HTLF Bank's Q3 2024 13F: 10 new positions, 22 exits
Form 13F-HR for the quarter ended Sep 30, 2024 · filed Oct 15, 2024 · 232 reported positions · accession 0002003343-24-000018
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | Heartland Financial USA Inc (HTLF) | 6.9% | 7.2% | +0.2 pts | −206K sh | −15% |
| Increased | VanEck ETFs/USA (ITM) | 5.5% | 6.5% | +1.0 pts | +218K sh | +21% |
| Increased | SSgA Funds Management Inc (SHM) | 2.7% | 3.3% | +0.6 pts | +136K sh | +27% |
| Reduced | iShares ETFs/USA (MBB) | 1.0% | 0.4% | −0.6 pts | −61,868 sh | −63% |
| Increased | SSGA FUNDS MANAGEMENT INC (SPIB) | 0.6% | 1.2% | +0.6 pts | +161K sh | +104% |
| Increased | SSgA Funds Management Inc (JNK) | 0.3% | 0.9% | +0.6 pts | +53,741 sh | +166% |
| Reduced | SSgA Funds Management Inc (SPTI) | 0.7% | 0.2% | −0.5 pts | −170K sh | −76% |
| New | BlackRock Fund Advisors (ICSH) | — | 0.4% | +0.4 pts | +80,661 sh | new |
| Increased | Vanguard ETF/USA (BND) | 1.4% | 1.8% | +0.3 pts | +42,163 sh | +24% |
| Reduced | Vanguard ETF/USA (VUG) | 7.7% | 7.3% | −0.5 pts | −7,421 sh | −4% |
| Reduced | INDEXIQ ETF TRUST/USA (QAI) | 2.4% | 2.1% | −0.3 pts | −86,751 sh | −13% |
| Reduced | JP Morgan Investment Management Inc (JEPI) | 2.2% | 1.9% | −0.3 pts | −41,886 sh | −12% |
| Reduced | ADAMS EXPRESS COMPANY (ADX) | 0.8% | 0.5% | −0.3 pts | −112K sh | −33% |
| Reduced | VANGUARD ETF/USA (VCSH) | 0.4% | 0.1% | −0.2 pts | −24,318 sh | −60% |
| Reduced | Vanguard ETF/USA (VTV) | 7.2% | 7.3% | +0.1 pts | −9,490 sh | −2% |
| Reduced | Accenture PLC (ACN) | 0.2% | 0.1% | −0.1 pts | −4,010 sh | −71% |
| Reduced | iShares ETFs/USA (IGF) | 0.8% | 0.7% | −0.1 pts | −24,534 sh | −17% |
| Reduced | MICROSOFT CORP (MSFT) | 2.7% | 2.3% | −0.3 pts | −2,598 sh | −5% |
| Reduced | Sprott Asset Management CEFs (PSLV) | 0.1% | 0.0% | −0.1 pts | −98,566 sh | −88% |
| Reduced | ALPHABET INC (GOOGL) | 1.7% | 1.4% | −0.3 pts | −4,907 sh | −6% |
| Reduced | Exxon Mobil Corp (XOM) | 0.4% | 0.3% | −0.1 pts | −6,333 sh | −22% |
| Reduced | NVIDIA Corp (NVDA) | 0.2% | 0.1% | −0.1 pts | −6,087 sh | −41% |
| Reduced | Rafferty Asset Management LLC (JNUG) | 0.1% | 0.0% | −0.1 pts | −15,205 sh | −78% |
| Reduced | NexGen Energy Ltd (NXE) | 0.1% | 0.0% | −0.1 pts | −108K sh | −66% |
| Reduced | Apple Inc (AAPL) | 2.6% | 2.7% | +0.1 pts | −2,860 sh | −3% |
| Reduced | Sprott Asset Management LP (URNJ) | 0.1% | 0.1% | −0.1 pts | −28,449 sh | −55% |
| Reduced | Denison Mines Corp (DNN) | 0.1% | 0.0% | −0.1 pts | −336K sh | −64% |
| Reduced | ISHARES TRUST (SHY) | 0.8% | 0.7% | −0.1 pts | −7,166 sh | −8% |
| Reduced | Amplify Investments LLC (SILJ) | 0.1% | 0.0% | −0.1 pts | −45,777 sh | −68% |
| Reduced | Encore Energy Corp (EU) | 0.1% | 0.1% | −0.1 pts | −139K sh | −52% |
| Increased | iShares ETFs/USA (EMB) | 0.3% | 0.4% | +0.1 pts | +5,826 sh | +18% |
| Exited | Invesco Capital Management LLC (QQQ) | 0.1% | — | −0.1 pts | −1,061 sh | −100% |
| Increased | STATE STREET ETF/USA (HYMB) | 0.5% | 0.6% | 0.0 pts | +20,126 sh | +11% |
| Reduced | JPMorgan Chase & Co (JPM) | 1.2% | 1.2% | −0.1 pts | −2,495 sh | −5% |
| Reduced | Berkshire Hathaway Inc (BRK-B) | 0.5% | 0.5% | 0.0 pts | −1,116 sh | −9% |
| Reduced | Broadcom Inc (AVGO) | 1.4% | 1.4% | 0.0 pts | −2,732 sh | −4% |
| Increased | VANGUARD ETF/USA (VWO) | 1.5% | 1.7% | +0.1 pts | +9,654 sh | +3% |
| Exited | B2Gold Corp (BTG) | 0.0% | — | 0.0 pts | −146K sh | −100% |
| Exited | Charles Schwab Investment Management Inc (SCHG) | 0.0% | — | 0.0 pts | −3,809 sh | −100% |
| Reduced | Amazon.com Inc (AMZN) | 1.1% | 1.0% | −0.1 pts | −2,121 sh | −4% |
| Reduced | Amgen Inc (AMGN) | 1.0% | 1.0% | −0.1 pts | −1,190 sh | −4% |
| Reduced | ORACLE CORP (ORCL) | 1.0% | 1.1% | +0.1 pts | −2,053 sh | −3% |
| Exited | MAG Silver Corp (MAG) | 0.0% | — | 0.0 pts | −28,000 sh | −100% |
| Reduced | RTX Corp (RTX) | 0.9% | 1.0% | +0.1 pts | −2,815 sh | −4% |
| Exited | TSMC (TSM) | 0.0% | — | 0.0 pts | −1,856 sh | −100% |
| Reduced | Franklin LibertyShares ETFs/US (INCE) | 1.7% | 1.8% | 0.0 pts | −5,569 sh | −2% |
| Reduced | ISHARES (IVV) | 0.6% | 0.6% | 0.0 pts | −545 sh | −5% |
| Reduced | Uranium Energy Corp (UEC) | 0.0% | 0.0% | 0.0 pts | −48,080 sh | −76% |
| Exited | Amphenol Corp (APH) | 0.0% | — | 0.0 pts | −4,182 sh | −100% |
| Exited | Sprott ETF Trust (URNM) | 0.0% | — | 0.0 pts | −5,653 sh | −100% |
The 50 largest of 213 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 46.9% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | Vanguard ETF/USA (VTV) | 7.2% | 7.3% | |
| 2 | Vanguard ETF/USA (VUG) | 7.7% | 7.3% | |
| 3 | Heartland Financial USA Inc (HTLF) | 6.9% | 7.2% | |
| 4 | VanEck ETFs/USA (ITM) | 5.5% | 6.5% | |
| 5 | ISHARES (EFV) | 3.9% | 4.1% | |
| 6 | BlackRock Fund Advisors (EFG) | 4.0% | 4.1% | |
| 7 | SSgA Funds Management Inc (SHM) | 2.7% | 3.3% | |
| 8 | Apple Inc (AAPL) | 2.6% | 2.7% | |
| 9 | MICROSOFT CORP (MSFT) | 2.7% | 2.3% | |
| 10 | INDEXIQ ETF TRUST/USA (QAI) | 2.4% | 2.1% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).