Eqis Capital Management Inc's Q3 2022 13F: 75 new positions, 81 exits
Form 13F-HR for the quarter ended Sep 30, 2022 · filed Oct 24, 2022 · 722 reported positions · accession 0001062993-22-021060
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | ISHARES TR (TLT) | 3.3% | 2.1% | −1.2 pts | −92,486 sh | −35% |
| Increased | SPDR SER TR (BIL) | 2.2% | 3.1% | +0.9 pts | +69,053 sh | +31% |
| Exited | INVESCO ACTVELY MNGD ETC FD (PDBC) | 0.5% | — | −0.5 pts | −269K sh | −100% |
| Reduced | ISHARES TR (SHV) | 0.6% | 0.2% | −0.4 pts | −38,632 sh | −74% |
| Increased | GOLDMAN SACHS ETF TR (GBIL) | 0.7% | 1.2% | +0.5 pts | +39,590 sh | +59% |
| Reduced | TARGET CORP (TGT) | 0.4% | 0.1% | −0.3 pts | −20,358 sh | −71% |
| Increased | PIMCO ETF TR (MINT) | 0.1% | 0.3% | +0.3 pts | +23,408 sh | +440% |
| Increased | VANGUARD WORLD FDS (VDE) | 1.3% | 1.7% | +0.4 pts | +22,216 sh | +18% |
| Increased | J P MORGAN EXCHANGE TRADED F (JPST) | 0.1% | 0.3% | +0.3 pts | +43,745 sh | +273% |
| Increased | VANGUARD BD INDEX FDS (BSV) | 0.4% | 0.6% | +0.3 pts | +27,165 sh | +58% |
| New | ISHARES TR (MBB) | — | 0.2% | +0.2 pts | +17,894 sh | new |
| Reduced | ISHARES TR (TIP) | 0.7% | 0.5% | −0.2 pts | −15,535 sh | −26% |
| Exited | IAC INTERACTIVECORP NEW (IAC) | 0.2% | — | −0.2 pts | −21,651 sh | −100% |
| New | SHOPIFY INC (SHOP) | — | 0.2% | +0.2 pts | +56,117 sh | new |
| Increased | FIDELITY COVINGTON TRUST (FHLC) | 1.4% | 1.6% | +0.2 pts | +25,511 sh | +11% |
| Reduced | VANGUARD SCOTTSDALE FDS (VCSH) | 0.6% | 0.4% | −0.1 pts | −19,035 sh | −28% |
| Increased | ISHARES TR (IEF) | 0.5% | 0.6% | +0.2 pts | +14,588 sh | +33% |
| Exited | GRUPO AEROPUERTO DEL PACIFIC (PAC) | 0.2% | — | −0.2 pts | −10,759 sh | −100% |
| Exited | CHINA LIFE INS CO LTD (LFCHY) | 0.2% | — | −0.2 pts | −172K sh | −100% |
| Exited | BHP GROUP LTD (BHP) | 0.2% | — | −0.2 pts | −26,116 sh | −100% |
| Exited | SPDR SER TR (XBI) | 0.2% | — | −0.2 pts | −19,330 sh | −100% |
| Exited | BRITISH AMERN TOB PLC (BTI) | 0.1% | — | −0.1 pts | −32,410 sh | −100% |
| Reduced | APPLE INC (AAPL) | 1.4% | 1.4% | 0.0 pts | −9,308 sh | −10% |
| Reduced | ISHARES TR (IBB) | 0.3% | 0.1% | −0.1 pts | −10,717 sh | −49% |
| Reduced | JINKOSOLAR HLDG CO LTD (JKS) | 0.2% | 0.0% | −0.2 pts | −22,575 sh | −84% |
| New | INDUSTRIAS BACHOCO SAB (IBAAY) | — | 0.1% | +0.1 pts | +27,141 sh | new |
| New | FLEX LTD (FLEX) | — | 0.1% | +0.1 pts | +74,924 sh | new |
| New | CANADIAN SOLAR INC (CSIQ) | — | 0.1% | +0.1 pts | +33,107 sh | new |
| New | COCA-COLA FEMSA SAB DE CV (KOF) | — | 0.1% | +0.1 pts | +21,056 sh | new |
| New | AMBEV SA (ABEV) | — | 0.1% | +0.1 pts | +434K sh | new |
| Exited | GRUPO AEROPORTUARIO DEL SURE (ASR) | 0.1% | — | −0.1 pts | −6,678 sh | −100% |
| Reduced | ELBIT SYS LTD (ESLT) | 0.2% | 0.1% | −0.2 pts | −6,352 sh | −67% |
| New | GOLAR LNG LTD (GLNG) | — | 0.1% | +0.1 pts | +47,732 sh | new |
| Exited | TRANSALTA CORP (TAC) | 0.1% | — | −0.1 pts | −112K sh | −100% |
| Exited | PETROCHINA CO LTD (PTCCY) | 0.1% | — | −0.1 pts | −27,370 sh | −100% |
| New | WNS HLDGS LTD (WNS) | — | 0.1% | +0.1 pts | +14,394 sh | new |
| New | ARGENX SE (ARGX) | — | 0.1% | +0.1 pts | +3,334 sh | new |
| Exited | PIMCO ETF TR (HYS) | 0.1% | — | −0.1 pts | −14,351 sh | −100% |
| Exited | CANON INC (CAJPY) | 0.1% | — | −0.1 pts | −55,899 sh | −100% |
| Exited | SAP SE (SAP) | 0.1% | — | −0.1 pts | −13,932 sh | −100% |
| New | GRUPO AEROPORTUARIO DEL CENT (OMAB) | — | 0.1% | +0.1 pts | +23,320 sh | new |
| Exited | TURQUOISE HILL RES LTD (TRQ) | 0.1% | — | −0.1 pts | −47,117 sh | −100% |
| New | THOMSON REUTERS CORP. (TRI) | — | 0.1% | +0.1 pts | +11,308 sh | new |
| Exited | NVENT ELECTRIC PLC (NVT) | 0.1% | — | −0.1 pts | −39,856 sh | −100% |
| New | HDFC BANK LTD (HDB) | — | 0.1% | +0.1 pts | +19,769 sh | new |
| New | DAQO NEW ENERGY CORP (DQ) | — | 0.1% | +0.1 pts | +21,671 sh | new |
| New | WASTE CONNECTIONS INC (WCN) | — | 0.1% | +0.1 pts | +8,508 sh | new |
| New | NOVA LTD (NVMI) | — | 0.1% | +0.1 pts | +13,215 sh | new |
| New | BP PLC (BP) | — | 0.1% | +0.1 pts | +39,090 sh | new |
| Exited | SPDR SER TR (XRT) | 0.1% | — | −0.1 pts | −20,712 sh | −100% |
The 50 largest of 802 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- GSK PLC (GSK): 37733W105 → 37733W204, 68,452 → 61,045 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 15.1% of the equity book
Changes in the top 10 this quarter: GBIL entered · VNQ left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR SER TR (BIL) | 2.2% | 3.1% | |
| 2 | ISHARES TR (TLT) | 3.3% | 2.1% | |
| 3 | VANGUARD WORLD FDS (VDE) | 1.3% | 1.7% | |
| 4 | FIDELITY COVINGTON TRUST (FHLC) | 1.4% | 1.6% | |
| 5 | APPLE INC (AAPL) | 1.4% | 1.4% | |
| 6 | INVESCO EXCHANGE TRADED FD T (RSPT) | 1.2% | 1.2% | |
| 7 | GOLDMAN SACHS ETF TR (GBIL) | 0.7% | 1.2% | Entered the top 10 |
| 8 | VANGUARD BD INDEX FDS (BIV) | 1.0% | 1.0% | |
| 9 | ISHARES TR (FLOT) | 0.9% | 0.9% | |
| 10 | SPDR SER TR (MDYV) | 0.9% | 0.9% | |
| — | VANGUARD INDEX FDS (VNQ) | 0.9% | 0.7% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).