HighPoint Advisor Group LLC's Q3 2024 13F: 116 new positions, 41 exits

Form 13F-HR for the quarter ended Sep 30, 2024 · filed Nov 4, 2024 · 697 reported positions · accession 0001616034-24-000009

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Reduced BROADCOM INC (AVGO) 0.6% 0.9% +0.3 pts −655K sh −88%
Reduced WALMART INC (WMT) 1.7% 0.8% −0.9 pts −242K sh −58%
Reduced APPLE INC (AAPL) 12.4% 12.6% +0.2 pts −24,622 sh −3%
Reduced ALPHABET INC CL C (GOOG) 1.8% 1.4% −0.4 pts −28,139 sh −16%
Reduced AMAZON.COM INC (AMZN) 3.6% 3.4% −0.2 pts −19,992 sh −6%
New AMERICAN HEALTHCARE REIT INC (AHTR) — 0.2% +0.2 pts +142K sh new
Reduced JPMORGAN CHASE & CO (JPM) 2.8% 2.4% −0.3 pts −15,574 sh −7%
Reduced GOLDMAN SACHS GROUP INC (GS) 0.4% 0.2% −0.2 pts −6,582 sh −53%
Reduced RTX CORP (RTX) 0.7% 0.5% −0.2 pts −23,260 sh −24%
Increased TRANE TECHNOLOGIES PLC (TT) 0.0% 0.2% +0.2 pts +6,975 sh +289%
Reduced NVIDIA CORP (NVDA) 5.0% 5.6% +0.6 pts −20,657 sh −3%
Increased HOWMET AEROSPACE INC (HWM) 0.0% 0.2% +0.1 pts +24,952 sh +525%
Reduced MICRON TECHNOLOGY INC (MU) 0.3% 0.1% −0.1 pts −23,641 sh −52%
Reduced HONEYWELL INTL INC (HON) 0.4% 0.3% −0.1 pts −11,106 sh −33%
Reduced UBER TECHNOLOGIES INC (UBER) 0.2% 0.1% −0.1 pts −28,061 sh −53%
Reduced BANK OF AMERICA CORP (BAC) 0.5% 0.4% −0.2 pts −51,861 sh −25%
Reduced DUPONT DE NEMOURS INC (DD) 0.3% 0.2% −0.1 pts −21,981 sh −35%
Reduced ABBOTT LABORATORIES (ABT) 1.1% 1.1% 0.0 pts −17,176 sh −10%
Reduced JOHNSON & JOHNSON (JNJ) 0.9% 0.8% −0.1 pts −11,042 sh −11%
Reduced TESLA INC (TSLA) 1.4% 1.5% +0.1 pts −6,688 sh −7%
Reduced MICROSOFT CORP (MSFT) 4.8% 4.7% −0.1 pts −3,860 sh −2%
Reduced CHEVRON CORP (CVX) 0.7% 0.5% −0.2 pts −10,641 sh −15%
Reduced PALO ALTO NETWORKS INC (PANW) 0.3% 0.2% −0.1 pts −4,424 sh −32%
Reduced WALT DISNEY CO (DIS) 0.5% 0.4% −0.1 pts −15,551 sh −17%
Reduced SALESFORCE INC (CRM) 0.4% 0.4% −0.1 pts −5,294 sh −19%
Reduced GE HEALTHCARE TECHNOLOGIES INC (GEHC) 0.3% 0.2% −0.1 pts −15,289 sh −29%
Reduced VISA INC CL A (V) 0.7% 0.7% −0.1 pts −4,447 sh −10%
Reduced VERIZON COMMUNICATIONS INC (VZ) 0.4% 0.4% 0.0 pts −26,303 sh −15%
Exited TE CONNECTIVITY LTD (TELXXXX) 0.1% — −0.1 pts −7,484 sh −100%
Increased NRG ENERGY INC NEW (NRG) 0.1% 0.2% +0.1 pts +13,237 sh +50%
Reduced NETFLIX INC (NFLX) 0.5% 0.5% 0.0 pts −1,608 sh −12%
Reduced CVS HEALTH CORP (CVS) 0.3% 0.2% −0.1 pts −17,647 sh −23%
Reduced ALPHABET INC CL A (GOOGL) 1.6% 1.4% −0.1 pts −6,069 sh −4%
Increased ALTRIA GROUP INC (MO) 0.2% 0.3% +0.1 pts +18,262 sh +26%
Reduced CONSTELLATION BRANDS INC CL A (STZ) 0.1% 0.1% −0.1 pts −3,785 sh −40%
Reduced NORTHROP GRUMMAN CORP (NOC) 0.3% 0.3% 0.0 pts −1,816 sh −17%
Reduced DEERE & CO (DE) 0.2% 0.2% 0.0 pts −2,229 sh −23%
Reduced CISCO SYSTEMS INC (CSCO) 0.3% 0.3% 0.0 pts −17,238 sh −15%
Reduced COMCAST CORP CL A NEW (CMCSA) 0.4% 0.3% −0.1 pts −21,909 sh −14%
Reduced ELI LILLY & CO (LLY) 1.0% 1.0% 0.0 pts −1,019 sh −5%
Reduced MERCK & COMPANY INC (MRK) 0.5% 0.5% −0.1 pts −7,861 sh −10%
Reduced ZURN ELKAY WATER SOLUTIONS CORP (ZWS) 0.3% 0.3% 0.0 pts −23,433 sh −15%
Exited STERIS PLC (STE) 0.1% — −0.1 pts −3,568 sh −100%
New CAVA GROUP INC (CAVA) — 0.0% 0.0 pts +6,519 sh new
New TE CONNECTIVITY PLC (TEL)
new — newly listed security (e.g. spin-off)
 — 0.0% 0.0 pts +5,615 sh new
Reduced FAIR ISAAC CORP (FICO) 0.2% 0.2% 0.0 pts −399 sh −17%
Reduced PFIZER INC (PFE) 0.4% 0.4% −0.1 pts −25,177 sh −11%
Reduced MARVELL TECHNOLOGY INC (MRVL) 0.1% 0.0% 0.0 pts −8,134 sh −60%
Reduced BERKSHIRE HATHAWAY INC CL A (BRK-A) 0.3% 0.2% 0.0 pts −1 sh −14%
Reduced MCDONALDS CORP (MCD) 0.9% 0.9% +0.1 pts −2,167 sh −4%

The 50 largest of 713 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:

  • BLACKROCK FDG INC (BLK): 09247X101 → 09290D101, 1,560 → 2,070 shares (share count changed with the identifier; not shown as a trade)
  • LAM RESEARCH CORP NEW (LRCX): 512807108 → 512807306, 2,097 → 19,142 shares (share count changed with the identifier; not shown as a trade)
  • SUPER MICRO COMPUTER INC NEW (SMCI): 86800U104 → 86800U302, 9,640 → 91,985 shares (share count changed with the identifier; not shown as a trade)

Top 10 positions — 36.8% of the equity book

Changes in the top 10 this quarter: TSLA entered · WMT left

# Security Weight before Weight now
1 APPLE INC (AAPL) 12.4% 12.6%
2 NVIDIA CORP (NVDA) 5.0% 5.6%
3 MICROSOFT CORP (MSFT) 4.8% 4.7%
4 AMAZON.COM INC (AMZN) 3.6% 3.4%
5 JPMORGAN CHASE & CO (JPM) 2.8% 2.4%
6 ABBVIE INC (ABBV) 2.0% 2.0%
7 META PLATFORMS INC CL A (META) 1.4% 1.7%
8 TESLA INC (TSLA) 1.4% 1.5% Entered the top 10
9 ALPHABET INC CL A (GOOGL) 1.6% 1.4%
10 ALPHABET INC CL C (GOOG) 1.8% 1.4%
— WALMART INC (WMT) 1.7% 0.8% Left the top 10

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).