Garden State Investment Advisory Services LLC's Q1 2023 13F: 32 new positions, 23 exits
Form 13F-HR for the quarter ended Mar 31, 2023 · filed May 11, 2023 · 202 reported positions · accession 0001172661-23-001999
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | VANGUARD SCOTTSDALE FDS (VCSH) | 0.6% | 3.0% | +2.4 pts | +64,656 sh | +461% |
| Increased | J P MORGAN EXCHANGE TRADED F (JCPB) | 0.2% | 2.5% | +2.3 pts | +94,869 sh | +1264% |
| Increased | VANGUARD INTL EQUITY INDEX F (VWO) | 0.2% | 1.0% | +0.9 pts | +43,860 sh | +673% |
| Exited | FIRST TR EXCH TRADED FD III (FPE) | 0.9% | — | −0.9 pts | −85,707 sh | −100% |
| New | ISHARES TR (EMB) | — | 0.8% | +0.8 pts | +18,597 sh | new |
| Increased | J P MORGAN EXCHANGE TRADED F (JPST) | 0.2% | 1.0% | +0.7 pts | +30,139 sh | +413% |
| New | VANECK ETF TRUST (SMH) | — | 0.7% | +0.7 pts | +5,029 sh | new |
| Increased | J P MORGAN EXCHANGE TRADED F (JEPI) | 1.0% | 1.4% | +0.5 pts | +21,565 sh | +70% |
| New | J P MORGAN EXCHANGE TRADED F (JEPQ) | — | 0.6% | +0.6 pts | +25,886 sh | new |
| Reduced | SPDR SER TR (SDY) | 5.4% | 4.0% | −1.4 pts | −9,054 sh | −12% |
| Reduced | SSGA ACTIVE ETF TR (SRLN) | 1.5% | 0.8% | −0.7 pts | −24,753 sh | −40% |
| Exited | ISHARES TR (SGOV) | 0.5% | — | −0.5 pts | −8,494 sh | −100% |
| Reduced | INVESCO QQQ TR (QQQ) | 3.0% | 2.6% | −0.4 pts | −2,687 sh | −14% |
| Increased | DBX ETF TR (DEUS) | 0.7% | 1.1% | +0.3 pts | +19,656 sh | +66% |
| Increased | SPDR SER TR (MDYV) | 2.5% | 2.6% | +0.1 pts | +12,409 sh | +19% |
| New | TAL EDUCATION GROUP (TAL) | — | 0.4% | +0.4 pts | +126K sh | new |
| Exited | XPENG INC (XPEV) | 0.4% | — | −0.4 pts | −69,333 sh | −100% |
| Reduced | INVESCO EXCHANGE TRADED FD T (RSP) | 4.8% | 3.8% | −1.0 pts | −5,445 sh | −10% |
| Reduced | SCHWAB STRATEGIC TR (SCHD) | 5.4% | 4.1% | −1.3 pts | −10,521 sh | −9% |
| Increased | INVESCO EXCHANGE TRADED FD T (PID) | 4.2% | 4.2% | 0.0 pts | +41,191 sh | +10% |
| Reduced | EHANG HLDGS LTD (EH) | 0.5% | 0.2% | −0.3 pts | −63,285 sh | −67% |
| New | UNITED STS NAT GAS FD LP (UNG) | — | 0.3% | +0.3 pts | +87,747 sh | new |
| New | GAOTU TECHEDU INC (GOTU) | — | 0.3% | +0.3 pts | +140K sh | new |
| Reduced | SSGA ACTIVE ETF TR (RLY) | 0.6% | 0.2% | −0.4 pts | −20,955 sh | −62% |
| Exited | INVESCO EXCHANGE TRADED FD T (PBJ) | 0.3% | — | −0.3 pts | −10,656 sh | −100% |
| Exited | NIO INC (NIO) | 0.3% | — | −0.3 pts | −49,745 sh | −100% |
| Increased | FIRST TR EXCHANGE-TRADED FD (RDVI) | 0.4% | 0.6% | +0.2 pts | +26,370 sh | +85% |
| New | FIRST TR EXCHANGE-TRADED FD (QQXT) | — | 0.3% | +0.3 pts | +6,678 sh | new |
| Exited | AGORA INC (API) | 0.3% | — | −0.3 pts | −117K sh | −100% |
| New | PACER FDS TR (COWZ) | — | 0.3% | +0.3 pts | +11,058 sh | new |
| Reduced | VANGUARD WORLD FDS (VDC) | 2.5% | 1.9% | −0.6 pts | −2,474 sh | −11% |
| Exited | PACER FDS TR (PTMC) | 0.2% | — | −0.2 pts | −12,381 sh | −100% |
| New | FIRST TR EXCHANGE-TRADED FD (AIRR) | — | 0.2% | +0.2 pts | +9,190 sh | new |
| Exited | NATIXIS ETF TR (LSST) | 0.2% | — | −0.2 pts | −15,255 sh | −100% |
| Increased | SPDR SER TR (SLY) | 1.1% | 1.2% | +0.1 pts | +4,724 sh | +21% |
| New | TENCENT MUSIC ENTMT GROUP (TME) | — | 0.2% | +0.2 pts | +46,992 sh | new |
| New | ZOOM VIDEO COMMUNICATIONS IN (ZM) | — | 0.2% | +0.2 pts | +4,947 sh | new |
| Exited | SPDR S&P MIDCAP 400 ETF TR (MDY) | 0.2% | — | −0.2 pts | −685 sh | −100% |
| Exited | FIRST TR EXCHANGE-TRADED FD (FTXG) | 0.2% | — | −0.2 pts | −10,068 sh | −100% |
| New | MADISON SQUARE GRDN ENTERTNM (SPHR) | — | 0.2% | +0.2 pts | +5,328 sh | new |
| Reduced | FIRST TR NASDAQ ABA CMNTY BK (QABA) | 0.5% | 0.2% | −0.3 pts | −7,320 sh | −42% |
| New | ISHARES TR (HYG) | — | 0.2% | +0.2 pts | +3,994 sh | new |
| Increased | BLOOM ENERGY CORP (BE) | 0.3% | 0.4% | +0.1 pts | +15,100 sh | +60% |
| Exited | FIRST TR EXCHANGE-TRADED FD (QCLN) | 0.1% | — | −0.1 pts | −5,345 sh | −100% |
| Exited | FIRST TR EXCHANGE-TRADED FD (FTSL) | 0.1% | — | −0.1 pts | −5,581 sh | −100% |
| Reduced | FIRST TR EXCHANGE-TRADED FD (FTSM) | 0.6% | 0.3% | −0.2 pts | −4,885 sh | −31% |
| Reduced | SPDR SER TR (SPYV) | 0.6% | 0.4% | −0.2 pts | −7,082 sh | −25% |
| Reduced | SPDR S&P 500 ETF TR (SPY) | 2.0% | 1.6% | −0.3 pts | −699 sh | −8% |
| Exited | INVESCO EXCH TRADED FD TR II (SPLV) | 0.1% | — | −0.1 pts | −3,701 sh | −100% |
| New | ZILLOW GROUP INC (Z) | — | 0.1% | +0.1 pts | +6,140 sh | new |
The 50 largest of 208 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 35.5% of the equity book
Changes in the top 10 this quarter: VCSH entered · VDC left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 4.9% | 5.3% | |
| 2 | INVESCO EXCHANGE TRADED FD T (PID) | 4.2% | 4.2% | |
| 3 | SCHWAB STRATEGIC TR (SCHD) | 5.4% | 4.1% | |
| 4 | SPDR SER TR (SDY) | 5.4% | 4.0% | |
| 5 | INVESCO EXCHANGE TRADED FD T (RSP) | 4.8% | 3.8% | |
| 6 | VANGUARD SPECIALIZED FUNDS (VIG) | 3.6% | 3.2% | |
| 7 | VANGUARD SCOTTSDALE FDS (VCSH) | 0.6% | 3.0% | Entered the top 10 |
| 8 | AMAZON COM INC (AMZN) | 2.4% | 2.7% | |
| 9 | SPDR SER TR (MDYV) | 2.5% | 2.6% | |
| 10 | INVESCO QQQ TR (QQQ) | 3.0% | 2.6% | |
| — | VANGUARD WORLD FDS (VDC) | 2.5% | 1.9% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| New | GOLDMAN SACHS GROUP INC (GS) | Call | 0 | 100K | $32.7M |
| New | ADVANCED MICRO DEVICES INC (AMD) | Call | 0 | 2,000 | $196K |
| New | MICRON TECHNOLOGY INC (MU) | Call | 0 | 3,200 | $193K |
| Increased | SOFI TECHNOLOGIES INC (SOFI) | Call | 52,000 | 68,000 | $413K |
| New | FORD MTR CO DEL (F) | Call | 0 | 12,100 | $152K |
| New | DISNEY WALT CO (DIS) | Call | 0 | 1,300 | $130K |
| New | WARNER BROS DISCOVERY INC (WBD) | Put | 0 | 7,200 | $109K |
| New | BERKSHIRE HATHAWAY INC DEL (BRK-B) | Put | 0 | 300 | $92.6K |
| New | NVIDIA CORPORATION (NVDA) | Call | 0 | 300 | $83.3K |
| New | SPDR S&P 500 ETF TR (SPY) | Call | 0 | 200 | $81.9K |
| New | ADVANCED MICRO DEVICES INC (AMD) | Put | 0 | 800 | $78.4K |
| New | QUALCOMM INC (QCOM) | Call | 0 | 500 | $63.8K |
| New | SHOPIFY INC (SHOP) | Put | 0 | 1,300 | $62.3K |
| New | QUALCOMM INC (QCOM) | Put | 0 | 400 | $51K |
| New | PAYPAL HLDGS INC (PYPL) | Call | 0 | 600 | $45.6K |
| New | META PLATFORMS INC (META) | Call | 0 | 200 | $42.4K |
| New | PNC FINL SVCS GROUP INC (PNC) | Call | 0 | 300 | $38.1K |
| Reduced | APPLE INC (AAPL) | Call | 2,000 | 1,800 | $297K |
| New | GENERAL MTRS CO (GM) | Call | 0 | 1,000 | $36.7K |
| New | EXXON MOBIL CORP (XOM) | Put | 0 | 300 | $32.9K |
| New | BANK AMERICA CORP (BAC) | Call | 0 | 1,000 | $28.6K |
| New | CREDIT SUISSE GROUP (CS) | Call | 0 | 19,900 | $17.7K |
| Exited | NOKIA CORP (NOK) | Call | 2,500 | 0 | $0 |
| Exited | PALANTIR TECHNOLOGIES INC (PLTR) | Call | 500 | 0 | $0 |
| Exited | LUCID GROUP INC (LCID) | Call | 100 | 0 | $0 |