HSBC HOLDINGS PLC's Q4 2021 13F: 421 new positions, 171 exits
Form 13F-HR for the quarter ended Dec 31, 2021 · filed Feb 11, 2022 · 2719 reported positions · accession 0000873630-22-000001
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | APPLE INC (AAPL) | 5.8% | 4.3% | −1.5 pts | −13.03M sh | −36% |
| Reduced | AMAZON COM INC (AMZN) | 3.9% | 2.7% | −1.2 pts | −280K sh | −27% |
| Increased | ALPHABET INC (GOOGL) | 1.4% | 1.9% | +0.6 pts | +177K sh | +40% |
| Increased | SPDR S&P 500 ETF TR (SPY) | 9.0% | 9.8% | +0.8 pts | +1.03M sh | +6% |
| Increased | ZOOM VIDEO COMMUNICATIONS IN (ZM) | 0.0% | 0.5% | +0.5 pts | +2.37M sh | +1835% |
| Reduced | ISHARES TR (IVV) | 0.5% | 0.0% | −0.4 pts | −859K sh | −91% |
| Reduced | MICRON TECHNOLOGY INC (MU) | 0.5% | 0.2% | −0.3 pts | −3.99M sh | −72% |
| Reduced | MICROSOFT CORP (MSFT) | 4.3% | 4.4% | +0.1 pts | −1.09M sh | −8% |
| Reduced | ISHARES TR (ACWI) | 0.3% | 0.0% | −0.3 pts | −2.8M sh | −95% |
| Reduced | WELLS FARGO CO NEW (WFC) | 0.6% | 0.3% | −0.3 pts | −5.46M sh | −51% |
| Increased | VIACOMCBS INC (PARA) | 0.0% | 0.3% | +0.3 pts | +8.28M sh | +1558% |
| Reduced | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 1.0% | 0.8% | −0.2 pts | −705K sh | −22% |
| Reduced | INTEL CORP (INTC) | 0.7% | 0.4% | −0.3 pts | −4.04M sh | −35% |
| New | DANAHER CORPORATION (DHRPRA) | — | 0.2% | +0.2 pts | +87,500 sh | new |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | 2.9% | 2.0% | −0.9 pts | −1.61M sh | −9% |
| Increased | SEA LTD (SE) | 0.4% | 0.4% | +0.1 pts | +821K sh | +81% |
| Reduced | CITIGROUP INC (C) | 0.5% | 0.2% | −0.3 pts | −2.91M sh | −45% |
| Increased | ACTIVISION BLIZZARD INC (ATVI) | 0.1% | 0.3% | +0.2 pts | +2.52M sh | +216% |
| Reduced | LINDE PLC (LIN) | 0.7% | 0.6% | −0.1 pts | −475K sh | −23% |
| Increased | LOCKHEED MARTIN CORP (LMT) | 0.0% | 0.2% | +0.2 pts | +426K sh | +365% |
| Increased | ASTRAZENECA PLC (AZN) | 0.4% | 0.5% | +0.1 pts | +2.56M sh | +43% |
| Increased | TESLA INC (TSLA) | 2.0% | 2.6% | +0.7 pts | +140K sh | +6% |
| Increased | NOVAVAX INC (NVAX) | 0.0% | 0.2% | +0.2 pts | +983K sh | +3668% |
| Reduced | META PLATFORMS INC (META) | 1.4% | 1.1% | −0.2 pts | −379K sh | −11% |
| Increased | PAYPAL HLDGS INC (PYPL) | 0.7% | 0.6% | −0.1 pts | +652K sh | +29% |
| Reduced | FEDEX CORP (FDX) | 0.2% | 0.1% | −0.1 pts | −473K sh | −58% |
| Increased | BP PLC (BP) | 0.0% | 0.1% | +0.1 pts | +4.01M sh | +4168% |
| Reduced | ANALOG DEVICES INC (ADI) | 0.2% | 0.1% | −0.1 pts | −594K sh | −58% |
| Increased | UBER TECHNOLOGIES INC (UBER) | 0.0% | 0.1% | +0.1 pts | +2.42M sh | +499% |
| Increased | ISHARES TR (EEM) | 0.1% | 0.2% | +0.1 pts | +1.88M sh | +181% |
| Increased | CHIPOTLE MEXICAN GRILL INC (CMG) | 0.1% | 0.2% | +0.1 pts | +51,603 sh | +95% |
| Increased | VOYA FINANCIAL INC (VOYA) | 0.0% | 0.1% | +0.1 pts | +1.34M sh | +1130% |
| Reduced | MCDONALDS CORP (MCD) | 0.3% | 0.2% | −0.1 pts | −326K sh | −28% |
| Increased | TWILIO INC (TWLO) | 0.1% | 0.1% | +0.1 pts | +325K sh | +158% |
| New | AVANTOR INC (AVTRPRA) | — | 0.1% | +0.1 pts | +650K sh | new |
| Increased | INTERNATIONAL BUSINESS MACHS (IBM) | 0.2% | 0.3% | +0.1 pts | +629K sh | +46% |
| Increased | NIO INC (NIO) | 0.1% | 0.2% | +0.1 pts | +2.6M sh | +125% |
| New | CLARIVATE PLC (CLVT) | — | 0.1% | +0.1 pts | +900K sh | new |
| Increased | UPSTART HLDGS INC (UPST) | 0.0% | 0.1% | +0.1 pts | +517K sh | +1520% |
| New | II-VI INC (IIVIP) | — | 0.1% | +0.1 pts | +280K sh | new |
| Increased | PROCTER AND GAMBLE CO (PG) | 0.9% | 1.1% | +0.2 pts | +468K sh | +8% |
| Reduced | NETEASE INC (NTES) | 0.1% | 0.0% | −0.1 pts | −734K sh | −87% |
| Reduced | BAIDU INC (BIDU) | 0.2% | 0.1% | −0.1 pts | −503K sh | −43% |
| Reduced | EXXON MOBIL CORP (XOM) | 0.4% | 0.3% | −0.1 pts | −1.2M sh | −19% |
| Increased | AFFIRM HLDGS INC (AFRM) | 0.0% | 0.1% | +0.1 pts | +725K sh | +5347% |
| Increased | PINTEREST INC (PINS) | 0.0% | 0.1% | +0.1 pts | +1.96M sh | +792% |
| New | CIVITAS RESOURCES INC (CIVI) | — | 0.1% | +0.1 pts | +1.47M sh | new |
| New | ISHARES TR (REET) | — | 0.1% | +0.1 pts | +2.29M sh | new |
| New | PG&E CORP (PCGU) | — | 0.1% | +0.1 pts | +600K sh | new |
| Reduced | JD.COM INC (JD) | 0.2% | 0.1% | −0.1 pts | −985K sh | −54% |
The 50 largest of 2,737 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- XERIS BIOPHARMA HOLDINGS INC (XERS): 98422L107 → 98422E103, 15,219 → 14,392 shares (share count changed with the identifier; not shown as a trade)
- FIRSTCASH HOLDINGS INC (FCFS): 33767D105 → 33768G107, 3,301 → 5,332 shares (share count changed with the identifier; not shown as a trade)
- CADENCE BANK (CADE): 12739A100 → 12740C103, 16,201 → 368K shares (share count changed with the identifier; not shown as a trade)
- TRINSEO PLC (TSE): L9340P101 → G9059U107, 8,422 → 6,237 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 32.0% of the equity book
Changes in the top 10 this quarter: NVDA entered · META left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR (SPY) | 9.0% | 9.8% | |
| 2 | MICROSOFT CORP (MSFT) | 4.3% | 4.4% | |
| 3 | APPLE INC (AAPL) | 5.8% | 4.3% | |
| 4 | AMAZON COM INC (AMZN) | 3.9% | 2.7% | |
| 5 | TESLA INC (TSLA) | 2.0% | 2.6% | |
| 6 | ALIBABA GROUP HLDG LTD (BABA) | 2.9% | 2.0% | |
| 7 | ALPHABET INC (GOOGL) | 1.4% | 1.9% | |
| 8 | ALPHABET INC (GOOG) | 1.5% | 1.5% | |
| 9 | NVIDIA CORPORATION (NVDA) | 1.1% | 1.5% | Entered the top 10 |
| 10 | THERMO FISHER SCIENTIFIC INC (TMO) | 1.3% | 1.4% | |
| — | META PLATFORMS INC (META) | 1.4% | 1.1% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | APPLE INC (AAPL) | Put | 10.45M | 600K | $106M |
| Increased | TESLA INC (TSLA) | Put | 1.06M | 1.61M | $1.72B |
| New | ALPHABET INC (GOOGL) | Put | 0 | 270K | $786M |
| Reduced | AMAZON COM INC (AMZN) | Put | 269K | 86,000 | $288M |
| Increased | ZOOM VIDEO COMMUNICATIONS IN (ZM) | Put | 150K | 2.6M | $483M |
| New | VIACOMCBS INC (PARA) | Put | 0 | 10M | $306M |
| Exited | MICRON TECHNOLOGY INC (MU) | Put | 3.5M | 0 | $0 |
| New | PAYPAL HLDGS INC (PYPL) | Put | 0 | 1.3M | $246M |
| Reduced | INTEL CORP (INTC) | Put | 4.17M | 206K | $10.6M |
| Exited | CITIGROUP INC (C) | Put | 3M | 0 | $0 |
| Increased | ACTIVISION BLIZZARD INC (ATVI) | Put | 63,100 | 3M | $201M |
| Exited | WELLS FARGO CO NEW (WFC) | Put | 4M | 0 | $0 |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | Put | 1.92M | 831K | $99.5M |
| Increased | QUALCOMM INC (QCOM) | Put | 1.81M | 2.26M | $415M |
| Increased | LOCKHEED MARTIN CORP (LMT) | Put | 4,900 | 500K | $177M |
| New | NOVAVAX INC (NVAX) | Put | 0 | 1M | $147M |
| Increased | JOHNSON & JOHNSON (JNJ) | Put | 105K | 834K | $143M |
| Increased | MICROSOFT CORP (MSFT) | Call | 271K | 582K | $196M |
| Increased | TESLA INC (TSLA) | Call | 237K | 286K | $303M |
| Increased | TWILIO INC (TWLO) | Put | 77,900 | 538K | $143M |
| Increased | CHIPOTLE MEXICAN GRILL INC (CMG) | Put | 18,000 | 83,500 | $147M |
| Increased | APPLE INC (AAPL) | Call | 58,800 | 619K | $110M |
| New | LAM RESEARCH CORP (LRCX) | Put | 0 | 140K | $101M |
| Reduced | FEDEX CORP (FDX) | Put | 457K | 6,000 | $1.55M |
| New | INTERNATIONAL BUSINESS MACHS (IBM) | Put | 0 | 700K | $94.1M |