HSBC HOLDINGS PLC's Q3 2023 13F: 254 new positions, 194 exits
Form 13F-HR for the quarter ended Sep 30, 2023 · filed Nov 13, 2023 · 2156 reported positions · accession 0000873630-23-000004
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | PDD HOLDINGS INC (PDD) | 0.3% | 0.2% | −0.1 pts | −2.6M sh | −58% |
| Reduced | NVIDIA CORPORATION (NVDA) | 2.9% | 2.9% | 0.0 pts | −399K sh | −6% |
| Reduced | ARAMARK (ARMK) | 0.3% | 0.0% | −0.3 pts | −6.13M sh | −94% |
| Increased | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 0.8% | 1.0% | +0.2 pts | +447K sh | +20% |
| Reduced | NETFLIX INC (NFLX) | 0.6% | 0.4% | −0.2 pts | −411K sh | −31% |
| Increased | COGNIZANT TECHNOLOGY SOLUTIO (CTSH) | 0.4% | 0.6% | +0.2 pts | +2.12M sh | +34% |
| Reduced | PEPSICO INC (PEP) | 0.9% | 0.7% | −0.2 pts | −816K sh | −19% |
| Increased | UNITEDHEALTH GROUP INC (UNH) | 1.1% | 1.4% | +0.2 pts | +247K sh | +11% |
| Increased | APPLE INC (AAPL) | 5.8% | 5.5% | −0.4 pts | +727K sh | +3% |
| Increased | JACKSON FINANCIAL INC (JXN) | 0.0% | 0.1% | +0.1 pts | +3.23M sh | +45700% |
| Reduced | META PLATFORMS INC (META) | 1.5% | 1.4% | 0.0 pts | −378K sh | −8% |
| Increased | SPDR S&P 500 ETF TR (SPY) | 0.3% | 0.4% | +0.1 pts | +253K sh | +47% |
| Reduced | TESLA INC (TSLA) | 1.6% | 1.5% | −0.1 pts | −418K sh | −7% |
| Increased | LINCOLN NATL CORP IND (LNC) | 0.0% | 0.1% | +0.1 pts | +4.09M sh | +2108% |
| Increased | CITIGROUP INC (C) | 0.3% | 0.3% | +0.1 pts | +2.4M sh | +46% |
| Increased | ARCH CAP GROUP LTD (ACGL) | 0.0% | 0.1% | +0.1 pts | +1.22M sh | +598% |
| Reduced | AMGEN INC (AMGN) | 0.4% | 0.4% | 0.0 pts | −357K sh | −22% |
| Exited | ARBOR REALTY TRUST INC (ABR) | 0.1% | — | −0.1 pts | −6.7M sh | −100% |
| Reduced | HONEYWELL INTL INC (HON) | 0.4% | 0.3% | −0.1 pts | −514K sh | −26% |
| Reduced | ISHARES TR (TLT) | 0.1% | 0.0% | −0.1 pts | −1.07M sh | −96% |
| Increased | VISA INC (V) | 1.1% | 1.2% | +0.1 pts | +400K sh | +10% |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | 0.7% | 0.7% | 0.0 pts | −1.05M sh | −13% |
| Reduced | SPDR GOLD TR (GLD) | 0.1% | 0.0% | −0.1 pts | −499K sh | −85% |
| New | KENVUE INC (KVUE) | — | 0.1% | +0.1 pts | +4.16M sh | new |
| Reduced | ALPHABET INC (GOOGL) | 1.8% | 1.9% | +0.1 pts | −636K sh | −5% |
| Reduced | INTERNATIONAL BUSINESS MACHS (IBM) | 0.3% | 0.3% | −0.1 pts | −590K sh | −25% |
| Increased | ISHARES INC (EWY) | 0.1% | 0.2% | +0.1 pts | +1.35M sh | +132% |
| Reduced | MERCK & CO INC (MRK) | 0.9% | 0.7% | −0.1 pts | −732K sh | −10% |
| Reduced | ALPHABET INC (GOOG) | 1.6% | 1.7% | +0.1 pts | −563K sh | −5% |
| Reduced | INTEL CORP (INTC) | 0.5% | 0.4% | 0.0 pts | −2.05M sh | −15% |
| Increased | ELI LILLY & CO (LLY) | 0.7% | 0.9% | +0.2 pts | +131K sh | +9% |
| Reduced | FULTON FINL CORP PA (FULT) | 0.1% | 0.0% | −0.1 pts | −5.76M sh | −75% |
| Increased | GENERAL MTRS CO (GM) | 0.1% | 0.2% | +0.1 pts | +2.1M sh | +59% |
| New |
CRH PLC (CRH)
new — newly listed security (e.g. spin-off)
|
— | 0.1% | +0.1 pts | +1.24M sh | new |
| Increased | BANK AMERICA CORP (BAC) | 0.6% | 0.7% | +0.1 pts | +2.45M sh | +12% |
| Increased | JPMORGAN CHASE & CO (JPM) | 1.0% | 1.1% | +0.1 pts | +445K sh | +7% |
| Increased | XCEL ENERGY INC (XEL) | 0.0% | 0.1% | +0.1 pts | +1.11M sh | +216% |
| Reduced | METLIFE INC (MET) | 0.1% | 0.1% | 0.0 pts | −982K sh | −41% |
| Increased | AVIS BUDGET GROUP (CAR) | 0.0% | 0.1% | +0.1 pts | +341K sh | +1573% |
| Reduced | ACTIVISION BLIZZARD INC (ATVI) | 0.2% | 0.1% | 0.0 pts | −628K sh | −31% |
| Increased | STELLANTIS N.V (STLA) | 0.1% | 0.2% | +0.1 pts | +3.06M sh | +55% |
| Reduced | ADVANCED MICRO DEVICES INC (AMD) | 0.4% | 0.3% | −0.1 pts | −563K sh | −17% |
| Increased | HP INC (HPQ) | 0.1% | 0.1% | +0.1 pts | +2.23M sh | +105% |
| Reduced | MARATHON PETE CORP (MPC) | 0.1% | 0.1% | 0.0 pts | −378K sh | −37% |
| Reduced | NOVO-NORDISK A S (NVO) | 0.1% | 0.0% | −0.1 pts | −616K sh | −91% |
| Increased | T-MOBILE US INC (TMUS) | 0.2% | 0.3% | +0.1 pts | +399K sh | +29% |
| Increased | ICICI BANK LIMITED (IBN) | 0.1% | 0.1% | +0.1 pts | +2.31M sh | +69% |
| Reduced | BROADCOM INC (AVGO) | 0.8% | 0.8% | −0.1 pts | −64,364 sh | −7% |
| Increased | ISHARES TR (IEF) | 0.1% | 0.1% | +0.1 pts | +578K sh | +67% |
| Reduced | QIAGEN NV (QGEN) | 0.1% | 0.0% | −0.1 pts | −1.3M sh | −68% |
The 50 largest of 2,252 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- LIBERTY MEDIA CORP DEL (LSXMA): 531229409 → 531229813, 12,473 → 14,318 shares (share count changed with the identifier; not shown as a trade)
- LIBERTY MEDIA CORP DEL (LSXMK): 531229607 → 531229789, 57,158 → 179K shares (share count changed with the identifier; not shown as a trade)
- LIBERTY MEDIA CORP DEL (FWONK): 531229854 → 531229755, 33,620 → 56,413 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 26.6% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | MICROSOFT CORP (MSFT) | 6.6% | 6.4% | |
| 2 | APPLE INC (AAPL) | 5.8% | 5.5% | |
| 3 | NVIDIA CORPORATION (NVDA) | 2.9% | 2.9% | |
| 4 | AMAZON COM INC (AMZN) | 2.6% | 2.6% | |
| 5 | ALPHABET INC (GOOGL) | 1.8% | 1.9% | |
| 6 | ALPHABET INC (GOOG) | 1.6% | 1.7% | |
| 7 | TESLA INC (TSLA) | 1.6% | 1.5% | |
| 8 | META PLATFORMS INC (META) | 1.5% | 1.4% | |
| 9 | UNITEDHEALTH GROUP INC (UNH) | 1.1% | 1.4% | |
| 10 | JOHNSON & JOHNSON (JNJ) | 1.3% | 1.3% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Increased | SPDR S&P 500 ETF TR (SPY) | Put | 412K | 1.36M | $583M |
| Reduced | NETFLIX INC (NFLX) | Put | 315K | 56,800 | $21.3M |
| Reduced | APPLE INC (AAPL) | Call | 848K | 360K | $61.7M |
| Increased | MICROSOFT CORP (MSFT) | Put | 183K | 513K | $162M |
| Reduced | ALPHABET INC (GOOGL) | Call | 805K | 21,600 | $2.84M |
| Reduced | MICROSOFT CORP (MSFT) | Call | 928K | 727K | $228M |
| Increased | ALIBABA GROUP HLDG LTD (BABA) | Put | 668K | 1.5M | $130M |
| Increased | PDD HOLDINGS INC (PDD) | Put | 4,700 | 544K | $53.3M |
| New | SPDR S&P 500 ETF TR (SPY) | Call | 0 | 122K | $52.2M |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | Call | 177K | 648K | $67M |
| Increased | ISHARES TR (EEM) | Call | 958K | 2.23M | $84.6M |
| New | MORGAN STANLEY (MS) | Put | 0 | 546K | $44.4M |
| Increased | TESLA INC (TSLA) | Call | 840K | 1.03M | $255M |
| Reduced | ALPHABET INC (GOOG) | Call | 1.42M | 1M | $133M |
| New | SPDR DOW JONES INDL AVERAGE (DIA) | Call | 0 | 100K | $33.5M |
| Increased | BANK AMERICA CORP (BAC) | Call | 191K | 1.39M | $38.2M |
| New | SEA LTD (SE) | Put | 0 | 672K | $29.6M |
| Reduced | TARGET CORP (TGT) | Call | 234K | 35,600 | $3.93M |
| New | INVESCO QQQ TR (QQQ) | Call | 0 | 70,000 | $25.1M |
| New | SELECT SECTOR SPDR TR (XLE) | Put | 0 | 270K | $24.5M |
| Increased | CELSIUS HLDGS INC (CELH) | Put | 47,100 | 180K | $30.9M |
| Reduced | INVESCO QQQ TR (QQQ) | Put | 266K | 215K | $77.1M |
| Reduced | BLOCK INC (XYZ) | Call | 438K | 223K | $9.98M |
| Exited | VISA INC (V) | Put | 76,300 | 0 | $0 |
| Increased | DISNEY WALT CO (DIS) | Call | 236K | 482K | $38.7M |