Essex LLC's Q3 2024 13F: 19 new positions, 6 exits
Form 13F-HR for the quarter ended Sep 30, 2024 · filed Oct 18, 2024 · 168 reported positions · accession 0001889147-24-000010
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | VANGUARD SCOTTSDALE FDS (VCIT) | 8.3% | 9.2% | +0.9 pts | +74,268 sh | +16% |
| Exited | HENNESSY FDS TR (STNC) | 0.9% | — | −0.9 pts | −134K sh | −100% |
| Increased | J P MORGAN EXCHANGE TRADED F (JPST) | 1.8% | 2.3% | +0.4 pts | +54,906 sh | +34% |
| New | XENCOR INC (XNCR) | — | 0.5% | +0.5 pts | +133K sh | new |
| Increased | SCHWAB STRATEGIC TR (SCHX) | 3.6% | 4.0% | +0.4 pts | +35,987 sh | +14% |
| Increased | SCHWAB STRATEGIC TR (SCHM) | 3.1% | 3.3% | +0.2 pts | +18,012 sh | +10% |
| Exited | SPDR SER TR (XBI) | 0.2% | — | −0.2 pts | −10,430 sh | −100% |
| Increased | SELECT SECTOR SPDR TR (XLK) | 5.2% | 5.0% | −0.2 pts | +4,390 sh | +4% |
| Increased | SPDR SER TR (SJNK) | 5.5% | 5.4% | −0.1 pts | +37,432 sh | +4% |
| Increased | VANGUARD SCOTTSDALE FDS (VCSH) | 7.4% | 7.2% | −0.2 pts | +12,020 sh | +3% |
| Increased | SCHWAB STRATEGIC TR (SCHA) | 2.0% | 2.2% | +0.2 pts | +15,863 sh | +8% |
| New | OBSIDIAN ENERGY LTD (OBE) | — | 0.1% | +0.1 pts | +117K sh | new |
| Increased | SELECT SECTOR SPDR TR (XLF) | 1.2% | 1.3% | +0.1 pts | +14,126 sh | +11% |
| Increased | SCHWAB STRATEGIC TR (SCHF) | 3.0% | 3.0% | 0.0 pts | +11,589 sh | +3% |
| Increased | SELECT SECTOR SPDR TR (XLI) | 0.9% | 1.0% | +0.1 pts | +3,478 sh | +10% |
| Increased | SELECT SECTOR SPDR TR (XLV) | 0.9% | 0.9% | +0.1 pts | +2,968 sh | +11% |
| Increased | SELECT SECTOR SPDR TR (XLC) | 0.9% | 1.0% | +0.1 pts | +4,765 sh | +10% |
| Increased | CASSAVA SCIENCES INC (SAVA) | 0.2% | 0.4% | +0.3 pts | +14,456 sh | +26% |
| Reduced | ADVANCED MICRO DEVICES INC (AMD) | 1.8% | 1.6% | −0.2 pts | −2,471 sh | −5% |
| Exited | BRISTOL-MYERS SQUIBB CO (BMY) | 0.1% | — | −0.1 pts | −8,373 sh | −100% |
| Exited | VALE S A (VALE) | 0.1% | — | −0.1 pts | −28,705 sh | −100% |
| Increased | VANGUARD INDEX FDS (VUG) | 0.1% | 0.1% | +0.1 pts | +814 sh | +115% |
| New | J P MORGAN EXCHANGE TRADED F (JBND) | — | 0.1% | +0.1 pts | +5,300 sh | new |
| Reduced | DEERE & CO (DE) | 1.2% | 1.1% | 0.0 pts | −685 sh | −5% |
| Exited | COLGATE PALMOLIVE CO (CL) | 0.1% | — | −0.1 pts | −2,650 sh | −100% |
| New | CHUBB LIMITED (CB) | — | 0.1% | +0.1 pts | +916 sh | new |
| Reduced | MARSH & MCLENNAN COS INC (MRSH) | 1.1% | 1.0% | −0.1 pts | −1,184 sh | −5% |
| Reduced | DUPONT DE NEMOURS INC (DD) | 0.2% | 0.2% | −0.1 pts | −2,944 sh | −22% |
| New | WISDOMTREE TR (USFR) | — | 0.1% | +0.1 pts | +5,090 sh | new |
| New | LOCKHEED MARTIN CORP (LMT) | — | 0.1% | +0.1 pts | +429 sh | new |
| Reduced | LINDE PLC (LIN) | 0.8% | 0.8% | −0.1 pts | −524 sh | −6% |
| Reduced | JOHNSON & JOHNSON (JNJ) | 1.0% | 1.0% | 0.0 pts | −1,519 sh | −5% |
| New | CROWDSTRIKE HLDGS INC (CRWD) | — | 0.0% | 0.0 pts | +846 sh | new |
| New | TESLA INC (TSLA) | — | 0.0% | 0.0 pts | +899 sh | new |
| New | BROADCOM INC (AVGO) | — | 0.0% | 0.0 pts | +1,332 sh | new |
| New | AON PLC (AON) | — | 0.0% | 0.0 pts | +658 sh | new |
| New | MCDONALDS CORP (MCD) | — | 0.0% | 0.0 pts | +715 sh | new |
| New | GE HEALTHCARE TECHNOLOGIES I (GEHC) | — | 0.0% | 0.0 pts | +2,310 sh | new |
| New | ALNYLAM PHARMACEUTICALS INC (ALNY) | — | 0.0% | 0.0 pts | +788 sh | new |
| New | VANGUARD INDEX FDS (VO) | — | 0.0% | 0.0 pts | +821 sh | new |
| New | ICAD INC (ICAD) | — | 0.0% | 0.0 pts | +138K sh | new |
| New | FLUOR CORP NEW (FLR) | — | 0.0% | 0.0 pts | +4,500 sh | new |
| Increased | VANECK ETF TRUST (ANGL) | 0.9% | 0.9% | 0.0 pts | +7,284 sh | +5% |
| New | OPEN TEXT CORP (OTEX) | — | 0.0% | 0.0 pts | +6,310 sh | new |
| Reduced | STARBUCKS CORP (SBUX) | 0.7% | 0.8% | +0.1 pts | −2,149 sh | −5% |
| New | PHILIP MORRIS INTL INC (PM) | — | 0.0% | 0.0 pts | +1,664 sh | new |
| New | INGERSOLL RAND INC (IR) | — | 0.0% | 0.0 pts | +2,041 sh | new |
| Increased | VANGUARD INDEX FDS (VOO) | 0.1% | 0.2% | 0.0 pts | +365 sh | +28% |
| Reduced | MERCK & CO INC (MRK) | 1.0% | 0.8% | −0.2 pts | −1,659 sh | −5% |
| Reduced | GOLDMAN SACHS GROUP INC (GS) | 2.6% | 2.5% | 0.0 pts | −379 sh | −1% |
The 50 largest of 151 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 45.4% of the equity book
Changes in the top 10 this quarter: JPST entered · SCHA left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD SCOTTSDALE FDS (VCIT) | 8.3% | 9.2% | |
| 2 | VANGUARD SCOTTSDALE FDS (VCSH) | 7.4% | 7.2% | |
| 3 | SPDR SER TR (SJNK) | 5.5% | 5.4% | |
| 4 | SELECT SECTOR SPDR TR (XLK) | 5.2% | 5.0% | |
| 5 | SCHWAB STRATEGIC TR (SCHX) | 3.6% | 4.0% | |
| 6 | FIRST TR EXCH TRADED FD III (FPEI) | 3.6% | 3.4% | |
| 7 | SCHWAB STRATEGIC TR (SCHM) | 3.1% | 3.3% | |
| 8 | SCHWAB STRATEGIC TR (SCHF) | 3.0% | 3.0% | |
| 9 | GOLDMAN SACHS GROUP INC (GS) | 2.6% | 2.5% | |
| 10 | J P MORGAN EXCHANGE TRADED F (JPST) | 1.8% | 2.3% | Entered the top 10 |
| — | SCHWAB STRATEGIC TR (SCHA) | 2.0% | 2.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| New | COLGATE PALMOLIVE CO (CL) | Call | 0 | 2,650 | $275K |