EMPIRICAL ASSET MANAGEMENT LLC
Q4 2022 Form 13-F
WELLESLEY, MASSACHUSETTS
CIK 0001926596
· CRD 155436
· SEC-registered investment adviser
Holdings reported by
Brooklyn Investment Group since Q4 2025
$95.0M Reported Value Total
EMPIRICAL ASSET MANAGEMENT, LLC reports 723 total accounts under management (AUM). There are 707 discretionary accounts valued at $203,732,141, and 16 non-discretionary accounts valued at $1,253,489.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
1 fund
· $444.7K gross asset value
Hedge Fund: $444.7K
Source: Form ADV filed 2026-07-07
Reported value
$95.0M
Quarter over quarter
+7.5%
Holdings
161
Top-10 concentration
22.9%
Filing Structure
Holdings reported by
- Brooklyn Investment Group · since Q4 2025 · declared by one filing
Key People
Form ADV owners & control persons
Mark Henry Fiskio
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
Robert Manning Wadsworth
INVESTOR MEMBER
Glenn Andrew Caldicott
CHIEF INVESTMENT OFFICER
Filing Navigation
13F Metrics
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Q4 2022 13F record
Q4 2022 13F filing summary
| Period of report | December 31, 2022 |
|---|---|
| Filed | January 31, 2023 |
| Form | 13F-HR |
| Reported value | $95.0M |
| Positions | 161 |
| Change in reported value | +3.6% |
| New positions | 35 |
| Exited positions | 20 |
| Position turnover | 30.4% |
| Top-10 concentration | 22.9% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 10, 2026
|
448 | $444.0M |
|
Q1 2026 13F
Filed May 11, 2026
|
395 | $379.3M |
|
Q4 2025 13F
Filed Feb 6, 2026
|
356 | $354.5M |
|
Q3 2025 13F
Filed Nov 12, 2025
|
368 | $360.1M |
|
Q2 2025 13F
Filed Jul 29, 2025
|
313 | $323.4M |
|
Q1 2025 13F
Filed May 12, 2025
|
301 | $293.4M |
|
Q4 2024 13F
Filed Jan 15, 2025
|
445 | $301.7M |
|
Q3 2024 13F
Filed Oct 11, 2024
|
308 | $280.9M |
|
Q2 2024 13F
Filed Aug 12, 2024
|
348 | $265.8M |
|
Q1 2024 13F
Filed May 10, 2024
|
275 | $207.3M |
|
Q4 2023 13F
Filed Jan 12, 2024
|
176 | $122.6M |
|
Q3 2023 13F
Filed Nov 1, 2023
|
166 | $114.8M |
|
Q2 2023 13F
Filed Aug 1, 2023
|
156 | $113.0M |
|
Q1 2023 13F
Filed Apr 18, 2023
|
147 | $104.5M |
|
Q4 2022 13F
Filed Jan 31, 2023
|
161 | $95.0M |
|
Q3 2022 13F
Filed Oct 19, 2022
|
146 | $91.7M |
|
Q2 2022 13F
Filed Jul 18, 2022
|
153 | $94.9M |
|
Q1 2022 13F
Filed May 6, 2022
|
145 | $105.2M |
|
Q4 2021 13F
Filed May 6, 2022
|
150 | $103.6M |
Top 20 holdings · Q4 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SGOL ABRDN GOLD ETF TRUST | $4.0M | 4.21% |
| 2 | SHY ISHARES TR | $3.6M | 3.74% |
| 3 | HYZD WISDOMTREE TR | $2.4M | 2.49% |
| 4 | SPY SPDR S&P 500 ETF TR | $2.1M | 2.2% |
| 5 | TPL TEXAS PACIFIC LAND CORPORATI | $1.9M | 2.01% |
| 6 | WTMF WISDOMTREE TR | $1.8M | 1.9% |
| 7 | SCHR SCHWAB STRATEGIC TR | $1.7M | 1.78% |
| 8 | DBEM DBX ETF TR | $1.6M | 1.65% |
| 9 | CSCO CISCO SYS INC | $1.4M | 1.51% |
| 10 | TDTT FLEXSHARES TR | $1.4M | 1.46% |
| 11 | TIPZ PIMCO ETF TR | $1.3M | 1.4% |
| 12 | CZA INVESCO EXCHANGE TRADED FD T | $1.3M | 1.39% |
| 13 | AAPL APPLE INC | $1.2M | 1.29% |
| 14 | QAI INDEXIQ ETF TR | $1.2M | 1.27% |
| 15 | MSFT MICROSOFT CORP | $1.2M | 1.23% |
| 16 | GILD GILEAD SCIENCES INC | $1.2M | 1.23% |
| 17 | DGX QUEST DIAGNOSTICS INC | $1.1M | 1.15% |
| 18 | BTAL AGF INVTS TR | $1.1M | 1.13% |
| 19 | RODM LATTICE STRATEGIES TR | $1.0M | 1.09% |
| 20 | LGLV SPDR SER TR | $1.0M | 1.09% |
Values as reported on the Q4 2022 Form 13F. Every position is in the holdings table below.