ESSEX LLC
Q3 2023 Form 13-F
DEER PARK, ILLINOIS
CIK 0001889147
· CRD 108352
· SEC-registered investment adviser
$356.1M Reported Value Total
ESSEX LLC reports 1,607 total accounts under management (AUM). There are 1,575 discretionary accounts valued at $364,140,701, and 32 non-discretionary accounts valued at $28,256,444.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-01-29
Reported value
$356.1M
Quarter over quarter
-3.4%
Holdings
160
Top-10 concentration
39.8%
Key People
Form ADV owners & control persons
James Walter Hartwell
PRESIDENT/CEO - MANAGING MEMBER
Benjamin A. Cairns
CHIEF OPERATING OFFICER - MEMBER
Robert Carrey Tutela
CHIEF COMPLIANCE OFFICER
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | October 16, 2023 |
| Form | 13F-HR |
| Reported value | $356.1M |
| Positions | 160 |
| Change in reported value | -0.8% |
| New positions | 18 |
| Exited positions | 7 |
| Position turnover | 15.0% |
| Top-10 concentration | 39.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 14, 2026
|
183 | $659.9M |
|
Q2 2026 13F
Filed Jul 24, 2026
|
180 | $658.8M |
|
Q1 2026 13F
Filed Apr 24, 2026
|
175 | $566.5M |
|
Q4 2025 13F
Filed Jan 20, 2026
|
181 | $564.6M |
|
Q3 2025 13F
Filed Oct 23, 2025
|
173 | $552.0M |
|
Q2 2025 13F
Filed Jul 28, 2025
|
175 | $508.3M |
|
Q1 2025 13F
Filed Apr 25, 2025
|
168 | $461.5M |
|
Q4 2024 13F
Filed Jan 28, 2025
|
169 | $476.4M |
|
Q3 2024 13F
Filed Oct 18, 2024
|
168 | $488.1M |
|
Q2 2024 13F
Filed Jul 23, 2024
|
155 | $447.1M |
|
Q1 2024 13F
Filed May 3, 2024
|
154 | $434.2M |
|
Q4 2023 13F
Filed Jan 29, 2024
|
149 | $401.9M |
|
Q3 2023 13F
Filed Oct 16, 2023
|
160 | $356.1M |
|
Q2 2023 13F
Filed Jul 31, 2023
|
149 | $359.1M |
|
Q1 2023 13F
Filed May 2, 2023
|
149 | $330.8M |
|
Q4 2022 13F
Filed Jan 31, 2023
|
149 | $330.8M |
|
Q3 2022 13F
Filed Nov 7, 2022
|
145 | $303.6M |
|
Q2 2022 13F
Filed Aug 1, 2022
|
154 | $322.6M |
|
Q1 2022 13F
Filed Apr 20, 2022
|
165 | $368.9M |
|
Q4 2021 13F
Filed Jan 28, 2022
|
172 | $373.8M |
1 earlier quarter on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VCSH VANGUARD SCOTTSDALE FDS | $33.1M | 9.3% |
| 2 | SJNK SPDR SER TR | $23.4M | 6.58% |
| 3 | VCIT VANGUARD SCOTTSDALE FDS | $17.7M | 4.97% |
| 4 | FPEI FIRST TR EXCH TRADED FD III | $14.6M | 4.09% |
| 5 | XLK SELECT SECTOR SPDR TR | $11.5M | 3.23% |
| 6 | SCHX SCHWAB STRATEGIC TR | $9.8M | 2.74% |
| 7 | SCHF SCHWAB STRATEGIC TR | $9.2M | 2.58% |
| 8 | GS GOLDMAN SACHS GROUP INC | $8.5M | 2.4% |
| 9 | SCHM SCHWAB STRATEGIC TR | $7.0M | 1.96% |
| 10 | SCHA SCHWAB STRATEGIC TR | $6.9M | 1.93% |
| 11 | DE DEERE & CO | $5.6M | 1.59% |
| 12 | MSFT MICROSOFT CORP | $5.6M | 1.56% |
| 13 | AAPL APPLE INC | $5.5M | 1.56% |
| 14 | IYW ISHARES TR | $5.5M | 1.55% |
| 15 | JPM JPMORGAN CHASE & CO | $5.4M | 1.51% |
| 16 | AMD ADVANCED MICRO DEVICES INC | $5.3M | 1.49% |
| 17 | JNJ JOHNSON & JOHNSON | $5.1M | 1.42% |
| 18 | VRSN VERISIGN INC | $5.0M | 1.41% |
| 19 | JPST J P MORGAN EXCHANGE TRADED F | $4.8M | 1.35% |
| 20 | PGHY INVESCO EXCH TRADED FD TR II | $4.7M | 1.33% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.