HCR Wealth Advisors' Q3 2023 13F: 14 new positions, 23 exits
Form 13F-HR for the quarter ended Sep 30, 2023 · filed Oct 20, 2023 · 170 reported positions · accession 0001398344-23-019509
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | APPLE INC (AAPL) | 20.1% | 18.8% | −1.3 pts | −58,409 sh | −10% |
| Exited | PROSHARES TR (SH) | 1.5% | — | −1.5 pts | −603K sh | −100% |
| Exited | PROSHARES TR (PSQ) | 1.3% | — | −1.3 pts | −656K sh | −100% |
| Reduced | VANGUARD WHITEHALL FDS (VYM) | 9.2% | 9.9% | +0.7 pts | −33,349 sh | −7% |
| Reduced | VANGUARD INDEX FDS (VUG) | 8.4% | 9.0% | +0.6 pts | −8,907 sh | −6% |
| Reduced | AUTONATION INC (AN) | 1.2% | 0.7% | −0.4 pts | −15,765 sh | −41% |
| Reduced | ALPHABET INC (GOOGL) | 2.2% | 2.5% | +0.2 pts | −15,505 sh | −15% |
| Reduced | CVS HEALTH CORP (CVS) | 0.4% | 0.0% | −0.3 pts | −27,871 sh | −90% |
| Increased | ORACLE CORP (ORCL) | 0.1% | 0.5% | +0.4 pts | +16,756 sh | +254% |
| New | ARCHER DANIELS MIDLAND CO (ADM) | — | 0.4% | +0.4 pts | +22,363 sh | new |
| New | SERVICENOW INC (NOW) | — | 0.3% | +0.3 pts | +2,799 sh | new |
| New | DEERE & CO (DE) | — | 0.3% | +0.3 pts | +3,444 sh | new |
| Reduced | META PLATFORMS INC (META) | 1.0% | 1.0% | 0.0 pts | −3,679 sh | −19% |
| New | SPDR SER TR (BIL) | — | 0.2% | +0.2 pts | +11,495 sh | new |
| New | GENERAC HLDGS INC (GNRC) | — | 0.2% | +0.2 pts | +8,349 sh | new |
| Reduced | ISHARES TR (IJR) | 5.3% | 5.8% | +0.5 pts | −9,408 sh | −3% |
| Reduced | PRUDENTIAL FINL INC (PRU) | 0.4% | 0.4% | −0.1 pts | −9,047 sh | −34% |
| Reduced | VISA INC (V) | 1.3% | 1.3% | 0.0 pts | −3,642 sh | −12% |
| Reduced | ISHARES TR (IVV) | 2.2% | 2.3% | +0.1 pts | −1,902 sh | −7% |
| Reduced | JPMORGAN CHASE & CO (JPM) | 0.7% | 0.6% | −0.1 pts | −5,384 sh | −22% |
| Reduced | ISHARES TR (TLT) | 1.3% | 1.1% | −0.1 pts | −8,770 sh | −13% |
| New | ISHARES TR (TFLO) | — | 0.2% | +0.2 pts | +13,905 sh | new |
| Reduced | VANGUARD INTL EQUITY INDEX F (VWO) | 0.9% | 0.9% | 0.0 pts | −17,540 sh | −15% |
| Reduced | ISHARES TR (IBB) | 0.5% | 0.4% | −0.1 pts | −5,377 sh | −27% |
| Reduced | ISHARES TR (PFF) | 0.4% | 0.3% | −0.1 pts | −21,238 sh | −31% |
| Reduced | NEXTERA ENERGY INC (NEE) | 0.6% | 0.5% | −0.2 pts | −10,593 sh | −22% |
| Exited | EPAM SYS INC (EPAM) | 0.1% | — | −0.1 pts | −3,177 sh | −100% |
| Reduced | ISHARES TR (SHY) | 1.0% | 1.1% | +0.1 pts | −7,290 sh | −11% |
| Reduced | CONSTELLATION BRANDS INC (STZ) | 0.4% | 0.3% | 0.0 pts | −2,344 sh | −28% |
| Reduced | SPDR GOLD TR (GLD) | 0.6% | 0.6% | 0.0 pts | −3,317 sh | −18% |
| Reduced | CONOCOPHILLIPS (COP) | 0.7% | 0.8% | +0.1 pts | −4,614 sh | −13% |
| Reduced | FREEPORT-MCMORAN INC (FCX) | 0.4% | 0.3% | −0.1 pts | −13,973 sh | −27% |
| Reduced | L3HARRIS TECHNOLOGIES INC (LHX) | 0.4% | 0.3% | −0.1 pts | −2,980 sh | −25% |
| Reduced | ABBVIE INC (ABBV) | 0.4% | 0.4% | 0.0 pts | −3,448 sh | −22% |
| Reduced | PIMCO ETF TR (BOND) | 0.3% | 0.2% | −0.1 pts | −5,834 sh | −33% |
| Reduced | FIRST TR EXCH TRADED FD III (FPE) | 2.3% | 2.7% | +0.3 pts | −32,036 sh | −4% |
| Reduced | THERMO FISHER SCIENTIFIC INC (TMO) | 0.7% | 0.7% | 0.0 pts | −972 sh | −14% |
| Reduced | MICROSOFT CORP (MSFT) | 3.3% | 3.5% | +0.2 pts | −1,437 sh | −3% |
| Reduced | CLOROX CO DEL (CLX) | 0.4% | 0.3% | −0.1 pts | −3,268 sh | −25% |
| Exited | ENGAGESMART INC (ESMT) | 0.1% | — | −0.1 pts | −25,683 sh | −100% |
| Reduced | SELECT SECTOR SPDR TR (XLU) | 0.6% | 0.5% | −0.1 pts | −7,027 sh | −15% |
| Reduced | FEDEX CORP (FDX) | 0.3% | 0.3% | 0.0 pts | −1,495 sh | −22% |
| Exited | ISHARES TR (IWF) | 0.1% | — | −0.1 pts | −1,664 sh | −100% |
| Reduced | CME GROUP INC (CME) | 0.4% | 0.4% | 0.0 pts | −1,931 sh | −18% |
| Reduced | SERVICE CORP INTL (SCI) | 0.4% | 0.3% | −0.1 pts | −6,486 sh | −20% |
| Exited | ISHARES TR (IWD) | 0.1% | — | −0.1 pts | −2,777 sh | −100% |
| Reduced | JOHNSON & JOHNSON (JNJ) | 0.4% | 0.3% | 0.0 pts | −2,373 sh | −21% |
| Reduced | AMERICAN WTR WKS CO INC NEW (AWK) | 0.8% | 0.7% | −0.1 pts | −2,977 sh | −10% |
| Reduced | MORGAN STANLEY (MS) | 0.4% | 0.4% | 0.0 pts | −4,164 sh | −17% |
| Reduced | STARBUCKS CORP (SBUX) | 0.8% | 0.8% | 0.0 pts | −3,671 sh | −8% |
The 50 largest of 167 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 57.9% of the equity book
Changes in the top 10 this quarter: NVDA entered · SH left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 20.1% | 18.8% | |
| 2 | VANGUARD WHITEHALL FDS (VYM) | 9.2% | 9.9% | |
| 3 | VANGUARD INDEX FDS (VUG) | 8.4% | 9.0% | |
| 4 | ISHARES TR (IJR) | 5.3% | 5.8% | |
| 5 | MICROSOFT CORP (MSFT) | 3.3% | 3.5% | |
| 6 | FIRST TR EXCH TRADED FD III (FPE) | 2.3% | 2.7% | |
| 7 | ALPHABET INC (GOOGL) | 2.2% | 2.5% | |
| 8 | ISHARES TR (IVV) | 2.2% | 2.3% | |
| 9 | NVIDIA CORPORATION (NVDA) | 1.4% | 1.8% | Entered the top 10 |
| 10 | PALO ALTO NETWORKS INC (PANW) | 1.6% | 1.7% | |
| — | PROSHARES TR (SH) | 1.5% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).