GUGGENHEIM CAPITAL LLC
Q2 2026 Form 13-F
CHICAGO, ILLINOIS
CIK 0001283072
· Institutional investment manager
Consolidated report · includes
4 managers
since Q2 2013
$15.9B Reported Value Total
Reported value
$15.9B
Quarter over quarter
+16.9%
Holdings
1,702
Top-10 concentration
23.3%
Filing Structure
Reports holdings for
- SECURITY INVESTORS LLC · File #028-01689 · since Q2 2013 · declared by one filing
- GUGGENHEIM FUNDS DISTRIBUTORS LLC · File #028-12550 · since Q2 2013 · declared by one filing
- GUGGENHEIM FUNDS INVESTMENT ADVISORS LLC · File #028-11097 · since Q2 2013 · declared by one filing
- Guggenheim Partners Investment Management LLC · File #028-12837 · since Q2 2013 · declared by one filing
- GuideStone Capital Management LLC · File #028-10998 · Q1 2024 – Q1 2026 · declared by one filing
- SECURITY INVESTORS LLC (not a 13F filer in our records) · File #28-01689 · Q1 2019 – Q3 2025 · declared by one filing
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC (not a 13F filer in our records) · File #28-11097 · Q1 2019 – Q3 2025 · declared by one filing
- GUGGENHEIM FUNDS DISTRIBUTORS, LLC (not a 13F filer in our records) · File #28-12550 · Q1 2019 – Q3 2025 · declared by one filing
- Guggenheim Partners Investment Management, LLC (not a 13F filer in our records) · File #28-12837 · Q1 2019 – Q3 2025 · declared by one filing
- GIFMS Capital Company, LLC (not a 13F filer in our records) · File #28-22156 · Q1 2022 – Q3 2023 · declared by one filing
- GIFMS Capital Company, LLC (not a 13F filer in our records) · Q4 2021 – Q4 2021 · declared by one filing
- SECURITY INVESTORS LLC (not a 13F filer in our records) · File #28-1689 · Q4 2020 – Q4 2020 · declared by one filing
- Guggenheim Life & Annuity Co (not a 13F filer in our records) · File #28-18657 · Q1 2019 – Q3 2020 · declared by one filing
- Guggenheim Life & Annuity Co (not a 13F filer in our records) · File #028-18657 · Q4 2017 – Q1 2019
- SEI INVESTMENTS COMPANY · File #028-16454 · Q4 2014 – Q1 2018 · declared by one filing
- Guggenheim Investment Advisors (Hong Kong) Ltd (not a 13F filer in our records) · File #028-14372 · Q2 2013 – Q1 2016
- Transparent Value Advisors LLC (not a 13F filer in our records) · File #028-16912 · Q1 2015 – Q1 2015
- Guggenheim Global Trading, LLC (not a 13F filer in our records) · File #028-15268 · Q2 2013 – Q1 2015
Key People
Named on the latest Form 13-F filing — not necessarily an owner
Robert A. Saperstein
Authorized Signatory
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
Loading 13F Metrics
Q2 2026 13F record
Q2 2026 13F filing summary
| Period of report | June 30, 2026 |
|---|---|
| Filed | August 12, 2026 |
| Form | 13F-HR |
| Reported value | $15.9B |
| Positions | 1,702 |
| Change in reported value | +23.3% |
| New positions | 191 |
| Exited positions | 83 |
| Position turnover | 15.4% |
| Top-10 concentration | 23.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 12, 2026
|
1,702 | $15.9B |
|
Q1 2026 13F
Filed May 15, 2026
|
1,593 | $12.9B |
|
Q4 2025 13F
Filed Feb 17, 2026
|
1,737 | $14.0B |
|
Q3 2025 13F
Filed Nov 13, 2025
|
1,569 | $13.8B |
|
Q2 2025 13F
Filed Aug 13, 2025
|
1,580 | $12.6B |
|
Q1 2025 13F
Filed May 14, 2025
|
1,626 | $10.9B |
|
Q4 2024 13F
Filed Feb 13, 2025
|
1,675 | $12.3B |
|
Q3 2024 13F
Filed Nov 13, 2024
|
1,852 | $14.3B |
|
Q2 2024 13F
Filed Aug 14, 2024
|
1,853 | $14.1B |
|
Q1 2024 13F
Filed May 14, 2024
|
1,864 | $14.2B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
1,866 | $13.2B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
1,827 | $11.6B |
|
Q2 2023 13F
Filed Aug 11, 2023
|
1,858 | $12.7B |
|
Q1 2023 13F
Filed May 11, 2023
|
1,905 | $11.9B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
1,904 | $11.4B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
1,888 | $10.9B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
2,038 | $12.7B |
|
Q1 2022 13F
Filed May 16, 2022
|
2,114 | $16.6B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
2,099 | $19.2B |
|
Q3 2021 13F
Filed Nov 15, 2021
|
2,114 | $16.7B |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | NVDA NVIDIA CORPORATION | $553.2M | 3.48% |
| 2 | MU MICRON TECHNOLOGY INC | $531.4M | 3.34% |
| 3 | AAPL APPLE INC | $445.6M | 2.8% |
| 4 | LRCX LAM RESEARCH CORP | $372.0M | 2.34% |
| 5 | MSFT MICROSOFT CORP | $322.2M | 2.03% |
| 6 | AMD ADVANCED MICRO DEVICES INC | $321.9M | 2.03% |
| 7 | AVGO BROADCOM INC | $310.8M | 1.96% |
| 8 | AMAT APPLIED MATLS INC | $302.4M | 1.9% |
| 9 | AMZN AMAZON COM INC | $273.1M | 1.72% |
| 10 | GOOGL ALPHABET INC | $269.6M | 1.7% |
| 11 | SPY C STATE STR SPDR S&P 500 ETF T | $212.2M | 1.34% |
| 12 | SPY P STATE STR SPDR S&P 500 ETF T | $212.2M | 1.34% |
| 13 | META META PLATFORMS INC | $200.8M | 1.26% |
| 14 | CSCO CISCO SYS INC | $191.5M | 1.21% |
| 15 | TSLA TESLA INC | $179.3M | 1.13% |
| 16 | INTC INTEL CORP | $167.5M | 1.05% |
| 17 | SPY STATE STR SPDR S&P 500 ETF T | $166.1M | 1.05% |
| 18 | GOOG ALPHABET INC | $163.7M | 1.03% |
| 19 | KLAC KLA CORP | $155.1M | 0.98% |
| 20 | WMT WALMART INC | $151.4M | 0.95% |
Values as reported on the Q2 2026 Form 13F. Every position is in the holdings table below.