FIRST TRUST ADVISORS LP
Q2 2026 Form 13-F

WHEATON, ILLINOIS
CIK 0001125816 · CRD 107027 · SEC-registered investment adviser
Holdings reported by PERSONAL CFO SOLUTIONS LLC since Q3 2023 , CONFLUENCE INVESTMENT MANAGEMENT LLC since Q2 2013 , MACKAY SHIELDS LLC since Q2 2013 and 7 more
Consolidated report · includes 4 managers since Q1 2021
$170.0B Reported Value Total

FIRST TRUST ADVISORS LP reports 6,316 total accounts under management (AUM). There are 4,682 discretionary accounts valued at $232,689,000,000, and 1,634 non-discretionary accounts valued at $76,552,000,000.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A)
Private funds (Form ADV)
1 fund · $53.0M gross asset value
Hedge Fund: $53.0M
Source: Form ADV filed 2026-04-30
Reported value
$170.0B
Quarter over quarter
+17.5%
Holdings
2,655
Top-10 concentration
11.1%

Reports holdings for

Holdings reported by

Key People

Form ADV owners & control persons
James Allen Bowen
SOLE SHAREHOLDER
Kelly Catherine Dehler
CHIEF COMPLIANCE OFFICER
James Martin Dykas
CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR
Q1 2026

Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

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Q2 2026 13F filing summary

Period of report June 30, 2026
Filed August 11, 2026
Form 13F-HR
Reported value $170.0B
Positions 2,655
Change in reported value +21.5%
New positions 179
Exited positions 126
Position turnover 11.0%
Top-10 concentration 11.1%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 11, 2026
 2,655 $170.0B
Q1 2026 13F
Filed May 13, 2026
 2,602 $140.0B
Q4 2025 13F
Filed Feb 13, 2026
 2,624 $137.6B
Q3 2025 13F
Filed Nov 12, 2025
 2,566 $134.3B
Q2 2025 13F
Filed Aug 13, 2025
 2,585 $124.3B
Q1 2025 13F
Filed May 14, 2025
 2,533 $112.9B
Q4 2024 13F
Filed Feb 13, 2025
 2,552 $113.4B
Q3 2024 13F
Filed Nov 13, 2024
 2,354 $105.0B
Q2 2024 13F
Filed Aug 13, 2024
 2,309 $98.1B
Q1 2024 13F
Filed May 13, 2024
 2,328 $98.5B
Q4 2023 13F
Filed Feb 13, 2024
 2,336 $91.6B
Q3 2023 13F
Filed Nov 13, 2023
 2,339 $84.4B
Q2 2023 13F
Filed Aug 14, 2023
 2,346 $87.9B
Q1 2023 13F
Filed May 15, 2023
 2,347 $86.6B
Q4 2022 13F
Filed Feb 9, 2023
 2,413 $84.1B
Q3 2022 13F
Filed Nov 14, 2022
 2,459 $77.1B
Q2 2022 13F
Filed Aug 12, 2022
 2,481 $81.0B
Q1 2022 13F
Filed May 13, 2022
 2,516 $97.8B
Q4 2021 13F
Filed Feb 8, 2022
 2,505 $102.8B
Q3 2021 13F
Filed Nov 15, 2021
 2,504 $93.0B

33 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q2 2026

# Holding Reported value % of portfolio
1 CSCO CISCO SYS INC $2.5B 1.48%
2 NVDA NVIDIA CORPORATION $2.2B 1.28%
3 AVGO BROADCOM INC $1.9B 1.14%
4 GOOGL ALPHABET INC $1.9B 1.14%
5 PANW PALO ALTO NETWORKS INC $1.8B 1.05%
6 AMAT APPLIED MATLS INC $1.8B 1.05%
7 MSFT MICROSOFT CORP $1.7B 1.02%
8 AAPL APPLE INC $1.7B 0.99%
9 FTNT FORTINET INC $1.7B 0.98%
10 KLAC KLA CORP $1.6B 0.95%
11 LRCX LAM RESEARCH CORP $1.6B 0.92%
12 CRWD CROWDSTRIKE HLDGS INC $1.5B 0.85%
13 PWR QUANTA SVCS INC $1.4B 0.82%
14 ETN EATON CORP PLC $1.3B 0.78%
15 MU MICRON TECHNOLOGY INC $1.3B 0.78%
16 META META PLATFORMS INC $1.2B 0.73%
17 JCI JOHNSON CONTROLS INTERNATION $1.2B 0.72%
18 GEV GE VERNOVA INC $1.2B 0.7%
19 IBM INTERNATIONAL BUSINESS MACHS $1.0B 0.6%
20 AMZN AMAZON COM INC $1.0B 0.59%

Values as reported on the Q2 2026 Form 13F. Every position is in the holdings table below.

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