Higgins & Schmidt Wealth Strategies LLC's Q3 2026 13F: 4 new positions, 3 exits
Form 13F-HR for the quarter ended Sep 30, 2026 · filed Oct 26, 2026 · 66 reported positions · accession 0001941260-26-000005
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | ISHARES TR (MUB) | 0.5% | 1.6% | +1.1 pts | +28,202 sh | +277% |
| Increased | J P MORGAN EXCHANGE TRADED F (JMST) | 0.1% | 1.2% | +1.1 pts | +53,202 sh | +980% |
| New | ISHARES TR (IEI) | — | 0.9% | +0.9 pts | +19,098 sh | new |
| Reduced | SPDR SERIES TRUST (SPYG) | 17.1% | 16.6% | −0.5 pts | −16,173 sh | −5% |
| Increased | DIMENSIONAL ETF TRUST (DFGX) | 0.4% | 1.0% | +0.6 pts | +30,555 sh | +159% |
| Reduced | J P MORGAN EXCHANGE TRADED F (JMUB) | 1.0% | 0.3% | −0.6 pts | −29,400 sh | −63% |
| Reduced | SPDR SERIES TRUST (SPTI) | 4.8% | 4.0% | −0.8 pts | −49,534 sh | −12% |
| New | ISHARES TR (IGSB) | — | 0.5% | +0.5 pts | +22,148 sh | new |
| Reduced | PIMCO ETF TR (MUNI) | 1.1% | 0.6% | −0.5 pts | −20,484 sh | −40% |
| New | DFA INVT DIMENSIONS GROUP IN | — | 0.4% | +0.4 pts | +25,547 sh | new |
| Exited | DIMENSIONAL ETF TRUST (DFSV) | 0.4% | — | −0.4 pts | −24,261 sh | −100% |
| Reduced | SPDR SERIES TRUST (SPYV) | 17.0% | 16.5% | −0.5 pts | −11,873 sh | −2% |
| Increased | ISHARES TR (IGIB) | 0.6% | 0.8% | +0.2 pts | +13,475 sh | +51% |
| Increased | AMERICAN CENTY ETF TR (AVDV) | 3.1% | 3.4% | +0.3 pts | +2,657 sh | +4% |
| Reduced | AMERICAN CENTY ETF TR (AVUV) | 4.0% | 3.6% | −0.4 pts | −2,461 sh | −3% |
| New | ZETA GLOBAL HOLDINGS CORP (ZETA) | — | 0.1% | +0.1 pts | +7,556 sh | new |
| Exited | SPDR SERIES TRUST (SPYM) | 0.1% | — | −0.1 pts | −2,364 sh | −100% |
| Exited | TESLA INC (TSLA) | 0.1% | — | −0.1 pts | −485 sh | −100% |
| Reduced | ISHARES TR (IVW) | 3.2% | 3.2% | 0.0 pts | −855 sh | −2% |
| Increased | DIMENSIONAL ETF TRUST (DFEM) | 0.3% | 0.4% | 0.0 pts | +2,169 sh | +11% |
| Reduced | ISHARES TR (ESGU) | 1.2% | 1.2% | 0.0 pts | −467 sh | −3% |
| Reduced | FIRST TR EXCHANGE-TRADED FD (FVD) | 2.3% | 2.2% | −0.1 pts | −1,123 sh | −1% |
| Reduced | SPDR SERIES TRUST (SPMD) | 6.4% | 5.9% | −0.5 pts | −732 sh | 0% |
| Increased | NVIDIA CORPORATION (NVDA) | 0.3% | 0.4% | +0.1 pts | +190 sh | +5% |
| Increased | AMERICAN CENTY ETF TR (AVEM) | 5.9% | 5.6% | −0.2 pts | +454 sh | 0% |
| Increased | ISHARES TR (ESGD) | 0.4% | 0.5% | 0.0 pts | +360 sh | +3% |
| Reduced | INVESCO QQQ TR (QQQ) | 1.4% | 1.4% | 0.0 pts | −50 sh | −1% |
| Increased | ISHARES TR (SUSC) | 0.2% | 0.2% | 0.0 pts | +1,628 sh | +9% |
| Reduced | ISHARES TR (IDEV) | 3.1% | 3.1% | 0.0 pts | −383 sh | 0% |
| Reduced | ISHARES TR (IWR) | 0.4% | 0.4% | 0.0 pts | −271 sh | −3% |
| Increased | APPLE INC (AAPL) | 0.4% | 0.5% | +0.1 pts | +86 sh | +2% |
| Reduced | STATE STR SPDR S&P 500 ETF T (SPY) | 0.2% | 0.1% | 0.0 pts | −32 sh | −7% |
| Increased | ISHARES TR (SUSB) | 0.1% | 0.1% | 0.0 pts | +896 sh | +8% |
| Reduced | SPDR INDEX SHS FDS (SPEM) | 1.1% | 1.1% | 0.0 pts | −400 sh | −1% |
| Increased | ALPHABET INC (GOOG) | 0.2% | 0.2% | 0.0 pts | +48 sh | +3% |
| Reduced | ISHARES TR (IWD) | 0.5% | 0.5% | 0.0 pts | −65 sh | −1% |
| Reduced | SPDR SERIES TRUST (SPSM) | 0.7% | 0.7% | −0.1 pts | −293 sh | −1% |
| Increased | VANGUARD INDEX FDS (VTI) | 0.1% | 0.1% | 0.0 pts | +40 sh | +6% |
| Increased | ALPHABET INC (GOOGL) | 0.1% | 0.1% | 0.0 pts | +43 sh | +4% |
| Increased | SPDR INDEX SHS FDS (SPDW) | 14.2% | 13.9% | −0.3 pts | +257 sh | 0% |
| Increased | MICROSOFT CORP (MSFT) | 0.3% | 0.4% | +0.1 pts | +24 sh | +1% |
| Reduced | ISHARES TR (IJH) | 1.1% | 1.0% | −0.1 pts | −169 sh | −1% |
| Increased | ISHARES INC (ESGE) | 0.2% | 0.2% | 0.0 pts | +193 sh | +2% |
| Reduced | FIRST TR EXCHANGE-TRADED ALP (FNX) | 0.3% | 0.2% | 0.0 pts | −60 sh | −1% |
| Reduced | ISHARES TR (ESML) | 0.1% | 0.1% | 0.0 pts | −152 sh | −2% |
| Reduced | INVESCO EXCH TRADED FD TR II (QQQM) | 0.2% | 0.2% | 0.0 pts | −21 sh | −1% |
| Increased | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 0.2% | 0.2% | 0.0 pts | +12 sh | +1% |
| Increased | JPMORGAN CHASE & CO (JPM) | 0.1% | 0.1% | 0.0 pts | +18 sh | +2% |
| Reduced | ISHARES INC (IEMG) | 0.2% | 0.2% | 0.0 pts | −60 sh | −1% |
| Increased | JOHNSON & JOHNSON (JNJ) | 0.1% | 0.1% | 0.0 pts | +18 sh | +2% |
The 50 largest of 57 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 75.8% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR SERIES TRUST (SPYG) | 17.1% | 16.6% | |
| 2 | SPDR SERIES TRUST (SPYV) | 17.0% | 16.5% | |
| 3 | SPDR INDEX SHS FDS (SPDW) | 14.2% | 13.9% | |
| 4 | SPDR SERIES TRUST (SPMD) | 6.4% | 5.9% | |
| 5 | AMERICAN CENTY ETF TR (AVEM) | 5.9% | 5.6% | |
| 6 | SPDR SERIES TRUST (SPTI) | 4.8% | 4.0% | |
| 7 | AMERICAN CENTY ETF TR (AVUV) | 4.0% | 3.6% | |
| 8 | AMERICAN CENTY ETF TR (AVDV) | 3.1% | 3.4% | |
| 9 | ISHARES TR (IVW) | 3.2% | 3.2% | |
| 10 | ISHARES TR (IDEV) | 3.1% | 3.1% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).