GOFEN & GLOSSBERG LLC IL
Q3 2022 Form 13-F
CHICAGO, ILLINOIS
CIK 0000315498
· CRD 107859
· SEC-registered investment adviser
$3.5B Reported Value Total
GOFEN AND GLOSSBERG, L.L.C. reports 3,573 total accounts under management (AUM). There are 3,488 discretionary accounts valued at $6,158,891,308, and 85 non-discretionary accounts valued at $320,332,352.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary & Non-Discretionary
Source: Form ADV filed 2023-03-01
Reported value
$3.5B
Quarter over quarter
-6.8%
Holdings
569
Top-10 concentration
30.0%
Key People
Form ADV owners & control persons
Mark Brown
L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER
Charles Samuel Gofen
EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER
Peter Behr Kupferberg
EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q3 2022 13F record
Q3 2022 13F filing summary
| Period of report | September 30, 2022 |
|---|---|
| Filed | October 13, 2022 |
| Form | 13F-HR |
| Reported value | $3.5B |
| Positions | 569 |
| Change in reported value | -6.0% |
| New positions | 28 |
| Exited positions | 31 |
| Position turnover | 9.8% |
| Top-10 concentration | 30.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q4 2022 13F
Filed Jan 13, 2023
|
591 | $3.9B |
|
Q3 2022 13F
Filed Oct 13, 2022
|
569 | $3.5B |
|
Q2 2022 13F
Filed Jul 14, 2022
|
572 | $3.8B |
|
Q1 2022 13F
Filed Apr 14, 2022
|
615 | $4.4B |
|
Q4 2021 13F
Filed Jan 25, 2022
|
624 | $4.6B |
|
Q3 2021 13F
Filed Oct 13, 2021
|
616 | $4.3B |
|
Q2 2021 13F
Filed Jul 13, 2021
|
573 | $4.2B |
|
Q1 2021 13F
Filed Apr 13, 2021
|
551 | $3.9B |
|
Q4 2020 13F
Filed Jan 15, 2021
|
529 | $3.7B |
|
Q3 2020 13F
Filed Oct 9, 2020
|
480 | $3.3B |
|
Q2 2020 13F
Filed Jul 13, 2020
|
450 | $3.0B |
|
Q1 2020 13F
Filed Apr 14, 2020
|
436 | $2.6B |
|
Q4 2019 13F
Filed Jan 28, 2020
|
477 | $3.1B |
|
Q3 2019 13F
Filed Oct 10, 2019
|
456 | $3.0B |
|
Q2 2019 13F
Filed Jul 12, 2019
|
448 | $2.9B |
|
Q1 2019 13F
Filed Apr 11, 2019
|
444 | $2.8B |
|
Q4 2018 13F
Filed Jan 15, 2019
|
431 | $2.5B |
|
Q3 2018 13F
Filed Oct 11, 2018
|
466 | $2.9B |
|
Q2 2018 13F
Filed Jul 11, 2018
|
448 | $2.7B |
|
Q1 2018 13F
Filed Apr 11, 2018
|
455 | $2.7B |
19 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL Apple | $193.4M | 5.46% |
| 2 | MSFT Microsoft | $187.9M | 5.31% |
| 3 | TMO Thermo Fisher Scientific | $133.4M | 3.77% |
| 4 | JNJ Johnson & Johnson | $89.3M | 2.52% |
| 5 | PG Procter & Gamble | $85.9M | 2.43% |
| 6 | GOOG Alphabet Cl C | $84.3M | 2.38% |
| 7 | JPM JPMorgan Chase & Co | $79.7M | 2.25% |
| 8 | SPY SPDR 500 ETF Trust Ser 1 | $78.6M | 2.22% |
| 9 | DHR Danaher | $64.5M | 1.82% |
| 10 | PEP PepsiCo | $64.3M | 1.82% |
| 11 | AMZN Amazon.com | $58.4M | 1.65% |
| 12 | MCD McDonalds | $52.4M | 1.48% |
| 13 | AXP American Express | $51.5M | 1.46% |
| 14 | ABT Abbott Laboratories | $50.9M | 1.44% |
| 15 | ASML ASML Hldgs NV ADR | $50.6M | 1.43% |
| 16 | AVGO Broadcom Ltd | $48.7M | 1.38% |
| 17 | CVX Chevron | $44.4M | 1.26% |
| 18 | ABBV AbbVie | $44.0M | 1.24% |
| 19 | MA Mastercard Cl A | $43.0M | 1.21% |
| 20 | CMCSA Comcast Cl A | $38.8M | 1.1% |
Values as reported on the Q3 2022 Form 13F. Every position is in the holdings table below.