HOEY INVESTMENTS INC's Q4 2023 13F: 30 new positions, 32 exits
Form 13F-HR for the quarter ended Dec 31, 2023 · filed Feb 13, 2024 · 342 reported positions · accession 0001799544-24-000001
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | META PLATFORMS INC (META) | 2.8% | 6.5% | +3.6 pts | +36,244 sh | +128% |
| Increased | NVIDIA CORPORATION (NVDA) | 15.4% | 17.1% | +1.7 pts | +16,029 sh | +15% |
| Increased | AMAZON COM INC (AMZN) | 19.3% | 21.6% | +2.3 pts | +47,079 sh | +10% |
| Reduced | CONOCOPHILLIPS (COP) | 1.2% | 0.0% | −1.2 pts | −30,509 sh | −100% |
| Exited | ALPHABET INC (GOOGL) | 0.8% | — | −0.8 pts | −19,080 sh | −100% |
| Reduced | BANK AMERICA CORP (BAC) | 2.3% | 1.6% | −0.7 pts | −85,258 sh | −34% |
| Reduced | GOLDMAN SACHS GROUP INC (GS) | 0.8% | 0.0% | −0.8 pts | −7,293 sh | −99% |
| Increased | AMGEN INC (AMGN) | 0.1% | 0.7% | +0.7 pts | +8,160 sh | +897% |
| Exited | ISHARES TR (IBB) | 0.6% | — | −0.6 pts | −15,746 sh | −100% |
| Exited | VISA INC (V) | 0.6% | — | −0.6 pts | −8,086 sh | −100% |
| Reduced | APPLE INC (AAPL) | 13.7% | 12.4% | −1.3 pts | −11,376 sh | −5% |
| Exited | LAM RESEARCH CORP (LRCX) | 0.6% | — | −0.6 pts | −2,863 sh | −100% |
| Reduced | CATERPILLAR INC (CAT) | 0.6% | 0.1% | −0.6 pts | −6,196 sh | −89% |
| Increased | PALO ALTO NETWORKS INC (PANW) | 1.4% | 1.8% | +0.5 pts | +4,571 sh | +26% |
| New | VANGUARD INDEX FDS (VOO) | — | 0.4% | +0.4 pts | +3,037 sh | new |
| Increased | HCA HEALTHCARE INC (HCA) | 0.1% | 0.4% | +0.3 pts | +4,155 sh | +465% |
| Reduced | OCCIDENTAL PETE CORP (OXY) | 0.4% | 0.0% | −0.4 pts | −17,265 sh | −96% |
| Reduced | DEERE & CO (DE) | 0.3% | 0.0% | −0.3 pts | −2,198 sh | −84% |
| Reduced | GRANITESHARES ETF TR (NVDL) | 0.4% | 0.1% | −0.3 pts | −9,484 sh | −72% |
| Increased | MICROSOFT CORP (MSFT) | 14.0% | 14.3% | +0.3 pts | +2,229 sh | +2% |
| Reduced | PAYPAL HLDGS INC (PYPL) | 0.3% | 0.0% | −0.3 pts | −13,108 sh | −100% |
| Reduced | MORGAN STANLEY (MS) | 0.8% | 0.5% | −0.2 pts | −8,072 sh | −28% |
| Increased | BROADCOM INC (AVGO) | 0.4% | 0.6% | +0.3 pts | +637 sh | +47% |
| Increased | HUMANA INC (HUM) | 0.1% | 0.2% | +0.2 pts | +1,523 sh | +398% |
| Exited | DOVER CORP (DOV) | 0.2% | — | −0.2 pts | −4,113 sh | −100% |
| New | VANGUARD SPECIALIZED FUNDS (VIG) | — | 0.2% | +0.2 pts | +3,896 sh | new |
| Increased | GENERAL ELECTRIC CO (GE) | 0.8% | 1.0% | +0.2 pts | +5,144 sh | +23% |
| Exited | ORACLE CORP (ORCL) | 0.2% | — | −0.2 pts | −5,043 sh | −100% |
| Reduced | DIREXION SHS ETF TR (SOXL) | 0.7% | 0.8% | +0.1 pts | −19,000 sh | −18% |
| Increased | BOEING CO (BA) | 0.1% | 0.3% | +0.2 pts | +2,063 sh | +128% |
| Reduced | SNOWFLAKE INC (SNOW) | 0.4% | 0.3% | −0.1 pts | −2,500 sh | −30% |
| Increased | JPMORGAN CHASE & CO (JPM) | 0.9% | 1.0% | +0.1 pts | +2,752 sh | +15% |
| Increased | VANGUARD INDEX FDS (VTV) | 0.0% | 0.1% | +0.1 pts | +2,543 sh | +1551% |
| Increased | ARM HOLDINGS PLC (ARM) | 0.0% | 0.1% | +0.1 pts | +4,616 sh | +923% |
| Reduced | BLACKROCK ENHANCED EQUITY DI (BDJ) | 0.3% | 0.2% | −0.1 pts | −44,236 sh | −34% |
| Reduced | JOHNSON & JOHNSON (JNJ) | 1.2% | 0.9% | −0.3 pts | −2,149 sh | −9% |
| Reduced | TESLA INC (TSLA) | 0.6% | 0.4% | −0.2 pts | −1,188 sh | −16% |
| Increased | UBER TECHNOLOGIES INC (UBER) | 1.0% | 1.2% | +0.2 pts | +3,740 sh | +6% |
| Exited | ON SEMICONDUCTOR CORP (ON) | 0.1% | — | −0.1 pts | −1,938 sh | −100% |
| Exited | WARNER BROS DISCOVERY INC (WBD) | 0.1% | — | −0.1 pts | −15,693 sh | −100% |
| Reduced | BLACKROCK ENHANCED INTL DIV (BGY) | 0.1% | 0.1% | −0.1 pts | −36,868 sh | −42% |
| Exited | MODERNA INC (MRNA) | 0.0% | — | 0.0 pts | −1,363 sh | −100% |
| Increased | GENERAL MTRS CO (GM) | 0.2% | 0.2% | 0.0 pts | +4,471 sh | +29% |
| New | CVS HEALTH CORP (CVS) | — | 0.0% | 0.0 pts | +2,000 sh | new |
| Increased | SERVICENOW INC (NOW) | 0.5% | 0.5% | +0.1 pts | +219 sh | +9% |
| New | ELECTRONIC ARTS INC (EA) | — | 0.0% | 0.0 pts | +1,105 sh | new |
| Reduced | MERCK & CO INC (MRK) | 0.6% | 0.5% | −0.1 pts | −1,355 sh | −8% |
| Reduced | SCHWAB STRATEGIC TR (SCHV) | 0.3% | 0.2% | −0.1 pts | −2,074 sh | −16% |
| Reduced | BLACKROCK INC (BLK) | 0.1% | 0.1% | 0.0 pts | −173 sh | −39% |
| Reduced | WELLS FARGO CO NEW (WFC) | 1.6% | 1.6% | 0.0 pts | −2,845 sh | −2% |
The 50 largest of 186 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- DIREXION SHS ETF TR (LABU): 25490K323 → 25460G120, 3,800 → 190 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 79.6% of the equity book
Changes in the top 10 this quarter: UBER entered · COP left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | AMAZON COM INC (AMZN) | 19.3% | 21.6% | |
| 2 | NVIDIA CORPORATION (NVDA) | 15.4% | 17.1% | |
| 3 | MICROSOFT CORP (MSFT) | 14.0% | 14.3% | |
| 4 | APPLE INC (AAPL) | 13.7% | 12.4% | |
| 5 | META PLATFORMS INC (META) | 2.8% | 6.5% | |
| 6 | PALO ALTO NETWORKS INC (PANW) | 1.4% | 1.8% | |
| 7 | WELLS FARGO CO NEW (WFC) | 1.6% | 1.6% | |
| 8 | BANK AMERICA CORP (BAC) | 2.3% | 1.6% | |
| 9 | ADVANCED MICRO DEVICES INC (AMD) | 1.2% | 1.5% | |
| 10 | UBER TECHNOLOGIES INC (UBER) | 1.0% | 1.2% | Entered the top 10 |
| — | CONOCOPHILLIPS (COP) | 1.2% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Increased | AMAZON COM INC (AMZN) | Call | 14,500 | 17,100 | $2.6M |
| Increased | NVIDIA CORPORATION (NVDA) | Call | 2,500 | 3,400 | $1.68M |
| Exited | SNOWFLAKE INC (SNOW) | Call | 800 | 0 | $0 |
| Exited | UBER TECHNOLOGIES INC (UBER) | Call | 2,000 | 0 | $0 |
| Exited | META PLATFORMS INC (META) | Call | 300 | 0 | $0 |
| New | JPMORGAN CHASE & CO (JPM) | Call | 0 | 500 | $85.1K |
| New | ARM HOLDINGS PLC (ARM) | Call | 0 | 1,000 | $75.1K |
| Exited | MARVELL TECHNOLOGY INC (MRVL) | Call | 200 | 0 | $0 |