GOTHAM ASSET MANAGEMENT LLC
Q1 2023 Form 13-F
NEW YORK, NEW YORK
CIK 0001510387
· CRD 149335
· SEC-registered investment adviser
$4.1B Reported Value Total
GOTHAM ASSET MANAGEMENT, LLC reports 60 total accounts under management (AUM). There are 60 discretionary accounts valued at $4,204,527,920, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
119 funds
· $13.8B gross asset value
Hedge Fund: $13.8B
Source: Form ADV filed 2026-07-30
Reported value
$4.1B
Quarter over quarter
+6.0%
Holdings
1,309
Top-10 concentration
22.3%
Filing Structure
Holdings reported by
- THE BANK OF NEW YORK MELLON CORPORATION · Q2 2018 – Q3 2018 · declared by one filing
Key People
Form ADV owners & control persons
Robert Laurence Goldstein
PARTNER
Joel Michael Greenblatt
PARTNER
Louis Nmm Larocca
GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q1 2023 13F record
Q1 2023 13F filing summary
| Period of report | March 31, 2023 |
|---|---|
| Filed | May 15, 2023 |
| Form | 13F-HR |
| Reported value | $4.1B |
| Positions | 1,309 |
| Change in reported value | +16.1% |
| New positions | 225 |
| Exited positions | 117 |
| Position turnover | 24.0% |
| Top-10 concentration | 22.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 14, 2026
|
1,791 | $43.0B |
|
Q1 2026 13F
Filed May 15, 2026
|
1,749 | $32.7B |
|
Q4 2025 13F
Filed Feb 17, 2026
|
1,719 | $27.4B |
|
Q3 2025 13F
Filed Nov 14, 2025
|
1,676 | $23.0B |
|
Q2 2025 13F
Filed Aug 14, 2025
|
1,655 | $16.7B |
|
Q1 2025 13F
Filed May 15, 2025
|
1,541 | $12.0B |
|
Q4 2024 13F
Filed Feb 14, 2025
|
1,421 | $10.5B |
|
Q3 2024 13F
Filed Nov 14, 2024
|
1,402 | $9.7B |
|
Q2 2024 13F
Filed Aug 14, 2024
|
1,407 | $7.7B |
|
Q1 2024 13F
Filed May 15, 2024
|
1,366 | $6.6B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
1,324 | $5.4B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
1,313 | $4.8B |
|
Q2 2023 13F
Filed Aug 14, 2023
|
1,294 | $4.6B |
|
Q1 2023 13F
Filed May 15, 2023
|
1,309 | $4.1B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
1,201 | $3.6B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
1,156 | $3.3B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
1,104 | $3.1B |
|
Q1 2022 13F
Filed May 16, 2022
|
1,113 | $3.2B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
1,126 | $3.1B |
|
Q3 2021 13F
Filed Nov 15, 2021
|
1,005 | $2.5B |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | GSPY TIDAL ETF TR | $269.6M | 6.53% |
| 2 | SPY SPDR S&P 500 ETF TR | $259.0M | 6.28% |
| 3 | IVV ISHARES TR | $68.6M | 1.66% |
| 4 | SNOW SNOWFLAKE INC | $60.3M | 1.46% |
| 5 | MSFT MICROSOFT CORP | $55.3M | 1.34% |
| 6 | GVLU TIDAL ETF TR | $53.8M | 1.3% |
| 7 | AAPL APPLE INC | $50.5M | 1.22% |
| 8 | GOOGL ALPHABET INC | $41.9M | 1.02% |
| 9 | IEMG ISHARES INC | $32.5M | 0.79% |
| 10 | AMZN AMAZON COM INC | $29.9M | 0.72% |
| 11 | BRK-B BERKSHIRE HATHAWAY INC DEL | $27.5M | 0.67% |
| 12 | META META PLATFORMS INC | $25.6M | 0.62% |
| 13 | XOM EXXON MOBIL CORP | $19.9M | 0.48% |
| 14 | BND VANGUARD BD INDEX FDS | $19.1M | 0.46% |
| 15 | PFE PFIZER INC | $18.5M | 0.45% |
| 16 | MRK MERCK & CO INC | $18.2M | 0.44% |
| 17 | JNJ JOHNSON & JOHNSON | $18.0M | 0.44% |
| 18 | CSCO CISCO SYS INC | $17.9M | 0.43% |
| 19 | AVGO BROADCOM INC | $17.1M | 0.41% |
| 20 | DD DUPONT DE NEMOURS INC | $16.0M | 0.39% |
Values as reported on the Q1 2023 Form 13F. Every position is in the holdings table below.