FOUNDERS FINANCIAL SECURITIES LLC
Q3 2024 Form 13-F

TOWSON, MARYLAND
CIK 0001342396 · CRD 137945 · SEC-registered investment adviser
Holdings reported by Horizon Investments LLC since Q1 2023
Consolidated report · includes 3 managers since Q2 2014
$1.1B Reported Value Total

FOUNDERS FINANCIAL SECURITIES, LLC reports 18,269 total accounts under management (AUM). There are 17,029 discretionary accounts valued at $2,632,738,312, and 1,240 non-discretionary accounts valued at $276,230,376.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Source: Form ADV filed 2026-04-20
Reported value
$1.1B
Quarter over quarter
+5.8%
Holdings
427
Top-10 concentration
27.4%

Filing Structure

Reports holdings for

  • Horizon Investments LLC · since Q2 2014 · declared by one filing
  • Betterment LLC · since Q4 2025 · declared by one filing
  • Orion Portfolio Solutions, LLC (not a 13F filer in our records) · since Q3 2026 · declared by one filing
  • Orion Portfolio Solutions LLC · Q3 2024 – Q2 2026 · declared by one filing
  • Horizon Investments, LLC/SC (not a 13F filer in our records) · Q1 2014 – Q1 2014 · declared by one filing

Holdings reported by

Key People

Form ADV owners & control persons
Joseph Victor Krcma
CHIEF COMPLIANCE OFFICER
Jill Anne Reckamp
FINOP
Bradley Matthew Shepherd
CEO/ROSFP
Q2 2024
Q4 2024
Go to latest
Loading 13F Metrics

Q3 2024 13F filing summary

Period of report September 30, 2024
Filed November 12, 2024
Form 13F-HR
Reported value $1.1B
Positions 427
Change in reported value +2.5%
New positions 54
Exited positions 51
Position turnover 22.0%
Top-10 concentration 27.4%

13F filings by quarter

Quarter Positions Value
Q3 2026 13F
Filed Oct 28, 2026
 579 $2.0B
Q2 2026 13F
Filed Jul 31, 2026
 555 $2.0B
Q1 2026 13F
Filed Apr 16, 2026
 530 $1.8B
Q4 2025 13F
Filed Feb 10, 2026
 574 $1.7B
Q3 2025 13F
Filed Oct 15, 2025
 489 $1.5B
Q2 2025 13F
Filed Aug 6, 2025
 491 $1.3B
Q1 2025 13F
Filed May 12, 2025
 460 $1.2B
Q4 2024 13F
Filed Feb 10, 2025
 435 $1.1B
Q3 2024 13F
Filed Nov 12, 2024
 427 $1.1B
Q2 2024 13F
Filed Aug 2, 2024
 424 $1.1B
Q1 2024 13F
Filed Apr 17, 2024
 385 $953.1M
Q4 2023 13F
Filed Feb 6, 2024
 367 $901.1M
Q3 2023 13F
Filed Oct 17, 2023
 332 $771.8M
Q2 2023 13F
Filed Aug 11, 2023
 320 $757.2M
Q1 2023 13F
Filed May 4, 2023
 319 $693.3M
Q4 2022 13F
Filed Feb 8, 2023
 325 $635.7M
Q3 2022 13F
Filed Oct 27, 2022
 304 $565.3M
Q2 2022 13F
Filed Jul 27, 2022
 262 $511.5M
Q1 2022 13F
Filed May 13, 2022
 258 $564.4M
Q4 2021 13F
Filed Feb 14, 2022
 262 $556.1M

32 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2024

# Holding Reported value % of portfolio
1 SPYG SPDR SER TR $52.0M 4.8%
2 SCHD SCHWAB STRATEGIC TR $35.1M 3.23%
3 SPYV SPDR SER TR $34.1M 3.15%
4 AGG ISHARES TR $30.6M 2.83%
5 IJR ISHARES TR $30.5M 2.81%
6 VEA VANGUARD TAX-MANAGED FDS $25.9M 2.39%
7 SSUS STRATEGY SHS $24.8M 2.29%
8 NVDA NVIDIA CORPORATION $21.9M 2.03%
9 FBND FIDELITY MERRIMACK STR TR $21.2M 1.95%
10 VO VANGUARD INDEX FDS $21.1M 1.95%
11 DFAE DIMENSIONAL ETF TRUST $19.8M 1.83%
12 AAPL APPLE INC $17.8M 1.64%
13 QQQ INVESCO QQQ TR $17.6M 1.62%
14 QUAL ISHARES TR $16.5M 1.52%
15 DUHP DIMENSIONAL ETF TRUST $15.1M 1.39%
16 XLK SELECT SECTOR SPDR TR $14.7M 1.36%
17 JCPB J P MORGAN EXCHANGE TRADED F $14.5M 1.34%
18 TFLO ISHARES TR $13.6M 1.25%
19 USMV ISHARES TR $13.0M 1.2%
20 IVV ISHARES TR $12.6M 1.16%

Values as reported on the Q3 2024 Form 13F. Every position is in the holdings table below.

Loading Activities
Loading Sector Allocation
Crunching numbers
Loading Performance
Finding Potential New Buys
Building table
Loading SEC filing data
Loading Form 4 Filings
Loading 13D/G filings