Essex LLC's Q4 2023 13F: 6 new positions, 17 exits
Form 13F-HR for the quarter ended Dec 31, 2023 · filed Jan 29, 2024 · 149 reported positions · accession 0001889147-24-000001
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | SCHWAB STRATEGIC TR (SCHM) | 2.0% | 3.0% | +1.0 pts | +54,559 sh | +53% |
| Increased | SELECT SECTOR SPDR TR (XLK) | 3.2% | 4.4% | +1.1 pts | +20,874 sh | +30% |
| Increased | SCHWAB STRATEGIC TR (SCHF) | 2.6% | 3.1% | +0.5 pts | +64,189 sh | +24% |
| New | SCHWAB STRATEGIC TR (SCHI) | — | 0.6% | +0.6 pts | +52,060 sh | new |
| Increased | SCHWAB STRATEGIC TR (SCHJ) | 0.3% | 0.8% | +0.5 pts | +44,830 sh | +222% |
| Increased | SCHWAB STRATEGIC TR (SCHX) | 2.7% | 3.1% | +0.4 pts | +29,427 sh | +15% |
| Reduced | ALPS ETF TR (DTEC) | 0.7% | 0.4% | −0.3 pts | −34,196 sh | −48% |
| Increased | ISHARES TR (SHYG) | 0.2% | 0.5% | +0.3 pts | +31,526 sh | +186% |
| Increased | SCHWAB STRATEGIC TR (FNDE) | 0.7% | 0.9% | +0.2 pts | +44,651 sh | +48% |
| Increased | VANGUARD SCOTTSDALE FDS (VCIT) | 5.0% | 5.0% | 0.0 pts | +14,691 sh | +6% |
| Increased | SELECT SECTOR SPDR TR (XLF) | 0.7% | 1.0% | +0.3 pts | +31,634 sh | +42% |
| Increased | SCHWAB STRATEGIC TR (SCHA) | 1.9% | 2.2% | +0.3 pts | +20,865 sh | +13% |
| Reduced | ISHARES TR (IYW) | 1.5% | 1.4% | −0.2 pts | −7,917 sh | −15% |
| Increased | SELECT SECTOR SPDR TR (XLC) | 0.6% | 0.8% | +0.2 pts | +12,918 sh | +40% |
| Reduced | GLOBAL X FDS (BUG) | 0.6% | 0.4% | −0.2 pts | −30,035 sh | −34% |
| Increased | SELECT SECTOR SPDR TR (XLI) | 0.6% | 0.8% | +0.2 pts | +7,698 sh | +35% |
| Increased | SELECT SECTOR SPDR TR (XLV) | 0.6% | 0.8% | +0.2 pts | +6,203 sh | +36% |
| Increased | VANGUARD SCOTTSDALE FDS (VCSH) | 9.3% | 8.7% | −0.6 pts | +10,391 sh | +2% |
| Reduced | GLOBAL X FDS (FINX) | 0.3% | 0.2% | −0.1 pts | −30,215 sh | −49% |
| Increased | APPLE INC (AAPL) | 1.6% | 1.7% | +0.2 pts | +3,951 sh | +12% |
| Exited | SPDR S&P 500 ETF TR (SPY) | 0.2% | — | −0.2 pts | −1,370 sh | −100% |
| Reduced | SPDR SER TR (XBI) | 0.4% | 0.3% | −0.1 pts | −7,122 sh | −37% |
| Increased | FIRST TR EXCH TRADED FD III (FPEI) | 4.1% | 4.0% | −0.1 pts | +34,875 sh | +4% |
| Reduced | ISHARES TR (IYH) | 0.7% | 0.5% | −0.2 pts | −1,806 sh | −21% |
| Increased | CASSAVA SCIENCES INC (SAVA) | 0.1% | 0.2% | +0.1 pts | +22,620 sh | +186% |
| Reduced | J P MORGAN EXCHANGE TRADED F (JPST) | 1.3% | 1.1% | −0.3 pts | −9,222 sh | −10% |
| Reduced | GLOBAL X FDS (AIQ) | 0.5% | 0.4% | −0.1 pts | −14,650 sh | −23% |
| Exited | ISHARES TR (QUAL) | 0.1% | — | −0.1 pts | −2,937 sh | −100% |
| Reduced | EXELON CORP (EXC) | 0.5% | 0.3% | −0.2 pts | −11,535 sh | −24% |
| Reduced | ISHARES TR (IYJ) | 0.4% | 0.3% | −0.1 pts | −3,540 sh | −24% |
| Reduced | ISHARES TR (IYF) | 0.4% | 0.3% | −0.1 pts | −4,663 sh | −26% |
| Increased | PAYPAL HLDGS INC (PYPL) | 0.5% | 0.6% | +0.1 pts | +6,215 sh | +20% |
| Increased | MERCK & CO INC (MRK) | 1.0% | 1.0% | 0.0 pts | +3,454 sh | +10% |
| Increased | SPDR SER TR (SJNK) | 6.6% | 6.1% | −0.5 pts | +14,958 sh | +2% |
| Reduced | VALE S A (VALE) | 0.2% | 0.1% | −0.1 pts | −23,636 sh | −39% |
| Reduced | ISHARES TR (IDU) | 0.5% | 0.4% | −0.1 pts | −4,500 sh | −19% |
| Exited | PROSHARES TR (TBT) | 0.1% | — | −0.1 pts | −8,000 sh | −100% |
| Increased | AT&T INC (T) | 0.3% | 0.4% | +0.1 pts | +20,447 sh | +31% |
| Exited | ACTIVISION BLIZZARD INC (ATVI) | 0.1% | — | −0.1 pts | −3,220 sh | −100% |
| Exited | ISHARES TR (IUSB) | 0.1% | — | −0.1 pts | −6,677 sh | −100% |
| Exited | ISHARES TR (LRGF) | 0.1% | — | −0.1 pts | −6,659 sh | −100% |
| New | PALO ALTO NETWORKS INC (PANW) | — | 0.1% | +0.1 pts | +1,077 sh | new |
| Exited | ISHARES TR (EFV) | 0.1% | — | −0.1 pts | −5,631 sh | −100% |
| Exited | VANECK ETF TRUST (MOAT) | 0.1% | — | −0.1 pts | −3,618 sh | −100% |
| Reduced | ISHARES TR (IYK) | 0.4% | 0.2% | −0.1 pts | −1,615 sh | −24% |
| Exited | ADVISORSHARES TR (VEGA) | 0.1% | — | −0.1 pts | −7,219 sh | −100% |
| Increased | BOSTON PROPERTIES INC (BXP) | 0.5% | 0.6% | +0.1 pts | +4,105 sh | +13% |
| Increased | PFIZER INC (PFE) | 0.6% | 0.5% | −0.1 pts | +9,749 sh | +15% |
| Exited | SCHWAB STRATEGIC TR (SCHV) | 0.1% | — | −0.1 pts | −3,674 sh | −100% |
| Reduced | VANGUARD INTL EQUITY INDEX F (VWO) | 0.3% | 0.2% | −0.1 pts | −6,338 sh | −25% |
The 50 largest of 154 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 41.9% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD SCOTTSDALE FDS (VCSH) | 9.3% | 8.7% | |
| 2 | SPDR SER TR (SJNK) | 6.6% | 6.1% | |
| 3 | VANGUARD SCOTTSDALE FDS (VCIT) | 5.0% | 5.0% | |
| 4 | SELECT SECTOR SPDR TR (XLK) | 3.2% | 4.4% | |
| 5 | FIRST TR EXCH TRADED FD III (FPEI) | 4.1% | 4.0% | |
| 6 | SCHWAB STRATEGIC TR (SCHX) | 2.7% | 3.1% | |
| 7 | SCHWAB STRATEGIC TR (SCHF) | 2.6% | 3.1% | |
| 8 | SCHWAB STRATEGIC TR (SCHM) | 2.0% | 3.0% | |
| 9 | GOLDMAN SACHS GROUP INC (GS) | 2.4% | 2.5% | |
| 10 | SCHWAB STRATEGIC TR (SCHA) | 1.9% | 2.2% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).