Essex LLC's Q3 2022 13F: 2 new positions, 11 exits
Form 13F-HR for the quarter ended Sep 30, 2022 · filed Nov 7, 2022 · 145 reported positions · accession 0001889147-22-000006
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | VANGUARD SCOTTSDALE FDS (VCSH) | 3.0% | 4.7% | +1.7 pts | +67,227 sh | +53% |
| Reduced | GLOBAL X FDS (MLPX) | 2.7% | 1.4% | −1.3 pts | −113K sh | −50% |
| Reduced | APPLE INC (AAPL) | 2.0% | 1.4% | −0.6 pts | −16,418 sh | −35% |
| Exited | VERIZON COMMUNICATIONS INC (VZ) | 0.7% | — | −0.7 pts | −43,583 sh | −100% |
| New | SKYWORKS SOLUTIONS INC (SWKS) | — | 0.5% | +0.5 pts | +17,340 sh | new |
| Reduced | SPDR SER TR (SJNK) | 6.7% | 6.5% | −0.2 pts | −60,120 sh | −7% |
| Reduced | BRISTOL-MYERS SQUIBB CO (BMY) | 0.8% | 0.4% | −0.4 pts | −18,514 sh | −53% |
| Increased | SELECT SECTOR SPDR TR (XLK) | 1.0% | 1.3% | +0.3 pts | +8,753 sh | +34% |
| Increased | GLOBAL X FDS (FINX) | 0.5% | 0.8% | +0.3 pts | +44,713 sh | +60% |
| Exited | ETF MANAGERS TR (IPAY) | 0.3% | — | −0.3 pts | −22,135 sh | −100% |
| Increased | ISHARES TR (SHYG) | 2.1% | 2.5% | +0.3 pts | +16,969 sh | +10% |
| Exited | DEVON ENERGY CORP NEW (DVN) | 0.2% | — | −0.2 pts | −11,500 sh | −100% |
| Reduced | ISHARES TR (IBB) | 0.3% | 0.2% | −0.1 pts | −4,030 sh | −49% |
| Increased | SPDR SER TR (XBI) | 0.6% | 0.8% | +0.2 pts | +5,541 sh | +22% |
| Reduced | VANECK ETF TRUST (ANGL) | 2.1% | 2.0% | −0.1 pts | −16,634 sh | −7% |
| Exited | INTEL CORP (INTC) | 0.1% | — | −0.1 pts | −12,099 sh | −100% |
| Increased | CASSAVA SCIENCES INC (SAVA) | 0.1% | 0.3% | +0.2 pts | +10,145 sh | +81% |
| Reduced | INVESCO EXCH TRADED FD TR II (PGHY) | 2.8% | 2.8% | 0.0 pts | −21,511 sh | −5% |
| Increased | ALPHABET INC (GOOGL) | 0.7% | 0.7% | +0.1 pts | +3,685 sh | +19% |
| Increased | SCHWAB STRATEGIC TR (SCHX) | 1.8% | 2.0% | +0.1 pts | +8,236 sh | +6% |
| Reduced | FIRST TR EXCH TRADED FD III (FPEI) | 5.5% | 5.6% | +0.1 pts | −18,255 sh | −2% |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | 0.9% | 0.9% | 0.0 pts | +4,657 sh | +12% |
| Increased | EXELON CORP (EXC) | 0.8% | 0.8% | 0.0 pts | +7,695 sh | +14% |
| Reduced | DISNEY WALT CO (DIS) | 1.0% | 1.0% | 0.0 pts | −3,009 sh | −9% |
| Exited | OCCIDENTAL PETE CORP (OXY) | 0.1% | — | −0.1 pts | −5,016 sh | −100% |
| Exited | PHILIP MORRIS INTL INC (PM) | 0.1% | — | −0.1 pts | −2,709 sh | −100% |
| Reduced | PAYPAL HLDGS INC (PYPL) | 0.8% | 0.9% | +0.2 pts | −2,755 sh | −8% |
| Reduced | VERISIGN INC (VRSN) | 1.4% | 1.5% | +0.1 pts | −1,305 sh | −5% |
| Exited | ASANA INC (ASAN) | 0.1% | — | −0.1 pts | −13,358 sh | −100% |
| New | DIREXION SHS ETF TR (SPXS) | — | 0.1% | +0.1 pts | +7,000 sh | new |
| Exited | AMGEN INC (AMGN) | 0.1% | — | −0.1 pts | −845 sh | −100% |
| Reduced | ALPS ETF TR (DTEC) | 1.6% | 1.5% | 0.0 pts | −5,623 sh | −4% |
| Increased | SCHWAB STRATEGIC TR (SCHA) | 1.9% | 2.0% | +0.1 pts | +4,578 sh | +3% |
| Increased | J P MORGAN EXCHANGE TRADED F (JPST) | 3.3% | 3.6% | +0.3 pts | +3,371 sh | +2% |
| Reduced | FIRST TR EXCHANGE-TRADED FD (HYLS) | 0.6% | 0.6% | 0.0 pts | −4,363 sh | −9% |
| Reduced | TRANSOCEAN LTD (RIG) | 0.4% | 0.3% | −0.1 pts | −67,210 sh | −18% |
| Reduced | FIRST TR EXCH TRADED FD III (FPE) | 1.3% | 1.3% | 0.0 pts | −9,733 sh | −4% |
| Increased | TITAN MED INC (TMDIF) | 0.3% | 0.4% | 0.0 pts | +360K sh | +18% |
| Exited | GLOBAL X FDS (CLOU) | 0.1% | — | −0.1 pts | −10,005 sh | −100% |
| Increased | SELECT SECTOR SPDR TR (XLC) | 0.2% | 0.3% | 0.0 pts | +3,137 sh | +23% |
| Increased | SCHWAB STRATEGIC TR (SCHM) | 1.6% | 1.7% | +0.1 pts | +2,368 sh | +3% |
| Increased | ISHARES TR (IYW) | 1.3% | 1.3% | 0.0 pts | +1,885 sh | +3% |
| Reduced | JOHNSON & JOHNSON (JNJ) | 1.8% | 1.7% | −0.1 pts | −837 sh | −3% |
| Reduced | PEPSICO INC (PEP) | 1.3% | 1.3% | 0.0 pts | −825 sh | −3% |
| Reduced | TESLA INC (TSLA) | 0.1% | 0.1% | 0.0 pts | −505 sh | −29% |
| Reduced | SCHWAB STRATEGIC TR (SCHF) | 1.9% | 1.7% | −0.1 pts | −4,430 sh | −2% |
| Exited | ANNOVIS BIO INC (ANVS) | 0.0% | — | 0.0 pts | −10,408 sh | −100% |
| Exited | LISTED FD TR (METV) | 0.0% | — | 0.0 pts | −14,449 sh | −100% |
| Reduced | BOSTON PROPERTIES INC (BXP) | 0.8% | 0.7% | −0.1 pts | −1,423 sh | −5% |
| Increased | PINTEREST INC (PINS) | 0.2% | 0.3% | +0.1 pts | +4,551 sh | +14% |
The 50 largest of 136 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 34.2% of the equity book
Changes in the top 10 this quarter: SCHA entered · SCHX entered · MLPX left · AAPL left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR SER TR (SJNK) | 6.7% | 6.5% | |
| 2 | FIRST TR EXCH TRADED FD III (FPEI) | 5.5% | 5.6% | |
| 3 | VANGUARD SCOTTSDALE FDS (VCSH) | 3.0% | 4.7% | |
| 4 | J P MORGAN EXCHANGE TRADED F (JPST) | 3.3% | 3.6% | |
| 5 | INVESCO EXCH TRADED FD TR II (PGHY) | 2.8% | 2.8% | |
| 6 | GOLDMAN SACHS GROUP INC (GS) | 2.5% | 2.6% | |
| 7 | ISHARES TR (SHYG) | 2.1% | 2.5% | |
| 8 | VANECK ETF TRUST (ANGL) | 2.1% | 2.0% | |
| 9 | SCHWAB STRATEGIC TR (SCHA) | 1.9% | 2.0% | Entered the top 10 |
| 10 | SCHWAB STRATEGIC TR (SCHX) | 1.8% | 2.0% | Entered the top 10 |
| — | GLOBAL X FDS (MLPX) | 2.7% | 1.4% | Left the top 10 |
| — | APPLE INC (AAPL) | 2.0% | 1.4% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).