KWB Wealth's Q1 2023 13F: 9 new positions, 1 exit
Form 13F-HR for the quarter ended Mar 31, 2023 · filed Apr 7, 2023 · 119 reported positions · accession 0001085146-23-001552
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | LPL FINL HLDGS INC (LPLA) | — | 1.1% | +1.1 pts | +27,975 sh | new |
| Exited | INVESCO EXCH TRD SLF IDX FD (ISDX) | 0.7% | — | −0.7 pts | −134K sh | −100% |
| Increased | MICROSOFT CORP (MSFT) | 0.3% | 0.5% | +0.2 pts | +5,553 sh | +89% |
| Increased | SPDR SER TR (SPYM) | 15.0% | 14.7% | −0.2 pts | +23,512 sh | +1% |
| Increased | SPDR SER TR (SPYV) | 9.7% | 9.6% | −0.2 pts | +16,746 sh | +1% |
| Increased | SPDR SER TR (SLYV) | 8.4% | 8.3% | −0.1 pts | +7,967 sh | +1% |
| Increased | SPDR SER TR (SPYG) | 7.1% | 7.0% | −0.1 pts | +11,500 sh | +2% |
| New | NORTHROP GRUMMAN CORP (NOC) | — | 0.1% | +0.1 pts | +1,066 sh | new |
| New | HOME DEPOT INC (HD) | — | 0.1% | +0.1 pts | +1,632 sh | new |
| Increased | COSTCO WHSL CORP NEW (COST) | 0.1% | 0.2% | +0.1 pts | +1,038 sh | +124% |
| Increased | PIMCO ETF TR (BOND) | 5.3% | 5.2% | −0.1 pts | +4,971 sh | +2% |
| New | JOHNSON & JOHNSON (JNJ) | — | 0.1% | +0.1 pts | +2,328 sh | new |
| Increased | SPDR SER TR (SPAB) | 6.5% | 6.4% | −0.1 pts | +15,552 sh | +1% |
| Increased | SPDR INDEX SHS FDS (SPDW) | 5.8% | 5.7% | −0.1 pts | +12,556 sh | +1% |
| Increased | SPDR SER TR (SPMB) | 2.9% | 2.9% | 0.0 pts | +17,022 sh | +2% |
| Increased | AMERICAN EXPRESS CO (AXP) | 0.2% | 0.3% | +0.1 pts | +2,411 sh | +30% |
| Increased | VANGUARD INDEX FDS (VOO) | 1.6% | 1.6% | 0.0 pts | +914 sh | +4% |
| Increased | VANGUARD INDEX FDS (VXF) | 0.2% | 0.2% | 0.0 pts | +2,138 sh | +28% |
| New | MERCK & CO INC (MRK) | — | 0.1% | +0.1 pts | +2,546 sh | new |
| Increased | SPDR SER TR (SPHY) | 2.9% | 2.9% | 0.0 pts | +12,293 sh | +2% |
| Increased | INVESCO EXCHANGE TRADED FD T (RSP) | 0.4% | 0.5% | 0.0 pts | +1,917 sh | +12% |
| Increased | APPLE INC (AAPL) | 0.3% | 0.3% | 0.0 pts | +1,977 sh | +17% |
| Increased | BANK AMERICA CORP (BAC) | 0.1% | 0.1% | 0.0 pts | +7,659 sh | +95% |
| Increased | SPDR SER TR (MDYV) | 3.6% | 3.6% | −0.1 pts | +3,910 sh | +1% |
| Increased | INDEXIQ ETF TR (IQSU) | 1.4% | 1.4% | 0.0 pts | +7,770 sh | +3% |
| New | VANGUARD INDEX FDS (VTV) | — | 0.0% | 0.0 pts | +1,722 sh | new |
| Increased | PEPSICO INC (PEP) | 0.2% | 0.2% | 0.0 pts | +1,309 sh | +26% |
| New | DELTA AIR LINES INC DEL (DAL) | — | 0.0% | 0.0 pts | +6,733 sh | new |
| Increased | SPDR SER TR (SLYG) | 2.9% | 2.8% | 0.0 pts | +3,049 sh | +1% |
| Increased | SPDR INDEX SHS FDS (SPEM) | 3.6% | 3.5% | −0.1 pts | +5,636 sh | +1% |
| Increased | WISDOMTREE TR (DHS) | 0.1% | 0.1% | 0.0 pts | +1,946 sh | +36% |
| Increased | SPDR INDEX SHS FDS (WDIV) | 0.0% | 0.1% | 0.0 pts | +2,751 sh | +73% |
| Increased | SPDR SER TR (SPYD) | 0.1% | 0.1% | 0.0 pts | +3,976 sh | +37% |
| Increased | CHEVRON CORP NEW (CVX) | 0.1% | 0.1% | 0.0 pts | +840 sh | +47% |
| New | BLACKROCK MUNIHLDNGS CALI QL (MUC) | — | 0.0% | 0.0 pts | +11,968 sh | new |
| Increased | VANGUARD ADMIRAL FDS INC (VOOG) | 0.1% | 0.2% | 0.0 pts | +604 sh | +18% |
| Increased | ISHARES TR (IJH) | 0.3% | 0.3% | 0.0 pts | +525 sh | +8% |
| Increased | SPDR SER TR (MDYG) | 1.6% | 1.5% | 0.0 pts | +1,648 sh | +1% |
| Increased | ISHARES INC (IEMG) | 0.1% | 0.1% | 0.0 pts | +2,129 sh | +24% |
| Increased | INVESCO EXCH TRADED FD TR II (GOVI) | 0.5% | 0.5% | 0.0 pts | +3,907 sh | +3% |
| Increased | ISHARES TR (IJR) | 0.3% | 0.3% | 0.0 pts | +942 sh | +6% |
| Increased | WISDOMTREE TR (DNL) | 0.6% | 0.6% | 0.0 pts | +2,522 sh | +3% |
| Increased | ISHARES TR (IEFA) | 0.1% | 0.1% | 0.0 pts | +1,186 sh | +11% |
| Reduced | ISHARES TR (IVV) | 1.4% | 1.3% | −0.1 pts | −157 sh | −1% |
| Increased | BOEING CO (BA) | 0.1% | 0.1% | 0.0 pts | +294 sh | +15% |
| Reduced | PIMCO ETF TR (SMMU) | 0.1% | 0.1% | 0.0 pts | −1,092 sh | −10% |
| Increased | VANGUARD CHARLOTTE FDS (BNDX) | 0.1% | 0.1% | 0.0 pts | +1,051 sh | +8% |
| Reduced | SPDR INDEX SHS FDS (QEFA) | 1.2% | 1.2% | 0.0 pts | −623 sh | −1% |
| Increased | SELECT SECTOR SPDR TR (XLK) | 0.3% | 0.3% | 0.0 pts | +310 sh | +2% |
| Increased | SPDR SER TR (LGLV) | 0.2% | 0.2% | 0.0 pts | +275 sh | +4% |
The 50 largest of 84 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 66.7% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR SER TR (SPYM) | 15.0% | 14.7% | |
| 2 | SPDR SER TR (SPYV) | 9.7% | 9.6% | |
| 3 | SPDR SER TR (SLYV) | 8.4% | 8.3% | |
| 4 | SPDR SER TR (SPYG) | 7.1% | 7.0% | |
| 5 | SPDR SER TR (SPAB) | 6.5% | 6.4% | |
| 6 | SPDR INDEX SHS FDS (SPDW) | 5.8% | 5.7% | |
| 7 | PIMCO ETF TR (BOND) | 5.3% | 5.2% | |
| 8 | SPDR SER TR (MDYV) | 3.6% | 3.6% | |
| 9 | SPDR INDEX SHS FDS (SPEM) | 3.6% | 3.5% | |
| 10 | SPDR SER TR (SPHY) | 2.9% | 2.9% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).