GPS Wealth Strategies Group LLC's Q3 2021 13F: 37 new positions, 47 exits
Form 13F-HR for the quarter ended Sep 30, 2021 · filed Oct 20, 2021 · 972 reported positions · accession 0001731837-21-000006
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | ISHARES EXPANDED (IGV) | 5.6% | 6.3% | +0.7 pts | +7,003 sh | +12% |
| Increased | ARK INNOVATION (ARKK) | 0.7% | 1.0% | +0.3 pts | +15,131 sh | +76% |
| Increased | INVESCO NASDAQ (QQQM) | 0.6% | 0.8% | +0.3 pts | +7,630 sh | +50% |
| Increased | SHOPIFY INC (SHOP) | 0.2% | 0.4% | +0.2 pts | +690 sh | +162% |
| Increased | CROWDSTRIKE HOLDINGS (CRWD) | 0.7% | 0.9% | +0.2 pts | +3,596 sh | +35% |
| Reduced | INVESCO QQQ (QQQ) | 12.5% | 12.1% | −0.4 pts | −2,306 sh | −2% |
| Increased | NVIDIA CORP (NVDA) | 1.3% | 1.6% | +0.2 pts | +3,863 sh | +15% |
| Increased | SPDR S&P (SPY) | 2.9% | 3.0% | +0.1 pts | +1,314 sh | +5% |
| Reduced | FIRST TRUST (QCLN) | 1.0% | 0.7% | −0.2 pts | −8,405 sh | −15% |
| Increased | ISHARES MSCI (USMV) | 2.0% | 2.1% | +0.1 pts | +6,719 sh | +6% |
| Increased | MICROSOFT CORP (MSFT) | 3.6% | 3.8% | +0.2 pts | +1,605 sh | +3% |
| Increased | FIRST TRUST (RDVY) | 0.6% | 0.7% | +0.1 pts | +9,520 sh | +18% |
| Increased | ADVANCED MICRO (AMD) | 0.3% | 0.4% | +0.1 pts | +4,202 sh | +32% |
| Reduced | SPLUNK INC (SPLK) | 0.2% | 0.1% | −0.1 pts | −2,881 sh | −58% |
| Increased | PAYPAL HOLDINGS (PYPL) | 2.6% | 2.3% | −0.2 pts | +1,412 sh | +4% |
| Reduced | APPLE INC (AAPL) | 5.4% | 5.3% | −0.1 pts | −2,595 sh | −2% |
| Reduced | AMAZON COM (AMZN) | 4.9% | 4.5% | −0.4 pts | −107 sh | −2% |
| Exited | BOSTON BEER (SAM) | 0.1% | — | −0.1 pts | −335 sh | −100% |
| Increased | FIRST TRUST (FTGC) | 0.5% | 0.6% | +0.1 pts | +14,440 sh | +18% |
| Increased | PALO ALTO (PANW) | 0.0% | 0.1% | +0.1 pts | +698 sh | +399% |
| Increased | SALESFORCE.COM INC (CRM) | 1.4% | 1.6% | +0.2 pts | +1,178 sh | +5% |
| Increased | FIRST TRUST (FTCS) | 0.2% | 0.3% | +0.1 pts | +4,157 sh | +34% |
| Exited | APPIAN CORP (APPN) | 0.1% | — | −0.1 pts | −1,991 sh | −100% |
| Increased | INVESCO S&P (XLG) | 0.3% | 0.4% | +0.1 pts | +811 sh | +19% |
| Increased | SECTOR CONSUMER (XLP) | 0.1% | 0.2% | +0.1 pts | +3,571 sh | +46% |
| Increased | WISDOMTREE U S (RESP) | 0.0% | 0.1% | +0.1 pts | +5,117 sh | +135% |
| Increased | INVESCO S&P (RSP) | 0.1% | 0.2% | +0.1 pts | +1,515 sh | +44% |
| Increased | BERKSHIRE HATHAWAY (BRK-B) | 0.7% | 0.7% | 0.0 pts | +749 sh | +8% |
| Reduced | UNILEVER PLC (UL) | 0.1% | 0.0% | −0.1 pts | −3,729 sh | −94% |
| Reduced | PPG INDUSTRIES (PPG) | 0.1% | 0.0% | −0.1 pts | −1,349 sh | −79% |
| Exited | SPDR BLOOMBERG (BIL) | 0.0% | — | 0.0 pts | −1,956 sh | −100% |
| Increased | DOCUSIGN INC (DOCU) | 0.9% | 0.9% | 0.0 pts | +702 sh | +5% |
| Increased | ISHARES CORE (DGRO) | 0.2% | 0.3% | 0.0 pts | +3,275 sh | +18% |
| Reduced | KIMBERLY CLARK (KMB) | 0.4% | 0.3% | −0.1 pts | −1,222 sh | −10% |
| Reduced | KRAFT HEINZ (KHC) | 0.1% | 0.0% | 0.0 pts | −4,209 sh | −81% |
| Increased | DEERE & CO (DE) | 0.1% | 0.1% | 0.0 pts | +456 sh | +44% |
| Increased | BROOKFIELD INFRASTRUCTUR (BIPC) | 0.1% | 0.1% | 0.0 pts | +2,519 sh | +96% |
| Increased | GLOBAL X (PAVE) | 0.1% | 0.1% | 0.0 pts | +5,233 sh | +58% |
| Increased | DISCOVER FINANCIAL (DFS) | 0.1% | 0.2% | 0.0 pts | +1,075 sh | +26% |
| Reduced | AT&T INC (T) | 0.4% | 0.4% | −0.1 pts | −4,599 sh | −8% |
| Reduced | BROOKFIELD INFRASTRUCTRE (BIP) | 0.1% | 0.0% | 0.0 pts | −2,199 sh | −54% |
| Increased | JOHNSON & JOHNSON (JNJ) | 0.5% | 0.5% | 0.0 pts | +753 sh | +6% |
| Increased | PEPSICO INC (PEP) | 0.5% | 0.5% | 0.0 pts | +799 sh | +6% |
| Exited | LANCASTER COLONY (MZTI) | 0.0% | — | 0.0 pts | −605 sh | −100% |
| Increased | VANGUARD MEGA (MGK) | 0.0% | 0.1% | 0.0 pts | +469 sh | +57% |
| Reduced | TARGET CORP (TGT) | 0.8% | 0.8% | −0.1 pts | −465 sh | −3% |
| Reduced | WELLS FARGO (WFC) | 0.0% | 0.0% | 0.0 pts | −2,280 sh | −54% |
| Reduced | LUMEN TECHNOLOGIES (LUMN) | 0.0% | 0.0% | 0.0 pts | −8,354 sh | −62% |
| Increased | VANGUARD GROWTH (VUG) | 0.9% | 0.9% | 0.0 pts | +356 sh | +3% |
| Increased | BROADCOM INC (AVGO) | 0.1% | 0.1% | 0.0 pts | +208 sh | +26% |
The 50 largest of 483 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- GENERAL ELECTRIC (GE): 369604103 → 369604301, 2,870 → 361 shares (share count change consistent with a stock split)
Top 10 positions — 47.3% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | INVESCO QQQ (QQQ) | 12.5% | 12.1% | |
| 2 | VANGUARD INFORMATION (VGT) | 6.5% | 6.4% | |
| 3 | ISHARES EXPANDED (IGV) | 5.6% | 6.3% | |
| 4 | APPLE INC (AAPL) | 5.4% | 5.3% | |
| 5 | AMAZON COM (AMZN) | 4.9% | 4.5% | |
| 6 | MICROSOFT CORP (MSFT) | 3.6% | 3.8% | |
| 7 | SPDR S&P (SPY) | 2.9% | 3.0% | |
| 8 | PAYPAL HOLDINGS (PYPL) | 2.6% | 2.3% | |
| 9 | ISHARES MSCI (USMV) | 2.0% | 2.1% | |
| 10 | SALESFORCE.COM INC (CRM) | 1.4% | 1.6% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).