HARBERT FUND ADVISORS INC
Q3 2021 Form 13-F
BIRMINGHAM, ALABAMA
CIK 0001616659
· CRD 110577
· SEC-registered investment adviser
$281.6M Reported Value Total
HARBERT FUND ADVISORS, LLC reports 48 total accounts under management (AUM). There are 48 discretionary accounts valued at $7,658,544,921, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
97 funds
· $9.6B gross asset value
Private Equity Fund: $5.3B · Real Estate Fund: $3.4B · Hedge Fund: $536.7M · Venture Capital Fund: $243.6M · Other: $190.4M
Source: Form ADV filed 2026-03-31
Reported value
$281.6M
Quarter over quarter
-2.1%
Holdings
30
Top-10 concentration
60.2%
Filing Structure
Reports holdings for
- HARBERT VALUE FUND GP, LLC (not a 13F filer in our records) · File #028-14261 · Q2 2014 – Q3 2014
- HARBERT VALUE MASTER FUND, LTD. (not a 13F filer in our records) · File #028-14262 · Q2 2014 – Q3 2014
Key People
Form ADV owners & control persons
John Frederick Bryant
EXECUTIVE VICE PRESIDENT & SENIOR MANAGING DIRECTOR, ABSOLUTE RETURN STRATEGIES
Mary Kathryn Bryant
SHAREHOLDER
John Murdoch Harbert
SHAREHOLDER
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13F Metrics
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Q3 2021 13F record
Q3 2021 13F filing summary
| Period of report | September 30, 2021 |
|---|---|
| Filed | November 12, 2021 |
| Form | 13F-HR |
| Reported value | $281.6M |
| Positions | 30 |
| Change in reported value | +57.2% |
| New positions | 10 |
| Exited positions | 12 |
| Position turnover | 52.4% |
| Top-10 concentration | 60.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 17, 2026
|
0 | $0 |
|
Q1 2026 13F
Filed May 14, 2026
|
2 | $3.0B |
|
Q4 2025 13F
Filed Feb 13, 2026
|
2 | $3.5B |
|
Q3 2025 13F
Filed Nov 13, 2025
|
12 | $15.3M |
|
Q2 2025 13F
Filed Aug 14, 2025
|
20 | $33.3M |
|
Q1 2025 13F
Filed May 14, 2025
|
54 | $88.2M |
|
Q4 2024 13F
Filed Feb 13, 2025
|
58 | $192.5M |
|
Q3 2024 13F
Filed Nov 14, 2024
|
75 | $169.0M |
|
Q2 2024 13F
Filed Aug 14, 2024
|
89 | $140.7M |
|
Q1 2024 13F
Filed May 15, 2024
|
81 | $145.3M |
|
Q4 2023 13F
Filed Feb 14, 2024
|
70 | $145.9M |
|
Q3 2023 13F
Filed Nov 14, 2023
|
45 | $140.3M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
42 | $178.4M |
|
Q1 2023 13F
Filed May 12, 2023
|
44 | $151.3M |
|
Q4 2022 13F
Filed Feb 13, 2023
|
45 | $124.8M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
42 | $188.3M |
|
Q2 2022 13F
Filed Aug 12, 2022
|
40 | $205.5M |
|
Q1 2022 13F
Filed May 16, 2022
|
35 | $238.5M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
36 | $396.8M |
|
Q3 2021 13F
Filed Nov 12, 2021
|
30 | $281.6M |
13 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | GBLI GLOBAL INDEMNITY GROUP LLC | $23.2M | 8.22% |
| 2 | TGNA C TEGNA INC | $19.7M | 7.0% |
| 3 | ENZB ENZO BIOCHEM INC | $18.3M | 6.51% |
| 4 | FLOW C SPX FLOW INC | $18.3M | 6.49% |
| 5 | FLOW P SPX FLOW INC | $18.3M | 6.49% |
| 6 | TBCH TURTLE BEACH CORP | $16.3M | 5.79% |
| 7 | INVE IDENTIV INC | $15.4M | 5.45% |
| 8 | TBCH C TURTLE BEACH CORP | $14.6M | 5.19% |
| 9 | TBCH P TURTLE BEACH CORP | $13.9M | 4.94% |
| 10 | 91734M103 US ECOLOGY INC | $11.7M | 4.16% |
| 11 | FLOW SPX FLOW INC | $10.7M | 3.8% |
| 12 | MXCT MAXCYTE INC | $8.9M | 3.14% |
| 13 | VSEC VSE CORP | $8.6M | 3.04% |
| 14 | TGNA TEGNA INC | $8.5M | 3.02% |
| 15 | TACT TRANSACT TECHNOLOGIES INC | $8.4M | 2.98% |
| 16 | ISOS ISOS ACQUISITION CORPORATION | $7.5M | 2.66% |
| 17 | SHCR SHARECARE INC | $7.2M | 2.55% |
| 18 | ARAY ACCURAY INC | $7.1M | 2.53% |
| 19 | DFIN DONNELLEY FINL SOLUTIONS INC | $7.1M | 2.52% |
| 20 | STRM STREAMLINE HEALTH SOLUTIONS | $6.9M | 2.46% |
Values as reported on the Q3 2021 Form 13F. Every position is in the holdings table below.