Galvin Gaustad & Stein LLC's Q1 2023 13F: 12 new positions, 14 exits
Form 13F-HR for the quarter ended Mar 31, 2023 · filed Apr 17, 2023 · 160 reported positions · accession 0001172661-23-001708
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | EXXON MOBIL CORP (XOM) | 2.2% | 0.3% | −1.9 pts | −169K sh | −85% |
| New | EOG RES INC (EOG) | — | 1.5% | +1.5 pts | +132K sh | new |
| Increased | ISHARES TR (IEFA) | 2.5% | 3.2% | +0.7 pts | +82,848 sh | +21% |
| Reduced | UNITED PARCEL SERVICE INC (UPS) | 1.1% | 0.6% | −0.4 pts | −27,367 sh | −45% |
| Increased | VANGUARD TAX-MANAGED FDS (VEA) | 2.1% | 2.6% | +0.5 pts | +91,252 sh | +19% |
| Increased | SCHWAB STRATEGIC TR (SCHR) | 1.3% | 1.7% | +0.4 pts | +73,254 sh | +27% |
| Reduced | JOHNSON & JOHNSON (JNJ) | 0.5% | 0.1% | −0.4 pts | −23,787 sh | −78% |
| Increased | VANGUARD BD INDEX FDS (BND) | 0.4% | 0.8% | +0.4 pts | +49,504 sh | +84% |
| Increased | AMGEN INC (AMGN) | 0.0% | 0.4% | +0.3 pts | +14,440 sh | +779% |
| Reduced | J P MORGAN EXCHANGE TRADED F (JPST) | 1.1% | 0.8% | −0.3 pts | −62,190 sh | −29% |
| Increased | ISHARES TR (MBB) | 2.1% | 2.4% | +0.3 pts | +33,026 sh | +15% |
| Reduced | JPMORGAN CHASE & CO (JPM) | 3.0% | 2.6% | −0.4 pts | −20,936 sh | −9% |
| Reduced | SPDR SER TR (SPSB) | 0.5% | 0.2% | −0.2 pts | −81,317 sh | −53% |
| Reduced | STARBUCKS CORP (SBUX) | 2.3% | 2.2% | −0.1 pts | −18,600 sh | −8% |
| Increased | 3M CO (MMM) | 0.9% | 0.9% | +0.1 pts | +17,491 sh | +24% |
| Reduced | NIKE INC (NKE) | 2.2% | 2.1% | −0.1 pts | −14,082 sh | −8% |
| Increased | VANGUARD INTL EQUITY INDEX F (VSS) | 1.8% | 2.0% | +0.2 pts | +15,315 sh | +9% |
| Reduced | COCA COLA CO (KO) | 2.6% | 2.4% | −0.3 pts | −24,864 sh | −6% |
| Increased | VANGUARD SCOTTSDALE FDS (VCLT) | 0.4% | 0.6% | +0.2 pts | +18,791 sh | +34% |
| Increased | ISHARES TR (IGIB) | 0.9% | 1.0% | +0.2 pts | +28,878 sh | +17% |
| Increased | VANGUARD BD INDEX FDS (BIV) | 0.6% | 0.7% | +0.1 pts | +17,539 sh | +22% |
| Reduced | SCHWAB STRATEGIC TR (SCHO) | 0.3% | 0.2% | −0.1 pts | −27,288 sh | −38% |
| Increased | ZOOM VIDEO COMMUNICATIONS IN (ZM) | 1.5% | 1.7% | +0.2 pts | +16,640 sh | +8% |
| Increased | SCHWAB STRATEGIC TR (SCHP) | 0.2% | 0.3% | +0.1 pts | +22,210 sh | +75% |
| Reduced | VANGUARD BD INDEX FDS (BSV) | 1.4% | 1.3% | −0.1 pts | −15,423 sh | −8% |
| Reduced | J P MORGAN EXCHANGE TRADED F (JMST) | 0.5% | 0.3% | −0.1 pts | −22,105 sh | −24% |
| Reduced | MASTERCARD INCORPORATED (MA) | 1.3% | 1.2% | −0.1 pts | −2,964 sh | −8% |
| Reduced | MICROSOFT CORP (MSFT) | 2.7% | 3.1% | +0.4 pts | −3,638 sh | −3% |
| Reduced | SELECT SECTOR SPDR TR (XLF) | 0.6% | 0.5% | −0.2 pts | −32,114 sh | −18% |
| Increased | ISHARES TR (AGG) | 1.9% | 2.0% | +0.1 pts | +10,325 sh | +5% |
| Reduced | ALPHABET INC (GOOG) | 1.2% | 1.3% | +0.1 pts | −8,514 sh | −6% |
| Increased | ISHARES TR (IUSB) | 0.3% | 0.4% | +0.1 pts | +17,797 sh | +24% |
| New | VANGUARD BD INDEX FDS (BLV) | — | 0.1% | +0.1 pts | +10,675 sh | new |
| Reduced | HOME DEPOT INC (HD) | 1.8% | 1.5% | −0.2 pts | −2,734 sh | −5% |
| Increased | VISA INC (V) | 0.9% | 1.0% | +0.1 pts | +3,568 sh | +8% |
| Reduced | COPART INC (CPRT) | 1.5% | 1.8% | +0.2 pts | −10,445 sh | −4% |
| Reduced | WASTE MGMT INC DEL (WM) | 2.2% | 2.2% | 0.0 pts | −4,611 sh | −3% |
| Increased | TRUIST FINL CORP (TFC) | 1.5% | 1.3% | −0.3 pts | +21,019 sh | +6% |
| Reduced | CISCO SYS INC (CSCO) | 0.7% | 0.7% | 0.0 pts | −13,450 sh | −10% |
| Exited | THERMO FISHER SCIENTIFIC INC (TMO) | 0.1% | — | −0.1 pts | −1,221 sh | −100% |
| Increased | VANGUARD SCOTTSDALE FDS (VCIT) | 1.2% | 1.2% | +0.1 pts | +8,027 sh | +5% |
| Exited | ISHARES TR (IWB) | 0.1% | — | −0.1 pts | −2,943 sh | −100% |
| Reduced | VANGUARD INDEX FDS (VTI) | 0.2% | 0.1% | −0.1 pts | −3,060 sh | −33% |
| New | ISHARES TR (ICSH) | — | 0.1% | +0.1 pts | +12,317 sh | new |
| Reduced | SPDR S&P 500 ETF TR (SPY) | 0.1% | 0.0% | −0.1 pts | −1,500 sh | −56% |
| Reduced | ISHARES TR (STIP) | 1.5% | 1.4% | −0.1 pts | −6,133 sh | −4% |
| Reduced | ALPHABET INC (GOOGL) | 0.5% | 0.5% | 0.0 pts | −5,522 sh | −10% |
| Increased | ISHARES INC (IEMG) | 1.1% | 1.2% | +0.1 pts | +11,060 sh | +5% |
| Increased | ISHARES TR (MUB) | 0.4% | 0.5% | +0.1 pts | +4,769 sh | +12% |
| Exited | DANAHER CORPORATION (DHR) | 0.0% | — | 0.0 pts | −1,755 sh | −100% |
The 50 largest of 161 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 26.4% of the equity book
Changes in the top 10 this quarter: AMZN entered · VEA entered · MBB entered · SBUX left · BK left · XOM left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ISHARES TR (IEFA) | 2.5% | 3.2% | |
| 2 | MICROSOFT CORP (MSFT) | 2.7% | 3.1% | |
| 3 | UNITEDHEALTH GROUP INC (UNH) | 3.4% | 2.9% | |
| 4 | AMAZON COM INC (AMZN) | 2.2% | 2.6% | Entered the top 10 |
| 5 | JPMORGAN CHASE & CO (JPM) | 3.0% | 2.6% | |
| 6 | VANGUARD TAX-MANAGED FDS (VEA) | 2.1% | 2.6% | Entered the top 10 |
| 7 | DISNEY WALT CO (DIS) | 2.2% | 2.5% | |
| 8 | ISHARES TR (MBB) | 2.1% | 2.4% | Entered the top 10 |
| 9 | COCA COLA CO (KO) | 2.6% | 2.4% | |
| 10 | QUEST DIAGNOSTICS INC (DGX) | 2.6% | 2.3% | |
| — | STARBUCKS CORP (SBUX) | 2.3% | 2.2% | Left the top 10 |
| — | BANK NEW YORK MELLON CORP (BK) | 2.3% | 2.3% | Left the top 10 |
| — | EXXON MOBIL CORP (XOM) | 2.2% | 0.3% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).