JANNEY MONTGOMERY SCOTT LLC
Q3 2021 Form 13-F
PHILADELPHIA, PENNSYLVANIA
CIK 0001329948
· CRD 463
· SEC-registered investment adviser
$23.4B Reported Value Total
JANNEY MONTGOMERY SCOTT LLC reports 171,451 total accounts under management (AUM). There are 120,789 discretionary accounts valued at $37,538,622,746, and 50,662 non-discretionary accounts valued at $24,490,874,970.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-06-30
Reported value
$23.4B
Quarter over quarter
-1.0%
Holdings
2,283
Top-10 concentration
18.4%
Filing Structure
Key People
Form ADV owners & control persons
Daneen Elizabeth Downey
DEPUTY GENERAL COUNSEL
Christopher Fusco
ROSFP
Caroline Kathryne Hall
CHIEF COMPLIANCE OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
Loading 13F Metrics
Q3 2021 13F record
Q3 2021 13F filing summary
| Period of report | September 30, 2021 |
|---|---|
| Filed | October 29, 2021 |
| Form | 13F-HR |
| Reported value | $23.4B |
| Positions | 2,283 |
| Change in reported value | +3.1% |
| New positions | 174 |
| Exited positions | 131 |
| Position turnover | 12.6% |
| Top-10 concentration | 18.4% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 5, 2026
|
3,103 | $51.6B |
|
Q1 2026 13F
Filed Apr 22, 2026
|
2,737 | $40.4B |
|
Q4 2025 13F
Filed Feb 11, 2026
|
2,908 | $43.6B |
|
Q3 2025 13F
Filed Oct 27, 2025
|
2,850 | $42.2B |
|
Q2 2025 13F
Filed Jul 17, 2025
|
2,697 | $38.3B |
|
Q1 2025 13F
Filed Apr 17, 2025
|
2,663 | $35.3B |
|
Q4 2024 13F
Filed Jan 17, 2025
|
2,678 | $36.1B |
|
Q3 2024 13F
Filed Oct 29, 2024
|
2,649 | $35.8B |
|
Q2 2024 13F
Filed Jul 25, 2024
|
2,598 | $32.8B |
|
Q1 2024 13F
Filed May 1, 2024
|
2,711 | $33.6B |
|
Q4 2023 13F
Filed Feb 8, 2024
|
2,619 | $30.8B |
|
Q3 2023 13F
Filed Nov 8, 2023
|
2,551 | $26.8B |
|
Q2 2023 13F
Filed Jul 26, 2023
|
2,625 | $28.7B |
|
Q1 2023 13F
Filed Apr 28, 2023
|
2,451 | $24.5B |
|
Q4 2022 13F
Filed Feb 1, 2023
|
2,556 | $25.7B |
|
Q3 2022 13F
Filed Oct 25, 2022
|
2,489 | $23.3B |
|
Q2 2022 13F
Filed Aug 3, 2022
|
2,309 | $22.1B |
|
Q1 2022 13F
Filed May 4, 2022
|
2,227 | $23.4B |
|
Q4 2021 13F
Filed Jan 27, 2022
|
2,360 | $25.8B |
|
Q3 2021 13F
Filed Oct 29, 2021
|
2,283 | $23.4B |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | XLK TECH SEL SECT SPDR ETF | $618.7M | 2.65% |
| 2 | IVV ISHS CORE SP 500 ETF | $580.4M | 2.48% |
| 3 | MSFT MICROSOFT CORP | $544.9M | 2.33% |
| 4 | VEU VNGRD FTSE ALL WORLD ETF | $439.5M | 1.88% |
| 5 | VCIT VNGRD INTRM CORP BD ETF | $433.7M | 1.85% |
| 6 | XLF FINL SEL SECT SPDR ETF | $352.9M | 1.51% |
| 7 | XLY CONS DSCR SEL SPDR ETF | $346.0M | 1.48% |
| 8 | XLV HLTHCR SEL SECT SPDR ETF | $339.6M | 1.45% |
| 9 | XLC SELECT COMMN SVC SEL ETF | $329.4M | 1.41% |
| 10 | ESGU ISHS ESG AWARE MSCI ETF | $321.9M | 1.38% |
| 11 | JPM JPMORGAN CHASE CO | $241.8M | 1.03% |
| 12 | SPSB SPDR SHORT TERM CORP ETF | $207.8M | 0.89% |
| 13 | GOOGL ALPHABET INC A | $198.3M | 0.85% |
| 14 | SPY SPDR SP 500 ETF | $197.6M | 0.84% |
| 15 | IUSB ISHS CORE TTL USD BD ETF | $195.1M | 0.83% |
| 16 | IWF ISHS RUSS 1000 GRW ETF | $194.7M | 0.83% |
| 17 | VPL VNGRD FTSE PACIFIC ETF | $185.9M | 0.8% |
| 18 | GOVT ISHS U S TREAS ETF | $180.8M | 0.77% |
| 19 | IJR ISHS CORE SP SMCP ETF | $174.2M | 0.75% |
| 20 | JNJ JOHNSON JOHNSON | $173.6M | 0.74% |
Values as reported on the Q3 2021 Form 13F. Every position is in the holdings table below.