HARBOUR INVESTMENTS INC's Q1 2023 13F: 138 new positions, 142 exits
Form 13F-HR for the quarter ended Mar 31, 2023 · filed May 15, 2023 · 2993 reported positions · accession 0000810121-23-000002
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | INVESCO QQQ TR (QQQ) | 3.1% | 4.5% | +1.4 pts | +64,365 sh | +33% |
| Increased | FIRST TR EXCHNG TRADED FD VI (UCON) | 1.7% | 2.6% | +0.9 pts | +802K sh | +68% |
| Increased | VANGUARD BD INDEX FDS (BND) | 1.4% | 2.0% | +0.6 pts | +184K sh | +59% |
| New | FIRST TR EXCHNG TRADED FD VI (GJAN) | — | 0.7% | +0.7 pts | +395K sh | new |
| Reduced | FIRST TR EXCHNG TRADED FD VI (FOCT) | 0.6% | 0.1% | −0.5 pts | −252K sh | −84% |
| Reduced | FIRST TR EXCHNG TRADED FD VI (DOCT) | 0.6% | 0.1% | −0.5 pts | −250K sh | −85% |
| Increased | FIRST TR EXCHNG TRADED FD VI (FMAR) | 0.0% | 0.5% | +0.4 pts | +243K sh | +2434% |
| New | FIRST TR EXCHNG TRADED FD VI (XMAR) | — | 0.4% | +0.4 pts | +258K sh | new |
| Increased | VANGUARD WORLD FD (EDV) | 0.2% | 0.6% | +0.3 pts | +70,582 sh | +158% |
| Increased | PACER FDS TR (COWZ) | 1.9% | 2.0% | +0.1 pts | +120K sh | +18% |
| Reduced | ISHARES TR (USMV) | 0.6% | 0.2% | −0.3 pts | −72,784 sh | −55% |
| Reduced | ARK ETF TR (ARKK) | 0.3% | 0.0% | −0.2 pts | −126K sh | −90% |
| Increased | PGIM ETF TR (PULS) | 0.1% | 0.3% | +0.3 pts | +99,042 sh | +525% |
| Increased | ARK ETF TR (ARKW) | 0.1% | 0.4% | +0.3 pts | +78,374 sh | +174% |
| Reduced | FIDELITY COVINGTON TRUST (FHLC) | 1.6% | 1.2% | −0.5 pts | −67,352 sh | −16% |
| Increased | ISHARES TR (QUAL) | 0.1% | 0.3% | +0.2 pts | +32,640 sh | +187% |
| Reduced | FIRST TR EXCHNG TRADED FD VI (FNOV) | 0.4% | 0.2% | −0.2 pts | −105K sh | −52% |
| Increased | VANECK ETF TRUST (SMH) | 0.2% | 0.4% | +0.2 pts | +13,605 sh | +87% |
| Increased | SCHWAB STRATEGIC TR (SCHX) | 1.4% | 1.5% | +0.1 pts | +70,377 sh | +14% |
| Increased | ISHARES TR (IJR) | 3.6% | 3.5% | −0.1 pts | +33,964 sh | +5% |
| Reduced | ISHARES TR (ESGU) | 0.7% | 0.5% | −0.2 pts | −35,143 sh | −26% |
| Increased | VANGUARD INDEX FDS (VOO) | 4.0% | 3.9% | 0.0 pts | +6,885 sh | +4% |
| Increased | FIRST TR MULTI CAP GROWTH AL (FAD) | 0.0% | 0.1% | +0.1 pts | +25,755 sh | +20440% |
| Increased | SCHWAB STRATEGIC TR (SCHD) | 0.9% | 0.9% | 0.0 pts | +34,191 sh | +18% |
| Increased | ISHARES INC (IEMG) | 0.0% | 0.2% | +0.1 pts | +47,505 sh | +437% |
| Reduced | SSGA ACTIVE ETF TR (ULST) | 0.5% | 0.3% | −0.2 pts | −57,346 sh | −29% |
| New | AIM ETF PRODUCTS TRUST (FEBW) | — | 0.1% | +0.1 pts | +91,273 sh | new |
| Increased | ISHARES TR (ISTB) | 0.7% | 0.8% | +0.1 pts | +47,981 sh | +19% |
| Reduced | J P MORGAN EXCHANGE TRADED F (JPST) | 0.6% | 0.4% | −0.2 pts | −42,939 sh | −23% |
| Increased | FIRST TR EXCHNG TRADED FD VI (XDEC) | 0.0% | 0.1% | +0.1 pts | +60,845 sh | +2279% |
| Reduced | FIRST TR VALUE LINE DIVID IN (FVD) | 2.6% | 2.2% | −0.4 pts | −45,462 sh | −4% |
| Reduced | INVESCO EXCH TRADED FD TR II (EELV) | 0.1% | 0.0% | −0.1 pts | −77,878 sh | −96% |
| Reduced | ISHARES TR (HYG) | 0.1% | 0.0% | −0.1 pts | −21,649 sh | −97% |
| Increased | FIRST TR MORNINGSTAR DIVID L (FDL) | 0.5% | 0.5% | 0.0 pts | +44,300 sh | +21% |
| Reduced | FIRST TR EXCHANGE-TRADED FD (FTSM) | 1.3% | 1.1% | −0.2 pts | −25,356 sh | −7% |
| Increased | ISHARES TR (MTUM) | 0.3% | 0.3% | 0.0 pts | +9,975 sh | +35% |
| Increased | SPDR SER TR (SPYM) | 0.6% | 0.7% | 0.0 pts | +28,391 sh | +12% |
| Reduced | FIRST TR EXCHANGE-TRADED FD (LMBS) | 0.8% | 0.6% | −0.2 pts | −28,373 sh | −10% |
| Increased | ISHARES TR (AGG) | 0.3% | 0.4% | 0.0 pts | +13,341 sh | +24% |
| Increased | FIRST TR EXCH TRADED FD III (FUMB) | 0.0% | 0.1% | +0.1 pts | +66,071 sh | +1275% |
| New | FIRST TR EXCHNG TRADED FD VI (GFEB) | — | 0.1% | +0.1 pts | +44,303 sh | new |
| Increased | ISHARES TR (IEF) | 0.0% | 0.1% | +0.1 pts | +12,663 sh | +340% |
| Increased | VANGUARD SPECIALIZED FUNDS (VIG) | 0.4% | 0.4% | 0.0 pts | +7,234 sh | +17% |
| Reduced | ISHARES TR (IGIB) | 0.1% | 0.0% | −0.1 pts | −21,705 sh | −86% |
| Reduced | FIRST TR EXCH TRADED FD III (FPEI) | 0.1% | 0.1% | −0.1 pts | −66,394 sh | −48% |
| Increased | FIRST TR EXCHNG TRADED FD VI (FJAN) | 0.0% | 0.1% | +0.1 pts | +30,408 sh | +208% |
| Increased | FIRST TR EXCHANGE-TRADED FD (FTCS) | 2.6% | 2.3% | −0.3 pts | +14,339 sh | +3% |
| Increased | J P MORGAN EXCHANGE TRADED F (JEPI) | 0.0% | 0.1% | +0.1 pts | +18,887 sh | +178% |
| Increased | SELECT SECTOR SPDR TR (XLK) | 0.1% | 0.2% | +0.1 pts | +6,615 sh | +37% |
| Increased | ISHARES TR (IVV) | 0.7% | 0.8% | 0.0 pts | +2,406 sh | +8% |
The 50 largest of 2,038 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- PACCAR INC (PCAR): 441 shares as filed last quarter, 662 after adjustment → 660 now (prior share count adjusted for a stock split)
- NUTRIEN LTD (NTR): 2,796 shares as filed last quarter, 2,796 after adjustment → 1,871 now (prior share count corrected for a stock split)
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- ARCADIA BIOSCIENCES INC (RKDA): 039014204 → 039014303, 23 → 1 shares (share count changed with the identifier; not shown as a trade)
- ESPORTS ENTMT GROUP INC (GMBL): 29667K306 → 29667K504, 500 → 5 shares (share count changed with the identifier; not shown as a trade)
- NEW YORK MTG TR INC (ADAM): 649604501 → 649604840, 6,534 → 1,632 shares (share count change consistent with a stock split)
- AMERICA MOVIL SAB DE CV (AMX): 02364W105 → 02390A101, 3,208 → 3,161 shares (share count changed with the identifier; not shown as a trade)
- LINDE PLC (LIN): G5494J103 → G54950103, 1,047 → 1,044 shares
Top 10 positions — 27.0% of the equity book
Changes in the top 10 this quarter: BND entered · SCHX entered · FHLC left · PG left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | INVESCO QQQ TR (QQQ) | 3.1% | 4.5% | |
| 2 | VANGUARD INDEX FDS (VOO) | 4.0% | 3.9% | |
| 3 | ISHARES TR (IJR) | 3.6% | 3.5% | |
| 4 | FIRST TR EXCHNG TRADED FD VI (UCON) | 1.7% | 2.6% | |
| 5 | APPLE INC (AAPL) | 2.1% | 2.4% | |
| 6 | FIRST TR EXCHANGE-TRADED FD (FTCS) | 2.6% | 2.3% | |
| 7 | FIRST TR VALUE LINE DIVID IN (FVD) | 2.6% | 2.2% | |
| 8 | PACER FDS TR (COWZ) | 1.9% | 2.0% | |
| 9 | VANGUARD BD INDEX FDS (BND) | 1.4% | 2.0% | Entered the top 10 |
| 10 | SCHWAB STRATEGIC TR (SCHX) | 1.4% | 1.5% | Entered the top 10 |
| — | FIDELITY COVINGTON TRUST (FHLC) | 1.6% | 1.2% | Left the top 10 |
| — | PROCTER AND GAMBLE CO (PG) | 1.5% | 1.3% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).