Genesee Capital Advisors LLC's Q4 2021 13F: 10 new positions, 13 exits
Form 13F-HR for the quarter ended Dec 31, 2021 · filed Jan 25, 2022 · 110 reported positions · accession 0001652348-22-000001
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | REVANCE THERAPEUTICS INC (RVNC) | 1.0% | — | −1.0 pts | −70,281 sh | −100% |
| New | SPDR SER TR (SPIP) | — | 0.8% | +0.8 pts | +56,347 sh | new |
| Reduced | VISA INC (V) | 1.1% | 0.3% | −0.9 pts | −7,649 sh | −74% |
| Reduced | STAAR SURGICAL CO (STAA) | 1.4% | 0.3% | −1.1 pts | −16,173 sh | −74% |
| Exited | SPDR SER TR (WIP) | 0.7% | — | −0.7 pts | −24,682 sh | −100% |
| New | SYNCHRONY FINANCIAL (SYF) | — | 0.7% | +0.7 pts | +29,552 sh | new |
| Exited | CAI INTERNATIONAL INC (CAI) | 0.5% | — | −0.5 pts | −19,236 sh | −100% |
| New | ARCHER DANIELS MIDLAND CO (ADM) | — | 0.5% | +0.5 pts | +14,846 sh | new |
| Exited | INVESCO EXCHANGE TRADED FD T (PRN) | 0.4% | — | −0.4 pts | −8,967 sh | −100% |
| Exited | STORE CAP CORP (STOR) | 0.4% | — | −0.4 pts | −24,313 sh | −100% |
| New | INVESCO EXCHANGE TRADED FD T (PXI) | — | 0.4% | +0.4 pts | +25,563 sh | new |
| Exited | INVESCO EXCHANGE TRADED FD T (PYZ) | 0.3% | — | −0.3 pts | −7,966 sh | −100% |
| Increased | INVESCO EXCHANGE TRADED FD T (PTF) | 0.2% | 0.5% | +0.3 pts | +3,615 sh | +159% |
| Exited | FIRST TR EXCHANGE-TRADED FD (FTSM) | 0.2% | — | −0.2 pts | −7,316 sh | −100% |
| Reduced | SPDR SER TR (SPTL) | 2.6% | 2.4% | −0.2 pts | −10,281 sh | −8% |
| Reduced | SPDR SER TR (XRT) | 8.4% | 7.9% | −0.5 pts | −4,630 sh | −2% |
| Increased | SPDR SER TR (PSK) | 0.7% | 0.9% | +0.2 pts | +9,430 sh | +29% |
| Increased | SSGA ACTIVE ETF TR (SRLN) | 0.7% | 0.9% | +0.2 pts | +8,780 sh | +29% |
| Increased | SPDR SER TR (JNK) | 0.7% | 0.9% | +0.2 pts | +3,677 sh | +29% |
| Reduced | APPLE INC (AAPL) | 3.7% | 4.4% | +0.6 pts | −2,242 sh | −4% |
| Reduced | SCHWAB STRATEGIC TR (SCHB) | 7.7% | 7.9% | +0.2 pts | −3,116 sh | −2% |
| Reduced | CALIX INC (CALX) | 1.4% | 2.0% | +0.6 pts | −4,046 sh | −7% |
| Exited | INVESCO EXCHANGE TRADED FD T (RSP) | 0.2% | — | −0.2 pts | −2,071 sh | −100% |
| New | INVESCO EXCHANGE TRADED FD T (PDP) | — | 0.1% | +0.1 pts | +3,032 sh | new |
| Reduced | FIRST TR NASDAQ 100 TECH IND (QTEC) | 3.9% | 4.1% | +0.2 pts | −1,629 sh | −3% |
| Exited | FIRST TR EXCHANGE-TRADED FD (DVOL) | 0.1% | — | −0.1 pts | −9,568 sh | −100% |
| Exited | SCHWAB STRATEGIC TR (SCHR) | 0.1% | — | −0.1 pts | −4,529 sh | −100% |
| New | NVIDIA CORPORATION (NVDA) | — | 0.1% | +0.1 pts | +866 sh | new |
| Exited | ALPHA ARCHITECT ETF TR (WIZ) | 0.1% | — | −0.1 pts | −6,525 sh | −100% |
| Exited | TELADOC HEALTH INC (TDOC) | 0.1% | — | −0.1 pts | −1,706 sh | −100% |
| New | ISHARES TR (IVW) | — | 0.1% | +0.1 pts | +2,668 sh | new |
| Exited | AT&T INC (T) | 0.1% | — | −0.1 pts | −7,959 sh | −100% |
| New | CHEVRON CORP NEW (CVX) | — | 0.1% | +0.1 pts | +1,868 sh | new |
| New | WASTE MGMT INC DEL (WM) | — | 0.1% | +0.1 pts | +1,238 sh | new |
| New | REALTY INCOME CORP (O) | — | 0.1% | +0.1 pts | +2,867 sh | new |
| Reduced | AMAZON COM INC (AMZN) | 1.4% | 1.3% | −0.1 pts | −55 sh | −6% |
| Increased | META PLATFORMS INC (META) | 0.6% | 0.6% | +0.1 pts | +544 sh | +16% |
| Reduced | SCHWAB STRATEGIC TR (SCHO) | 0.6% | 0.4% | −0.1 pts | −3,566 sh | −16% |
| Reduced | EVOLENT HEALTH INC (EVH) | 1.6% | 1.3% | −0.3 pts | −5,960 sh | −6% |
| Increased | INVESCO QQQ TR (QQQ) | 2.5% | 2.7% | +0.3 pts | +386 sh | +3% |
| Reduced | SCHWAB STRATEGIC TR (SCHZ) | 1.5% | 1.4% | −0.1 pts | −2,845 sh | −5% |
| Reduced | RESIDEO TECHNOLOGIES INC (REZI) | 0.9% | 0.9% | 0.0 pts | −5,084 sh | −7% |
| Reduced | ARK ETF TR (ARKK) | 3.0% | 2.4% | −0.6 pts | −1,287 sh | −2% |
| Reduced | ATRICURE INC (ATRC) | 0.9% | 0.9% | −0.1 pts | −1,655 sh | −6% |
| Increased | THE TRADE DESK INC (TTD) | 0.2% | 0.2% | +0.1 pts | +1,245 sh | +28% |
| Reduced | SCHWAB STRATEGIC TR (SCHP) | 0.3% | 0.3% | −0.1 pts | −1,512 sh | −15% |
| Reduced | CUMMINS INC (CMI) | 0.4% | 0.3% | −0.1 pts | −417 sh | −11% |
| Reduced | FIRST TR EXCHANGE-TRADED FD (TDIV) | 0.2% | 0.2% | 0.0 pts | −1,343 sh | −16% |
| Reduced | EDWARDS LIFESCIENCES CORP (EW) | 1.5% | 1.6% | +0.1 pts | −636 sh | −2% |
| Increased | FIRST TR EXCHANGE TRADED FD (FXL) | 8.3% | 8.7% | +0.4 pts | +510 sh | 0% |
The 50 largest of 114 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 45.4% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | FIRST TR EXCHANGE TRADED FD (FXL) | 8.3% | 8.7% | |
| 2 | SCHWAB STRATEGIC TR (SCHB) | 7.7% | 7.9% | |
| 3 | SPDR SER TR (XRT) | 8.4% | 7.9% | |
| 4 | APPLE INC (AAPL) | 3.7% | 4.4% | |
| 5 | FIRST TR NASDAQ 100 TECH IND (QTEC) | 3.9% | 4.1% | |
| 6 | SPDR SER TR (SPYD) | 2.6% | 2.8% | |
| 7 | INVESCO QQQ TR (QQQ) | 2.5% | 2.7% | |
| 8 | ARK ETF TR (ARKK) | 3.0% | 2.4% | |
| 9 | SPDR SER TR (SPTL) | 2.6% | 2.4% | |
| 10 | FIRST TR EXCHANGE TRADED FD (FXO) | 2.2% | 2.2% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).