HARBOUR INVESTMENTS INC's Q1 2024 13F: 225 new positions, 148 exits

Form 13F-HR for the quarter ended Mar 31, 2024 · filed Jul 22, 2024 · 3210 reported positions · accession 0000810121-24-000002

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Increased VANGUARD INDEX FDS (VOO) 4.3% 4.4% +0.1 pts +21,995 sh +9%
Increased ISHARES TR (IEI) 0.0% 0.4% +0.4 pts +87,510 sh +5442%
Increased J P MORGAN EXCHANGE TRADED F (JPST) 0.7% 0.9% +0.3 pts +200K sh +63%
Increased INVESCO QQQ TR (QQQ) 4.2% 4.3% 0.0 pts +21,101 sh +8%
Increased FIRST TR EXCHANGE-TRADED FD (LGOV) 0.1% 0.4% +0.3 pts +416K sh +547%
Reduced FIRST TR EXCHNG TRADED FD VI (GJUL) 0.4% 0.1% −0.3 pts −252K sh −83%
Increased ISHARES TR (TLT) 0.1% 0.4% +0.3 pts +84,468 sh +344%
Increased FIRST TR EXCHNG TRADED FD VI (UCON) 2.5% 2.3% −0.1 pts +298K sh +12%
New FIRST TR EXCHNG TRADED FD VI (BUFZ) — 0.2% +0.2 pts +306K sh new
Increased FIRST TR EXCHNG TRADED FD VI (BUFR) 0.8% 1.0% +0.1 pts +215K sh +28%
Increased ISHARES INC (EMXC) 0.9% 1.0% +0.1 pts +92,487 sh +23%
Increased CAPITAL GRP FIXED INCM ETF T (CGCP) 0.7% 0.8% +0.1 pts +237K sh +31%
Increased FIDELITY MERRIMACK STR TR (FBND) 0.2% 0.4% +0.1 pts +108K sh +87%
Increased FIDELITY COVINGTON TRUST (FHLC) 1.3% 1.4% +0.1 pts +69,959 sh +15%
Increased FIRST TR EXCHANGE-TRADED FD (SDVY) 0.3% 0.4% +0.1 pts +131K sh +69%
Increased FIRST TR EXCHNG TRADED FD VI (FIXD) 0.4% 0.5% +0.1 pts +101K sh +45%
Increased PACER FDS TR (CALF) 3.6% 3.3% −0.3 pts +87,941 sh +5%
Increased APPLE INC (AAPL) 2.2% 1.8% −0.4 pts +22,537 sh +8%
New BLACKROCK ETF TRUST (DYNF) — 0.1% +0.1 pts +80,085 sh new
Increased SPDR GOLD TR (GLD) 0.4% 0.5% +0.1 pts +17,180 sh +34%
Increased FIRST TR EXCHANGE-TRADED FD (FTGS) 0.0% 0.1% +0.1 pts +115K sh +1248%
Increased SCHWAB STRATEGIC TR (SCHD) 2.3% 2.2% −0.1 pts +43,481 sh +6%
Increased FIRST TR EXCHNG TRADED FD VI (XDEC) 0.1% 0.2% +0.1 pts +96,060 sh +121%
Increased PROCTER AND GAMBLE CO (PG) 1.1% 1.2% +0.1 pts +20,522 sh +11%
Increased MASTERCARD INCORPORATED (MA) 0.0% 0.2% +0.1 pts +6,740 sh +245%
Increased VANGUARD BD INDEX FDS (BND) 1.6% 1.5% −0.1 pts +43,576 sh +8%
Increased AIM ETF PRODUCTS TRUST (MARW) 0.0% 0.1% +0.1 pts +106K sh +8805%
Increased FIRST TR VALUE LINE DIVID IN (FVD) 1.7% 1.6% −0.1 pts +66,109 sh +7%
Increased FIRST TR EXCHANGE-TRADED FD (MGOV) 0.0% 0.1% +0.1 pts +137K sh +294%
Increased ISHARES TR (IVE) 0.2% 0.3% +0.1 pts +13,310 sh +45%
Reduced FIRST TR EXCHNG TRADED FD VI (XMAR) 0.4% 0.2% −0.1 pts −72,799 sh −26%
Reduced INNOVATOR ETFS TRUST (OCTJ) 0.1% 0.0% −0.1 pts −92,151 sh −76%
Increased AIM ETF PRODUCTS TRUST (FEBT) 0.0% 0.1% +0.1 pts +70,077 sh +2356%
Increased VANGUARD INDEX FDS (VXF) 0.7% 0.7% 0.0 pts +12,291 sh +12%
Increased FIRST TR EXCHNG TRADED FD VI (DFEB) 0.2% 0.2% +0.1 pts +54,740 sh +48%
Increased FIRST TR EXCHANGE-TRADED FD (LMBS) 0.4% 0.4% 0.0 pts +44,357 sh +23%
Increased J P MORGAN EXCHANGE TRADED F (JEPI) 0.1% 0.2% +0.1 pts +36,228 sh +59%
New ALTSHARES TRUST (ARB) — 0.1% +0.1 pts +76,704 sh new
Increased FIRST TR EXCHNG TRADED FD VI (DJAN) 0.1% 0.1% +0.1 pts +54,467 sh +122%
New FIRST TR EXCHANGE-TRADED FD (FTCB) — 0.1% +0.1 pts +92,364 sh new
Increased NVIDIA CORPORATION (NVDA) 0.3% 0.6% +0.3 pts +2,115 sh +12%
Increased FIRST TR EXCHANGE-TRADED FD (FTCS) 2.0% 1.9% −0.1 pts +22,184 sh +4%
Reduced FIRST TR EXCHNG TRADED FD VI (XJUN) 0.2% 0.1% −0.1 pts −52,237 sh −31%
New ISHARES TR (IGEB) — 0.1% +0.1 pts +41,867 sh new
Increased VANGUARD WORLD FD (EDV) 0.7% 0.6% −0.1 pts +24,316 sh +11%
Increased CAPITAL GROUP DIVIDEND VALUE (CGDV) 0.2% 0.3% 0.0 pts +56,739 sh +31%
Reduced ISHARES TR (ESGU) 0.4% 0.4% −0.1 pts −16,016 sh −16%
Increased FIRST TR EXCHANGE-TRADED FD (RDVI) 0.2% 0.2% 0.0 pts +72,053 sh +41%
Increased CAPITAL GROUP GROWTH ETF (CGGR) 0.3% 0.3% +0.1 pts +54,570 sh +25%
Increased SPDR SER TR (SPTM) 0.2% 0.2% +0.1 pts +26,344 sh +40%

The 50 largest of 2,339 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:

  • COOPER COS INC (COO): 216648402 → 216648501, 23 → 80 shares (share count changed with the identifier; not shown as a trade)
  • AMPLIFY ETF TR (HACK): 26924G201 → 032108664, 150 → 150 shares
  • AMPLIFY ETF TR (MJ): 26924G508 → 032108631, 5,110 → 5,406 shares (share count changed with the identifier; not shown as a trade)
  • SENSTAR TECHNOLOGIES CORP (SNT): M8T77E105 → 81728N100, 2,000 → 2,000 shares
  • AURORA CANNABIS INC (ACB): 05156X884 → 05156X850, 7,849 → 713 shares (share count changed with the identifier; not shown as a trade)
  • AMPLIFY ETF TR (AWAY): 26924G771 → 032108540, 288 → 288 shares
  • OUTLOOK THERAPEUTICS INC (OTLK): 69012T206 → 69012T305, 1,300 → 65 shares (share count change consistent with a stock split)
  • AMPLIFY ETF TR (ETHO): 26924G888 → 032108557, 55,862 → 54,521 shares (share count changed with the identifier; not shown as a trade)

Top 10 positions — 24.8% of the equity book

No changes in the top 10 this quarter

# Security Weight before Weight now
1 VANGUARD INDEX FDS (VOO) 4.3% 4.4%
2 INVESCO QQQ TR (QQQ) 4.2% 4.3%
3 PACER FDS TR (CALF) 3.6% 3.3%
4 FIRST TR EXCHNG TRADED FD VI (UCON) 2.5% 2.3%
5 SCHWAB STRATEGIC TR (SCHD) 2.3% 2.2%
6 FIRST TR EXCHANGE-TRADED FD (FTCS) 2.0% 1.9%
7 APPLE INC (AAPL) 2.2% 1.8%
8 FIRST TR VALUE LINE DIVID IN (FVD) 1.7% 1.6%
9 SCHWAB STRATEGIC TR (SCHX) 1.6% 1.5%
10 VANGUARD BD INDEX FDS (BND) 1.6% 1.5%

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).