Filed May 13, 2024
|
584 | $2.1B |
|
Q4 2023 13F
Filed Feb 13, 2024
|
570 | $2.0B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
346 | $1.7B |
|
Q2 2023 13F
Filed Aug 10, 2023
|
344 | $1.8B |
|
Q1 2023 13F
Filed May 15, 2023
|
350 | $1.6B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
335 | $1.5B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
345 | $1.4B |
|
Q2 2022 13F
Filed Aug 2, 2022
|
318 | $1.4B |
|
Q1 2022 13F
Filed May 11, 2022
|
309 | $1.6B |
|
Q4 2021 13F
Filed Feb 15, 2022
|
285 | $1.6B |
|
Q3 2021 13F
Filed Nov 15, 2021
|
225 | $933.9M |
|
Q2 2021 13F
Filed Aug 13, 2021
|
332 | $1.4B |
|
Q1 2021 13F
Filed May 14, 2021
|
328 | $1.2B |
|
Q4 2020 13F
Filed Feb 12, 2021
|
313 | $1.2B |
|
Q3 2020 13F
Filed Nov 13, 2020
|
286 | $1.1B |
|
Q2 2020 13F
Filed Aug 13, 2020
|
275 | $986.4M |
|
Q1 2020 13F
Filed May 14, 2020
|
250 | $804.7M |
9 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SPY SPDR S&P 500 ETF TR | $104.9M | 11.24% |
| 2 | IWB ISHARES TR | $59.7M | 6.4% |
| 3 | IEFA ISHARES TR | $51.7M | 5.53% |
| 4 | SCHF SCHWAB STRATEGIC TR | $48.2M | 5.16% |
| 5 | BIP BROOKFIELD INFRAST PARTNERS | $43.1M | 4.61% |
| 6 | BEP BROOKFIELD RENEWABLE PARTNER | $41.7M | 4.46% |
| 7 | IAU ISHARES GOLD TR | $40.2M | 4.3% |
| 8 | EFAX SPDR INDEX SHS FDS | $26.9M | 2.88% |
| 9 | AAPL APPLE INC | $25.9M | 2.77% |
| 10 | IJR ISHARES TR | $20.8M | 2.23% |
| 11 | IEMG ISHARES INC | $20.3M | 2.17% |
| 12 | SPDW SPDR INDEX SHS FDS | $20.1M | 2.16% |
| 13 | EFA ISHARES TR | $19.4M | 2.08% |
| 14 | MSFT MICROSOFT CORP | $19.0M | 2.04% |
| 15 | IYR ISHARES TR | $13.7M | 1.46% |
| 16 | BA BOEING CO | $11.9M | 1.28% |
| 17 | DKNGXXXX DRAFTKINGS INC | $11.5M | 1.23% |
| 18 | XLE SELECT SECTOR SPDR TR | $11.4M | 1.22% |
| 19 | BEPC BROOKFIELD RENEWABLE CORP | $10.8M | 1.16% |
| 20 | SCHH SCHWAB STRATEGIC TR | $10.7M | 1.14% |
Values as reported on the Q3 2021 Form 13F. Every position is in the holdings table below.