HARBERT FUND ADVISORS INC
Q3 2024 Form 13-F
BIRMINGHAM, ALABAMA
CIK 0001616659
· CRD 110577
· SEC-registered investment adviser
$169.0M Reported Value Total
HARBERT FUND ADVISORS, LLC reports 53 total accounts under management (AUM). There are 53 discretionary accounts valued at $8,033,713,480, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
97 funds
· $9.6B gross asset value
Private Equity Fund: $5.3B · Real Estate Fund: $3.4B · Hedge Fund: $536.7M · Venture Capital Fund: $243.6M · Other: $190.4M
Source: Form ADV filed 2026-03-31
Reported value
$169.0M
Quarter over quarter
-0.1%
Holdings
75
Top-10 concentration
39.2%
Filing Structure
Reports holdings for
- HARBERT VALUE FUND GP, LLC (not a 13F filer in our records) · File #028-14261 · Q2 2014 – Q3 2014
- HARBERT VALUE MASTER FUND, LTD. (not a 13F filer in our records) · File #028-14262 · Q2 2014 – Q3 2014
Key People
Form ADV owners & control persons
John Frederick Bryant
EXECUTIVE VICE PRESIDENT & SENIOR MANAGING DIRECTOR, ABSOLUTE RETURN STRATEGIES
Mary Kathryn Bryant
SHAREHOLDER
John Murdoch Harbert
SHAREHOLDER
Filing Navigation
13F Metrics
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Q3 2024 13F record
Q3 2024 13F filing summary
| Period of report | September 30, 2024 |
|---|---|
| Filed | November 14, 2024 |
| Form | 13F-HR |
| Reported value | $169.0M |
| Positions | 75 |
| Change in reported value | +20.1% |
| New positions | 11 |
| Exited positions | 25 |
| Position turnover | 36.0% |
| Top-10 concentration | 39.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 17, 2026
|
0 | $0 |
|
Q1 2026 13F
Filed May 14, 2026
|
2 | $3.0B |
|
Q4 2025 13F
Filed Feb 13, 2026
|
2 | $3.5B |
|
Q3 2025 13F
Filed Nov 13, 2025
|
12 | $15.3M |
|
Q2 2025 13F
Filed Aug 14, 2025
|
20 | $33.3M |
|
Q1 2025 13F
Filed May 14, 2025
|
54 | $88.2M |
|
Q4 2024 13F
Filed Feb 13, 2025
|
58 | $192.5M |
|
Q3 2024 13F
Filed Nov 14, 2024
|
75 | $169.0M |
|
Q2 2024 13F
Filed Aug 14, 2024
|
89 | $140.7M |
|
Q1 2024 13F
Filed May 15, 2024
|
81 | $145.3M |
|
Q4 2023 13F
Filed Feb 14, 2024
|
70 | $145.9M |
|
Q3 2023 13F
Filed Nov 14, 2023
|
45 | $140.3M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
42 | $178.4M |
|
Q1 2023 13F
Filed May 12, 2023
|
44 | $151.3M |
|
Q4 2022 13F
Filed Feb 13, 2023
|
45 | $124.8M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
42 | $188.3M |
|
Q2 2022 13F
Filed Aug 12, 2022
|
40 | $205.5M |
|
Q1 2022 13F
Filed May 16, 2022
|
35 | $238.5M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
36 | $396.8M |
|
Q3 2021 13F
Filed Nov 12, 2021
|
30 | $281.6M |
13 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2024
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | PENN PENN ENTERTAINMENT INC | $11.5M | 6.79% |
| 2 | SPY P SPDR S&P 500 ETF TR | $10.0M | 5.94% |
| 3 | TBCH TURTLE BEACH CORP | $8.0M | 4.74% |
| 4 | AMZN AMAZON COM INC | $7.5M | 4.41% |
| 5 | ENZB ENZO BIOCHEM INC | $5.8M | 3.43% |
| 6 | GOOG ALPHABET INC | $5.4M | 3.21% |
| 7 | MSFT P MICROSOFT CORP | $5.4M | 3.18% |
| 8 | MSFT MICROSOFT CORP | $5.1M | 2.99% |
| 9 | INFU INFUSYSTEM HLDGS INC | $4.1M | 2.45% |
| 10 | CVS C CVS HEALTH CORP | $3.5M | 2.05% |
| 11 | LQDA LIQUIDIA CORPORATION | $3.4M | 2.01% |
| 12 | ARAY ACCURAY INC | $3.3M | 1.97% |
| 13 | TACT TRANSACT TECHNOLOGIES INC | $3.1M | 1.84% |
| 14 | PCSC PERCEPTIVE CAP SOLUTIONS COR | $3.0M | 1.78% |
| 15 | META META PLATFORMS INC | $2.9M | 1.69% |
| 16 | INVE IDENTIV INC | $2.8M | 1.64% |
| 17 | IWM C ISHARES TR | $2.8M | 1.63% |
| 18 | ELV ELEVANCE HEALTH INC | $2.7M | 1.62% |
| 19 | META P META PLATFORMS INC | $2.6M | 1.52% |
| 20 | V VISA INC | $2.5M | 1.5% |
Values as reported on the Q3 2024 Form 13F. Every position is in the holdings table below.