EQUITEC PROPRIETARY MARKETS LLC's Q2 2023 13F: 13 new positions, 58 exits
Form 13F-HR for the quarter ended Jun 30, 2023 · filed Jul 12, 2023 · 71 reported positions · accession 0001420506-23-001283
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | FRANCHISE GROUP INC (FRG) | 23.0% | 22.8% | −0.3 pts | +230K sh | +26% |
| Reduced | B. RILEY FINANCIAL INC (RILY) | 33.5% | 36.3% | +2.8 pts | −132K sh | −11% |
| Reduced | APPLIED DIGITAL CORP (APLD) | 1.4% | 1.6% | +0.2 pts | −441K sh | −65% |
| Exited | AMRYT PHARMA PLC (AMYT) | 1.7% | — | −1.7 pts | −125K sh | −100% |
| New | SPDR GOLD TR (GLD) | — | 1.7% | +1.7 pts | +13,300 sh | new |
| New | NATIONAL INSTRS CORP (NATI) | — | 1.6% | +1.6 pts | +40,100 sh | new |
| Reduced | LILIUM N V (LILMF) | 1.1% | 0.7% | −0.4 pts | −1.26M sh | −70% |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | 0.0% | 1.5% | +1.5 pts | +18,800 sh | +19583% |
| New | STRATASYS LTD (SSYS) | — | 1.4% | +1.4 pts | +113K sh | new |
| Increased | OCCIDENTAL PETE CORP (OXYWS) | 6.4% | 5.8% | −0.6 pts | +53,700 sh | +32% |
| Exited | TRAVELCENTERS OF AMERICA INC (TA) | 1.2% | — | −1.2 pts | −15,100 sh | −100% |
| Exited | FIRST HORIZON CORPORATION (FHN) | 1.2% | — | −1.2 pts | −69,200 sh | −100% |
| Increased | SILICON MOTION TECHNOLOGY CO (SIMO) | 0.5% | 1.4% | +0.9 pts | +19,991 sh | +253% |
| New | ALPHABET INC (GOOGL) | — | 1.0% | +1.0 pts | +11,700 sh | new |
| Increased | SEAGEN INC (SGEN) | 0.1% | 0.9% | +0.8 pts | +6,220 sh | +1244% |
| Reduced | GINKGO BIOWORKS HOLDINGS INC (DNA) | 4.6% | 4.2% | −0.4 pts | −445K sh | −12% |
| New | CHINOOK THERAPEUTICS INC (KDNY) | — | 0.5% | +0.5 pts | +20,100 sh | new |
| Reduced | PHARMACYTE BIOTECH INC (PMCB) | 0.9% | 0.1% | −0.8 pts | −269K sh | −81% |
| Increased | SYNCHRONOSS TECHNOLOGIES INC (SNCR) | 0.5% | 0.8% | +0.4 pts | +769K sh | +148% |
| New | HORIZON THERAPEUTICS PUB L (HZNP) | — | 0.5% | +0.5 pts | +6,550 sh | new |
| Reduced | TEGNA INC (TGNA) | 0.8% | 0.1% | −0.7 pts | −40,400 sh | −77% |
| Exited | PLUG POWER INC (PLUG) | 0.3% | — | −0.3 pts | −25,900 sh | −100% |
| Exited | ALPHABET INC (GOOG) | 0.2% | — | −0.2 pts | −2,500 sh | −100% |
| New | CIRCOR INTL INC (CIR) | — | 0.2% | +0.2 pts | +5,800 sh | new |
| Exited | GAMESTOP CORP NEW (GME) | 0.2% | — | −0.2 pts | −9,000 sh | −100% |
| New | PARATEK PHARMACEUTICALS INC (PRTK) | — | 0.1% | +0.1 pts | +95,600 sh | new |
| Increased | BIOHAVEN LTD (BHVN) | 0.5% | 0.7% | +0.3 pts | +7,200 sh | +20% |
| New | MARATHON DIGITAL HOLDINGS IN (MARA) | — | 0.1% | +0.1 pts | +10,100 sh | new |
| Exited | BLUEROCK HOMES TRUST INC (BHM) | 0.1% | — | −0.1 pts | −5,172 sh | −100% |
| Exited | GREEN PLAINS INC (GPRE) | 0.1% | — | −0.1 pts | −3,300 sh | −100% |
| Reduced | LUCID GROUP INC (LCID) | 0.2% | 0.1% | −0.2 pts | −17,100 sh | −56% |
| Exited | INVESCO DB MULTI-SECTOR COMM (DBA) | 0.1% | — | −0.1 pts | −3,500 sh | −100% |
| Reduced | BABCOCK & WILCOX ENTERPRISES (BW) | 1.6% | 1.1% | −0.5 pts | −15,995 sh | −6% |
| New | SEQUANS COMMUNICATIONS S A (SQNS) | — | 0.1% | +0.1 pts | +37,897 sh | new |
| New | FERROGLOBE PLC (GSM) | — | 0.1% | +0.1 pts | +16,700 sh | new |
| Exited | DISNEY WALT CO (DIS) | 0.0% | — | 0.0 pts | −500 sh | −100% |
| Reduced | ANGEL OAK MORTGAGE REIT INC (AOMR) | 0.9% | 0.7% | −0.2 pts | −7,453 sh | −6% |
| Exited | CVENT HOLDING CORP (CVT) | 0.0% | — | 0.0 pts | −4,600 sh | −100% |
| Exited | MAXAR TECHNOLOGIES INC (MAXR) | 0.0% | — | 0.0 pts | −700 sh | −100% |
| Increased | BIGBEAR AI HLDGS INC (BBAIWS) | 0.0% | 0.0% | 0.0 pts | +205K sh | +480% |
| Increased | LIVEWIRE GROUP INC (LVWRWS) | 0.0% | 0.0% | 0.0 pts | +64,300 sh | +214% |
| Exited | MICROSOFT CORP (MSFT) | 0.0% | — | 0.0 pts | −100 sh | −100% |
| Exited | BRC INC (BRCC) | 0.0% | — | 0.0 pts | −5,388 sh | −100% |
| Exited | MONEYGRAM INTL INC (MGI) | 0.0% | — | 0.0 pts | −2,400 sh | −100% |
| Exited | ISHARES TR (TIP) | 0.0% | — | 0.0 pts | −200 sh | −100% |
| Increased | THE ARENA GROUP HOLDINGS INC (AREN) | 0.4% | 0.3% | −0.1 pts | +5,594 sh | +6% |
| Exited | TH INTERNATIONAL LIMITED (THCHW) | 0.0% | — | 0.0 pts | −35,100 sh | −100% |
| Increased | ACTIVISION BLIZZARD INC (ATVI) | 8.8% | 6.5% | −2.3 pts | +249 sh | 0% |
| New | CXAPP INC (CXAIW) | — | 0.0% | 0.0 pts | +35,000 sh | new |
| Exited | PROSHARES TR II (UVXY) | 0.0% | — | 0.0 pts | −3,000 sh | −100% |
The 50 largest of 104 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- CANADIAN PACIFIC KANSAS CITY (CP): 13645T100 → 13646K108, 28,800 → 28,800 shares
Top 10 positions — 83.9% of the equity book
Changes in the top 10 this quarter: GLD entered · NATI entered · AMYT left · BW left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | B. RILEY FINANCIAL INC (RILY) | 33.5% | 36.3% | |
| 2 | FRANCHISE GROUP INC (FRG) | 23.0% | 22.8% | |
| 3 | ACTIVISION BLIZZARD INC (ATVI) | 8.8% | 6.5% | |
| 4 | OCCIDENTAL PETE CORP (OXYWS) | 6.4% | 5.8% | |
| 5 | GINKGO BIOWORKS HOLDINGS INC (DNA) | 4.6% | 4.2% | |
| 6 | ANGEL OAK FINL STRATEGIES IN (FINS) | 2.5% | 1.8% | |
| 7 | SPDR GOLD TR (GLD) | 0.0% | 1.7% | Entered the top 10 |
| 8 | CANADIAN PACIFIC KANSAS CITY (CP) | 2.1% | 1.6% | |
| 9 | NATIONAL INSTRS CORP (NATI) | 0.0% | 1.6% | Entered the top 10 |
| 10 | APPLIED DIGITAL CORP (APLD) | 1.4% | 1.6% | |
| — | AMRYT PHARMA PLC (AMYT) | 1.7% | 0.0% | Left the top 10 |
| — | BABCOCK & WILCOX ENTERPRISES (BW) | 1.6% | 1.1% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| New | NVIDIA CORPORATION (NVDA) | Call | 0 | 53,400 | $22.6M |
| New | IVERIC BIO INC (ISEE) | Put | 0 | 522K | $20.5M |
| Reduced | TESLA INC (TSLA) | Put | 116K | 17,800 | $4.66M |
| New | IVERIC BIO INC (ISEE) | Call | 0 | 429K | $16.9M |
| Increased | HORIZON THERAPEUTICS PUB L (HZNP) | Call | 7,000 | 139K | $14.3M |
| Increased | HORIZON THERAPEUTICS PUB L (HZNP) | Put | 10,800 | 134K | $13.7M |
| Increased | TESLA INC (TSLA) | Call | 35,900 | 75,500 | $19.8M |
| Reduced | ACTIVISION BLIZZARD INC (ATVI) | Put | 284K | 219K | $18.4M |
| Exited | TRAVELCENTERS OF AMERICA INC (TA) | Put | 51,700 | 0 | $0 |
| Increased | SILICON MOTION TECHNOLOGY CO (SIMO) | Put | 15,200 | 72,300 | $5.2M |
| New | STRATASYS LTD (SSYS) | Put | 0 | 172K | $3.05M |
| Exited | AMRYT PHARMA PLC (AMYT) | Put | 192K | 0 | $0 |
| New | NATIONAL INSTRS CORP (NATI) | Put | 0 | 46,300 | $2.66M |
| Increased | SEAGEN INC (SGEN) | Put | 6,200 | 18,700 | $3.6M |
| New | SILICON MOTION TECHNOLOGY CO (SIMO) | Call | 0 | 24,000 | $1.72M |
| New | TRITON INTL LTD (TRTN) | Put | 0 | 20,100 | $1.67M |
| Exited | FIRST HORIZON CORPORATION (FHN) | Put | 73,200 | 0 | $0 |
| Exited | BLUEROCK HOMES TRUST INC (BHM) | Put | 63,800 | 0 | $0 |
| New | CANADIAN PACIFIC KANSAS CITY (CP) | Call | 0 | 14,400 | $1.16M |
| Reduced | SEAGEN INC (SGEN) | Call | 20,700 | 15,900 | $3.06M |
| Exited | CANADIAN PAC RY LTD (CP) | Call | 14,400 | 0 | $0 |
| Increased | AMC ENTMT HLDGS INC (AMC) | Put | 30,000 | 283K | $1.25M |
| New | CHINOOK THERAPEUTICS INC (KDNY) | Put | 0 | 28,300 | $1.09M |
| Increased | VMWARE INC (VMW) | Call | 39,700 | 41,700 | $5.99M |
| New | CANADIAN PACIFIC KANSAS CITY (CP) | Put | 0 | 10,000 | $808K |