FINANCIAL ALTERNATIVES INC
Q4 2023 Form 13-F
LA JOLLA, CALIFORNIA
CIK 0001967227
· CRD 108245
· SEC-registered investment adviser
$118.4M Reported Value Total
FINANCIAL ALTERNATIVES, INC. reports 1,218 total accounts under management (AUM). There are 1,195 discretionary accounts valued at $503,850,004, and 23 non-discretionary accounts valued at $3,224,423.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-10-19
Reported value
$118.4M
Quarter over quarter
+9.3%
Holdings
80
Top-10 concentration
59.0%
Key People
Form ADV owners & control persons
James Alan Freeman
PRESIDENT/CHIEF COMPLIANCE OFFICER
Christopher Edward Jaccard
CHIEF OPERATING OFFICER
Andrew Raymond Hoffarth
PARTNER
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Q4 2023 13F record
Q4 2023 13F filing summary
| Period of report | December 31, 2023 |
|---|---|
| Filed | February 14, 2024 |
| Form | 13F-HR |
| Reported value | $118.4M |
| Positions | 80 |
| Change in reported value | +9.6% |
| New positions | 6 |
| Exited positions | 4 |
| Position turnover | 11.9% |
| Top-10 concentration | 59.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 11, 2026
|
84 | $202.9M |
|
Q1 2026 13F
Filed May 1, 2026
|
79 | $185.5M |
|
Q4 2025 13F
Filed Feb 4, 2026
|
87 | $172.0M |
|
Q3 2025 13F
Filed Nov 5, 2025
|
86 | $165.1M |
|
Q2 2025 13F
Filed Aug 6, 2025
|
86 | $153.6M |
|
Q1 2025 13F
Filed May 2, 2025
|
81 | $140.3M |
|
Q4 2024 13F
Filed Feb 13, 2025
|
81 | $141.8M |
|
Q3 2024 13F
Filed Nov 14, 2024
|
85 | $142.1M |
|
Q2 2024 13F
Filed Aug 8, 2024
|
82 | $133.1M |
|
Q1 2024 13F
Filed May 10, 2024
|
82 | $129.3M |
|
Q4 2023 13F
Filed Feb 14, 2024
|
80 | $118.4M |
|
Q3 2023 13F
Filed Nov 14, 2023
|
78 | $108.0M |
|
Q2 2023 13F
Filed Aug 11, 2023
|
76 | $110.5M |
|
Q1 2023 13F
Filed May 8, 2023
|
76 | $104.4M |
|
Q4 2022 13F
Filed Mar 10, 2023
|
78 | $100.7M |
Top 20 holdings · Q4 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | DFAC DIMENSIONAL ETF TRUST | $16.4M | 13.83% |
| 2 | DFAI DIMENSIONAL ETF TRUST | $10.9M | 9.24% |
| 3 | VWOB VANGUARD WHITEHALL FDS | $9.3M | 7.86% |
| 4 | VTI VANGUARD INDEX FDS | $6.5M | 5.47% |
| 5 | EMB ISHARES TR | $5.3M | 4.52% |
| 6 | DFAE DIMENSIONAL ETF TRUST | $5.3M | 4.51% |
| 7 | JEPI J P MORGAN EXCHANGE TRADED F | $5.2M | 4.42% |
| 8 | VNQ VANGUARD INDEX FDS | $4.6M | 3.85% |
| 9 | VNQI VANGUARD INTL EQUITY INDEX F | $3.1M | 2.65% |
| 10 | HYG ISHARES TR | $3.1M | 2.61% |
| 11 | IAU ISHARES GOLD TR | $2.7M | 2.3% |
| 12 | VUG VANGUARD INDEX FDS | $2.6M | 2.19% |
| 13 | ETJ EATON VANCE RISK-MANAGED DIV | $2.5M | 2.13% |
| 14 | VV VANGUARD INDEX FDS | $2.1M | 1.79% |
| 15 | HD HOME DEPOT INC | $2.1M | 1.78% |
| 16 | VONG VANGUARD SCOTTSDALE FDS | $2.0M | 1.67% |
| 17 | DFAU DIMENSIONAL ETF TRUST | $1.9M | 1.57% |
| 18 | DFIC DIMENSIONAL ETF TRUST | $1.7M | 1.46% |
| 19 | DFEM DIMENSIONAL ETF TRUST | $1.5M | 1.3% |
| 20 | SPGP INVESCO EXCHANGE TRADED FD T | $1.3M | 1.12% |
Values as reported on the Q4 2023 Form 13F. Every position is in the holdings table below.